Company location
Pleasantville, NY
Phillip Goldstein has filed 1,025 SEC EDGAR filings since 21 Aug 1998

SEC filing history

Showing 476-500 of 778 matching filings.

Per page
25
Current page
20
4 File 811-21680

OWNERSHIP DOCUMENT

Filing date
06 May 2016
Reporting date
04 May 2016
SEC evidence
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3 File 811-21421

OWNERSHIP DOCUMENT

Filing date
05 May 2016
Reporting date
04 May 2016
SEC evidence
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4 File 811-06671

OWNERSHIP DOCUMENT

Filing date
05 May 2016
Reporting date
04 May 2016
SEC evidence
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4 File 811-21680

OWNERSHIP DOCUMENT

Filing date
04 May 2016
Reporting date
02 May 2016
SEC evidence
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4 File 811-06671

OWNERSHIP DOCUMENT

Filing date
29 Apr 2016
Reporting date
27 Apr 2016
SEC evidence
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4 File 811-21680

OWNERSHIP DOCUMENT

Filing date
29 Apr 2016
Reporting date
27 Apr 2016
SEC evidence
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4 File 811-06671

OWNERSHIP DOCUMENT

Filing date
27 Apr 2016
Reporting date
25 Apr 2016
SEC evidence
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4 File 811-21680

OWNERSHIP DOCUMENT

Filing date
27 Apr 2016
Reporting date
25 Apr 2016
SEC evidence
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4/A File 811-21680

OWNERSHIP DOCUMENT

Filing date
27 Apr 2016
Reporting date
20 Apr 2016
SEC evidence
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4 File 811-21098

OWNERSHIP DOCUMENT

Filing date
27 Apr 2016
Reporting date
25 Apr 2016
SEC evidence
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4 File 811-21098

OWNERSHIP DOCUMENT

Filing date
25 Apr 2016
Reporting date
21 Apr 2016
SEC evidence
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4 File 811-22080

OWNERSHIP DOCUMENT

Filing date
22 Apr 2016
Reporting date
20 Apr 2016
SEC evidence
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4 File 811-21098

OWNERSHIP DOCUMENT

Filing date
21 Apr 2016
Reporting date
19 Apr 2016
SEC evidence
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4 File 811-21680

OWNERSHIP DOCUMENT

Filing date
21 Apr 2016
Reporting date
19 Apr 2016
SEC evidence
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4 File 811-21903

OWNERSHIP DOCUMENT

Filing date
20 Apr 2016
Reporting date
15 Apr 2016
SEC evidence
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4 File 811-21680

OWNERSHIP DOCUMENT

Filing date
19 Apr 2016
Reporting date
15 Apr 2016
SEC evidence
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4 File 811-22080

OWNERSHIP DOCUMENT

Filing date
18 Apr 2016
Reporting date
14 Apr 2016
SEC evidence
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4 File 811-21680

OWNERSHIP DOCUMENT

Filing date
15 Apr 2016
Reporting date
13 Apr 2016
SEC evidence
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4 File 811-21680

OWNERSHIP DOCUMENT

Filing date
12 Apr 2016
Reporting date
08 Apr 2016
SEC evidence
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4 File 811-21680

OWNERSHIP DOCUMENT

Filing date
08 Apr 2016
Reporting date
06 Apr 2016
SEC evidence
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4 File 811-22080

OWNERSHIP DOCUMENT

Filing date
07 Apr 2016
Reporting date
05 Apr 2016
SEC evidence
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4 File 811-21903

OWNERSHIP DOCUMENT

Filing date
06 Apr 2016
Reporting date
04 Apr 2016
SEC evidence
Open document Open filing
Next action
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4 File 811-21680

OWNERSHIP DOCUMENT

Filing date
06 Apr 2016
Reporting date
04 Apr 2016
SEC evidence
Open document Open filing
Next action
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4 File 811-07528

OWNERSHIP DOCUMENT

Filing date
05 Apr 2016
Reporting date
01 Apr 2016
SEC evidence
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3 File 811-21903

OWNERSHIP DOCUMENT

Filing date
04 Apr 2016
Reporting date
29 Mar 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
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