13F-HR
File 028-06487
FORM 13F-HR, 4TH QUARTER 2011 FILING, FIRST TRUST ADVISORS
- Filing date
- 07 Feb 2012
- Reporting date
- 31 Dec 2011
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FIRST TRUST ADVISORS LP reports
- Company location
- Wheaton, IL
- Fiscal year end
- 31 December
Company
Names, identifiers, and filing context for this profile.
1 identity field
SEC filing record 1 source field available
FIRST TRUST ADVISORS LP has filed 237 SEC EDGAR filings since 14 May 2001
SEC filing history
Showing 101-125 of 129 matching filings.
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13F-HR/A
File 028-06487
FORM 13F-HR, 3RD QUARTER 2011 FILING, FIRST TRUST ADVISORS
- Filing date
- 10 Nov 2011
- Reporting date
- 30 Sep 2011
- SEC evidence
- Open document Open filing
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13F-HR
File 028-06487
FORM 13F-HR, 3RD QUARTER 2011 FILING, FIRST TRUST ADVISORS
- Filing date
- 08 Nov 2011
- Reporting date
- 30 Sep 2011
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40-APP/A
File 812-13895-07
APPLICATION FOR EXEMPTIVE RELIEF
- Filing date
- 21 Oct 2011
- Reporting date
- Not listed
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3
File 811-22528
OWNERSHIP DOCUMENT
- Filing date
- 27 Sep 2011
- Reporting date
- 27 Sep 2011
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40-APP/A
File 812-13795-02
APPLICATION FOR EXEMPTIVE RELIEF
- Filing date
- 09 Sep 2011
- Reporting date
- Not listed
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13F-HR
File 028-06487
FORM 13F-HR, 2ND QUARTER 2011 FILING, FIRST TRUST ADVISORS
- Filing date
- 12 Aug 2011
- Reporting date
- 30 Jun 2011
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- Open document Open filing
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SC 13G/A
File 005-82973
SCHEDULE 13G HOLDINGS REPORT AMENDMENT
- Filing date
- 11 Jul 2011
- Reporting date
- Not listed
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SC 13G/A
File 005-82973
SCHEDULE 13G HOLDINGS REPORT AMENDMENT
- Filing date
- 10 Jun 2011
- Reporting date
- Not listed
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13F-HR
File 028-06487
FORM 13F-HR, 1ST QUARTER 2011 FILING, FIRST TRUST ADVISORS
- Filing date
- 12 May 2011
- Reporting date
- 31 Mar 2011
- SEC evidence
- Open document Open filing
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40-APP
File 812-13895-07
APPLICATION FOR EXEMPTIVE RELIEF
- Filing date
- 29 Apr 2011
- Reporting date
- Not listed
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- Open document Open filing
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40-APP/A
File 812-13762-02
APPLICATION FOR EXEMPTIVE RELIEF
- Filing date
- 15 Apr 2011
- Reporting date
- Not listed
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SC 13G/A
File 005-82973
SCHEDULE 13G HOLDINGS REPORT AMENDMENT
- Filing date
- 14 Feb 2011
- Reporting date
- Not listed
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13F-HR/A
File 028-06487
AMENDMENT TO FORM 13F-HR, 4TH QUARTER 2010 FILING, FIRST TRUST ADVISORS
- Filing date
- 11 Feb 2011
- Reporting date
- 31 Dec 2010
- SEC evidence
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13F-HR
File 028-06487
INITIAL QUARTERLY FORM 13F HOLDINGS REPORT FILED BY INSTITUTIONAL MANAGERS
- Filing date
- 09 Feb 2011
- Reporting date
- 31 Dec 2010
- SEC evidence
- Open document Open filing
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40-APP/A
File 812-13795-02
APPLICATION FOR EXEMPTIVE RELIEF
- Filing date
- 07 Jan 2011
- Reporting date
- Not listed
- SEC evidence
- Open document Open filing
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SC 13G
File 005-82973
SCHEDULE 13G HOLDINGS REPORT
- Filing date
- 10 Dec 2010
- Reporting date
- Not listed
- SEC evidence
- Open document Open filing
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SC 13G/A
File 005-82973
SCHEDULE 13G HOLDINGS REPORT AMENDMENT
- Filing date
- 10 Dec 2010
- Reporting date
- Not listed
- SEC evidence
- Open document Open filing
- Next action
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13F-HR
File 028-06487
3RD QUARTER 2010 FILING, FIRST TRUST ADVISORS
- Filing date
- 10 Nov 2010
- Reporting date
- 30 Sep 2010
- SEC evidence
- Open document Open filing
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SC 13G
File 005-82973
SCHEDULE 13G HOLDINGS REPORT
- Filing date
- 10 Nov 2010
- Reporting date
- Not listed
- SEC evidence
- Open document Open filing
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- Verify source filing
3
File 811-22442
FORM 3
- Filing date
- 27 Sep 2010
- Reporting date
- 27 Sep 2010
- SEC evidence
- Open document Open filing
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40-APP/A
File 812-13762-02
APPLICATION FOR EXEMPTIVE RELIEF
- Filing date
- 13 Sep 2010
- Reporting date
- Not listed
- SEC evidence
- Open document Open filing
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13F-HR
File 028-06487
2ND QUARTER 2010 FILING, FIRST TRUST ADVISORS
- Filing date
- 12 Aug 2010
- Reporting date
- 12 Aug 2010
- SEC evidence
- Open document Open filing
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40-APP
File 812-13795-02
APPLICATION FOR EXEMPTIVE RELIEF
- Filing date
- 15 Jul 2010
- Reporting date
- Not listed
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
13F-HR
File 028-06487
1ST QUARTER 2010 FILING, FIRST TRUST ADVISORS
- Filing date
- 11 May 2010
- Reporting date
- 31 Mar 2010
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing