Company Names, identifiers, and filing context for this profile. 1 identity field
Company location
Novato, CA
SEC filing record 1 source field available
Fiscal year end
30 September
HENNESSY ADVISORS INC has filed 1,070 SEC EDGAR filings since 06 Aug 2001

SEC filing history

Showing 326-350 of 798 matching filings.

Per page
25
Current page
14
4

FORM 4

Filing date
22 Sep 2020
Reporting date
18 Sep 2020
SEC evidence
Open document Open filing
Next action
Verify source filing
4

FORM 4

Filing date
15 Sep 2020
Reporting date
12 Sep 2020
SEC evidence
Open document Open filing
Next action
Verify source filing
4

FORM 4

Filing date
15 Sep 2020
Reporting date
12 Sep 2020
SEC evidence
Open document Open filing
Next action
Verify source filing
4

FORM 4

Filing date
15 Sep 2020
Reporting date
12 Sep 2020
SEC evidence
Open document Open filing
Next action
Verify source filing
4

FORM 4

Filing date
15 Sep 2020
Reporting date
12 Sep 2020
SEC evidence
Open document Open filing
Next action
Verify source filing
4

FORM 4

Filing date
01 Sep 2020
Reporting date
30 Aug 2020
SEC evidence
Open document Open filing
Next action
Verify source filing
4

FORM 4

Filing date
01 Sep 2020
Reporting date
30 Aug 2020
SEC evidence
Open document Open filing
Next action
Verify source filing
4

FORM 4

Filing date
01 Sep 2020
Reporting date
30 Aug 2020
SEC evidence
Open document Open filing
Next action
Verify source filing
4

FORM 4

Filing date
01 Sep 2020
Reporting date
30 Aug 2020
SEC evidence
Open document Open filing
Next action
Verify source filing
8-K File 001-36423

8-K

Filing date
06 Aug 2020
Reporting date
06 Aug 2020
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-HR File 028-06715

13F-HR filing

Filing date
20 Jul 2020
Reporting date
30 Jun 2020
SEC evidence
Open document Open filing
Next action
Verify source filing
8-K File 001-36423

8-K

Filing date
15 May 2020
Reporting date
14 May 2020
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-HR File 028-06715

13F-HR filing

Filing date
14 Apr 2020
Reporting date
31 Mar 2020
SEC evidence
Open document Open filing
Next action
Verify source filing
8-K File 001-36423

8-K filing

Filing date
26 Mar 2020
Reporting date
26 Mar 2020
SEC evidence
Open document Open filing
Next action
Verify source filing
4

FORM 4

Filing date
20 Mar 2020
Reporting date
19 Mar 2020
SEC evidence
Open document Open filing
Next action
Verify source filing
4

FORM 4

Filing date
18 Mar 2020
Reporting date
17 Mar 2020
SEC evidence
Open document Open filing
Next action
Verify source filing
4

FORM 4

Filing date
24 Feb 2020
Reporting date
20 Feb 2020
SEC evidence
Open document Open filing
Next action
Verify source filing
8-K File 001-36423

8-K filing

Filing date
12 Feb 2020
Reporting date
11 Feb 2020
SEC evidence
Open document Open filing
Next action
Verify source filing
8-K File 001-36423

8-K

Filing date
11 Feb 2020
Reporting date
11 Feb 2020
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-HR File 028-06715

13F-HR filing

Filing date
14 Jan 2020
Reporting date
31 Dec 2019
SEC evidence
Open document Open filing
Next action
Verify source filing
424B3 File 333-222001

424B3 filing

Filing date
17 Dec 2019
Reporting date
Not listed
SEC evidence
Open document Open filing
Next action
Verify source filing
DEF 14A File 001-36423

DEF 14A

Filing date
16 Dec 2019
Reporting date
11 Feb 2020
SEC evidence
Open document Open filing
Next action
Verify source filing
We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .