4
File 811-06111
OWNERSHIP DOCUMENT
- Filing date
- 17 Apr 2013
- Reporting date
- 15 Apr 2013
- SEC evidence
- Open document Open filing
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Phillip Goldstein reports
- Company location
- Pleasantville, NY
Phillip Goldstein has filed 1,026 SEC EDGAR filings since 21 Aug 1998
SEC filing history
Showing 751-775 of 779 matching filings.
Per page
25
Current page
31
4
File 811-06111
OWNERSHIP DOCUMENT
- Filing date
- 16 Apr 2013
- Reporting date
- 12 Apr 2013
- SEC evidence
- Open document Open filing
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4/A
File 811-06111
OWNERSHIP DOCUMENT
- Filing date
- 15 Apr 2013
- Reporting date
- 07 Feb 2013
- SEC evidence
- Open document Open filing
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4
File 001-35064
FORM 4
- Filing date
- 03 Apr 2013
- Reporting date
- 01 Apr 2013
- SEC evidence
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3/A
File 001-35064
FORM 3/A
- Filing date
- 27 Mar 2013
- Reporting date
- 02 Aug 2012
- SEC evidence
- Open document Open filing
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4
File 811-07528
OWNERSHIP DOCUMENT
- Filing date
- 25 Mar 2013
- Reporting date
- 22 Mar 2013
- SEC evidence
- Open document Open filing
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4
File 811-07528
OWNERSHIP DOCUMENT
- Filing date
- 26 Feb 2013
- Reporting date
- 25 Feb 2013
- SEC evidence
- Open document Open filing
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4
File 811-06111
OWNERSHIP DOCUMENT
- Filing date
- 11 Feb 2013
- Reporting date
- 07 Feb 2013
- SEC evidence
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4
File 811-06111
OWNERSHIP DOCUMENT
- Filing date
- 07 Feb 2013
- Reporting date
- 05 Feb 2013
- SEC evidence
- Open document Open filing
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4
File 811-06111
OWNERSHIP DOCUMENT
- Filing date
- 05 Feb 2013
- Reporting date
- 01 Feb 2013
- SEC evidence
- Open document Open filing
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4
File 811-06111
PRIMARY DOCUMENT
- Filing date
- 09 Jan 2013
- Reporting date
- 08 Jan 2013
- SEC evidence
- Open document Open filing
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4
File 811-06111
OWNERSHIP DOCUMENT
- Filing date
- 19 Oct 2012
- Reporting date
- 15 Mar 2012
- SEC evidence
- Open document Open filing
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3
File 814-00201
FORM 3
- Filing date
- 02 Oct 2012
- Reporting date
- 27 Sep 2012
- SEC evidence
- Open document Open filing
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4
File 811-07528
OWNERSHIP DOCUMENT
- Filing date
- 04 Sep 2012
- Reporting date
- 31 Aug 2012
- SEC evidence
- Open document Open filing
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3
File 001-35064
FORM 3
- Filing date
- 13 Aug 2012
- Reporting date
- 02 Aug 2012
- SEC evidence
- Open document Open filing
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4
File 811-07528
OWNERSHIP DOCUMENT
- Filing date
- 31 Jul 2012
- Reporting date
- 30 Jul 2012
- SEC evidence
- Open document Open filing
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4
File 811-07528
OWNERSHIP DOCUMENT
- Filing date
- 09 Jul 2012
- Reporting date
- 06 Jul 2012
- SEC evidence
- Open document Open filing
- Next action
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4
File 811-07528
OWNERSHIP DOCUMENT
- Filing date
- 26 Jun 2012
- Reporting date
- 25 Jun 2012
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-07528
OWNERSHIP DOCUMENT
- Filing date
- 26 Aug 2011
- Reporting date
- 25 Aug 2011
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-07528
4 filing
- Filing date
- 09 Aug 2011
- Reporting date
- 08 Aug 2011
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-03291
PRIMARY DOCUMENT
- Filing date
- 02 Feb 2011
- Reporting date
- 31 Jan 2011
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-08002
FORM 4
- Filing date
- 29 Dec 2010
- Reporting date
- 27 Dec 2010
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
3
File 811-08002
FORM 3
- Filing date
- 29 Sep 2010
- Reporting date
- 21 Sep 2010
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-07528
4 filing
- Filing date
- 09 Aug 2010
- Reporting date
- 06 Aug 2010
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-07528
4 filing
- Filing date
- 26 Jul 2010
- Reporting date
- 23 Jul 2010
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing