40-APP
File 812-14233-02
APPLICATION FOR EXEMPTIVE RELIEF
- Filing date
- 13 Nov 2013
- Reporting date
- Not listed
- SEC evidence
- Open document Open filing
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FIRST TRUST ADVISORS LP reports
- Company location
- Wheaton, IL
- Fiscal year end
- 31 December
Company
Names, identifiers, and filing context for this profile.
1 identity field
SEC filing record 1 source field available
FIRST TRUST ADVISORS LP has filed 237 SEC EDGAR filings since 14 May 2001
SEC filing history
Showing 76-100 of 129 matching filings.
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25
Current page
4
13F-HR
File 028-06487
13F-HR filing
- Filing date
- 12 Nov 2013
- Reporting date
- 30 Sep 2013
- SEC evidence
- Open document Open filing
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13F-HR
File 028-06487
13F-HR filing
- Filing date
- 12 Aug 2013
- Reporting date
- 30 Jun 2013
- SEC evidence
- Open document Open filing
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40-APP/A
File 812-14088-02
APPLICATION FOR EXEMPTIVE RELIEF
- Filing date
- 11 Jul 2013
- Reporting date
- Not listed
- SEC evidence
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40-APP
File 812-14168-04
APPLICATION FOR EXEMPTIVE RELIEF
- Filing date
- 14 Jun 2013
- Reporting date
- Not listed
- SEC evidence
- Open document Open filing
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3
File 811-22795
OWNERSHIP DOCUMENT
- Filing date
- 22 May 2013
- Reporting date
- 22 May 2013
- SEC evidence
- Open document Open filing
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13F-HR
File 028-06487
13F-HR QUARTER ENDED 3/31/13
- Filing date
- 25 Apr 2013
- Reporting date
- 31 Mar 2013
- SEC evidence
- Open document Open filing
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40-APP/A
File 812-14088-02
APPLICATION FOR EXEMPTIVE RELIEF
- Filing date
- 23 Apr 2013
- Reporting date
- Not listed
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40-APP/A
File 812-14070-02
EXEMPTIVE RELIEF APPLICATION
- Filing date
- 19 Feb 2013
- Reporting date
- Not listed
- SEC evidence
- Open document Open filing
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13F-HR
File 028-06487
13F-HR QUARTER ENDED 12/31/12
- Filing date
- 13 Feb 2013
- Reporting date
- 31 Dec 2012
- SEC evidence
- Open document Open filing
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APP WD
File 812-14038-02
REQUEST FOR WITHDRAWAL
- Filing date
- 08 Jan 2013
- Reporting date
- Not listed
- SEC evidence
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40-APP/A
File 812-13895-07
APPLICATION FOR EXEMPTIVE RELIEF
- Filing date
- 03 Jan 2013
- Reporting date
- Not listed
- SEC evidence
- Open document Open filing
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CORRESP
CORRESP filing
- Filing date
- 20 Dec 2012
- Reporting date
- Not listed
- SEC evidence
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3
File 811-22738
OWNERSHIP DOCUMENT
- Filing date
- 27 Nov 2012
- Reporting date
- 27 Nov 2012
- SEC evidence
- Open document Open filing
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13F-HR
File 028-06487
13F-HR
- Filing date
- 09 Nov 2012
- Reporting date
- 30 Sep 2012
- SEC evidence
- Open document Open filing
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40-APP
File 812-14088-02
APPLICATION FOR EXEMPTIVE RELIEF
- Filing date
- 25 Oct 2012
- Reporting date
- Not listed
- SEC evidence
- Open document Open filing
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40-APP/A
File 812-13895-07
APPLICATION FOR EXEMPTIVE RELIEF
- Filing date
- 14 Sep 2012
- Reporting date
- Not listed
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
40-APP
File 812-14070-02
EXEMPTIVE RELIEF APPLICATION
- Filing date
- 24 Aug 2012
- Reporting date
- Not listed
- SEC evidence
- Open document Open filing
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13F-HR
File 028-06487
13F-HR
- Filing date
- 08 Aug 2012
- Reporting date
- 30 Jun 2012
- SEC evidence
- Open document Open filing
- Next action
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40-APP
File 812-14038-02
APPLICATION
- Filing date
- 01 Jun 2012
- Reporting date
- Not listed
- SEC evidence
- Open document Open filing
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40-APP/A
File 812-13895-07
APPLICATION FOR EXEMPTIVE RELIEF
- Filing date
- 18 May 2012
- Reporting date
- Not listed
- SEC evidence
- Open document Open filing
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13F-HR
File 028-06487
13F-HR filing
- Filing date
- 09 May 2012
- Reporting date
- 31 Mar 2012
- SEC evidence
- Open document Open filing
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40-APP/A
File 812-13795-02
APPLICATION FOR EXEMPTIVE RELIEF
- Filing date
- 12 Mar 2012
- Reporting date
- Not listed
- SEC evidence
- Open document Open filing
- Next action
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13F-HR/A
File 028-06487
FORM 13F-HR, 4TH QUARTER 2011 FILING, FIRST TRUST ADVISORS
- Filing date
- 14 Feb 2012
- Reporting date
- 31 Dec 2011
- SEC evidence
- Open document Open filing
- Next action
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13F-HR/A
File 028-06487
FORM 13F-HR, 4TH QUARTER 2011 FILING, FIRST TRUST ADVISORS
- Filing date
- 14 Feb 2012
- Reporting date
- 31 Dec 2011
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing