HENNESSY ADVISORS INC

CIK 0001145255 · SEC filing index. Filing dates describe disclosures, not live market data.

Listed symbols

HNNA on Nasdaq

Ownership signals CIK-linked ownership evidence from parsed SEC filings. 1 signal

Parsed SEC ownership signals

Parsed SEC ownership coverage

These bars compare filing-backed value available in each disclosure family. Read them as separate lenses, not as one combined ownership total.

13F portfolio$3.13B

Quarterly institutional holdings reported on Form 13F; not total AUM.

Latest reported 13F value

13F

$3.13B

Reported market value from the latest parsed Form 13F information table; this is not total assets under management.

Source: SEC Form 13FScope: U.S.-listed equity holdings

Largest 13F holdings

13F

VSAT SANM MTZ SNX DY

+15 more

SNEX CHRW CASY GVA CAKE AAL M ECHO CCK PENN W PRIM JLL ALV WMB

Largest symbols in the latest parsed Form 13F information table.

Freshness: Latest parsed 13F period

Largest 13F holdings

Largest symbols in the latest parsed Form 13F information table.

VSAT SANM MTZ SNX DY SNEX CHRW CASY

+12 more

GVA CAKE AAL M ECHO CCK PENN W PRIM JLL ALV WMB

How to read these SEC ownership signals

• Read each filing family separately: Form 13F, Schedules 13D/G, and Forms 3/4/5 answer different SEC disclosure questions and should not be blended into one ownership total.
• Use 13F values for visible U.S.-listed equity portfolios, 13D/G rows for large beneficial-owner stakes, and Forms 3/4/5 rows for reporting-owner positions and transactions.
• Open the linked research path when you need the filing, CIK, issuer, CUSIP, date, or source trail behind a value.

At a glance Names, identifiers, and filing context for this profile. 2 identity fields

SEC industry group

Investment Advice (Office of Finance)

Business address

7250 Redwood Blvd., Suite 200, Novato, CA, 94945

EDGAR profile Static EDGAR fields kept behind disclosure so the main profile stays readable. 1 profile field available

Fiscal year end

30 September

HENNESSY ADVISORS INC investment portfolio