Company location
Pleasantville, NY
Phillip Goldstein has filed 1,026 SEC EDGAR filings since 21 Aug 1998

SEC filing history

Showing 701-725 of 779 matching filings.

Per page
25
Current page
29
4 File 001-35064

FORM 4

Filing date
14 Nov 2014
Reporting date
13 Nov 2014
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 814-00830

OWNERSHIP DOCUMENT

Filing date
14 Nov 2014
Reporting date
07 Nov 2014
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 814-00201

FORM 4

Filing date
29 Oct 2014
Reporting date
14 Mar 2014
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35064

FORM 4

Filing date
02 Oct 2014
Reporting date
01 Oct 2014
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35064

FORM 4

Filing date
29 Sep 2014
Reporting date
25 Sep 2014
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35064

FORM 4

Filing date
23 Sep 2014
Reporting date
19 Sep 2014
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35064

FORM 4

Filing date
10 Sep 2014
Reporting date
09 Sep 2014
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35064

FORM 4

Filing date
08 Sep 2014
Reporting date
04 Sep 2014
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35064

FORM 4

Filing date
02 Sep 2014
Reporting date
29 Aug 2014
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35064

FORM 4

Filing date
11 Aug 2014
Reporting date
08 Aug 2014
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35064

FORM 4

Filing date
07 Aug 2014
Reporting date
05 Aug 2014
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35064

FORM 4

Filing date
26 Jun 2014
Reporting date
25 Jun 2014
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35064

FORM 4

Filing date
25 Jun 2014
Reporting date
23 Jun 2014
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35064

FORM 4

Filing date
23 Jun 2014
Reporting date
19 Jun 2014
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35064

FORM 4

Filing date
19 Jun 2014
Reporting date
18 Jun 2014
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35064

FORM 4

Filing date
18 Jun 2014
Reporting date
16 Jun 2014
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35064

FORM 4

Filing date
16 Jun 2014
Reporting date
12 Jun 2014
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35064

FORM 4

Filing date
12 Jun 2014
Reporting date
11 Jun 2014
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35064

FORM 4

Filing date
09 Jun 2014
Reporting date
05 Jun 2014
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 814-00201

FORM 4

Filing date
30 Apr 2014
Reporting date
28 Apr 2014
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 814-00201

FORM 4

Filing date
17 Apr 2014
Reporting date
15 Apr 2014
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 814-00201

FORM 4

Filing date
15 Apr 2014
Reporting date
11 Apr 2014
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35064

FORM 4

Filing date
01 Apr 2014
Reporting date
28 Mar 2014
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 814-00830

OWNERSHIP DOCUMENT

Filing date
10 Mar 2014
Reporting date
06 Mar 2014
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 814-00830

OWNERSHIP DOCUMENT

Filing date
06 Mar 2014
Reporting date
04 Mar 2014
SEC evidence
Open document Open filing
Next action
Verify source filing
We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .