MERRILL LYNCH, PIERCE, FENNER & SMITH INC. reports

Company Names, identifiers, and filing context for this profile. 1 identity field
Company location
New York, NY
SEC filing record 1 source field available
Fiscal year end
31 December
MERRILL LYNCH, PIERCE, FENNER & SMITH INC. has filed 2,281 SEC EDGAR filings since 13 Feb 1998

SEC filing history

Showing 201-225 of 902 matching filings.

Per page
25
Current page
9
13F-NT File 028-00962

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. - 13FNT

Filing date
15 May 2013
Reporting date
31 Mar 2013
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40-APP/A File 812-14096-01

40-APP/A

Filing date
14 May 2013
Reporting date
Not listed
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4 File 001-34998

FORM 4

Filing date
18 Apr 2013
Reporting date
14 Aug 2012
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4 File 811-09155

FORM 4

Filing date
28 Mar 2013
Reporting date
26 Mar 2013
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4 File 811-04915

FORM 4

Filing date
28 Mar 2013
Reporting date
26 Mar 2013
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13F-NT File 028-00962

MERRILL LYNCH PIERCE, FENNER & SMITH INC. 13F-NT

Filing date
13 Feb 2013
Reporting date
31 Dec 2012
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4 File 811-10501

FORM 4

Filing date
01 Feb 2013
Reporting date
31 Jan 2013
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4 File 811-10501

FORM 4

Filing date
28 Jan 2013
Reporting date
24 Jan 2013
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4 File 811-10501

FORM 4

Filing date
02 Jan 2013
Reporting date
28 Dec 2012
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4 File 811-21309

FORM 4

Filing date
26 Dec 2012
Reporting date
20 Dec 2012
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40-APP/A File 812-14037-01

40-APP/A

Filing date
06 Dec 2012
Reporting date
Not listed
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4 File 811-21043

FORM 4

Filing date
19 Nov 2012
Reporting date
15 Nov 2012
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40-APP File 812-14096-01

40-APP

Filing date
19 Nov 2012
Reporting date
Not listed
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13F-NT File 028-00962

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED 13F-NT

Filing date
14 Nov 2012
Reporting date
30 Sep 2012
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40-APP/A File 812-14037-01

40-APP/A

Filing date
03 Oct 2012
Reporting date
Not listed
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13F-NT File 028-00962

MERRILL LYNCH, PIERCE, FENNER & SMITH INC 13F-NT

Filing date
09 Aug 2012
Reporting date
30 Jun 2012
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4 File 811-21051

FORM 4

Filing date
09 Jul 2012
Reporting date
06 Jul 2012
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4 File 811-08000

FORM 4

Filing date
11 Jun 2012
Reporting date
08 Jun 2012
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40-APP File 812-14037-01

40-APP

Filing date
01 Jun 2012
Reporting date
Not listed
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4 File 811-07868

FORM 4

Filing date
29 May 2012
Reporting date
24 May 2012
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4 File 811-08000

FORM 4

Filing date
25 May 2012
Reporting date
23 May 2012
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4 File 811-07868

FORM 4

Filing date
24 May 2012
Reporting date
22 May 2012
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4 File 811-08000

FORM 4

Filing date
21 May 2012
Reporting date
18 May 2012
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13F-NT File 028-00962

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. 13F-NT

Filing date
14 May 2012
Reporting date
31 Mar 2012
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4 File 811-21423

FORM 4

Filing date
23 Apr 2012
Reporting date
20 Apr 2012
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