MERRILL LYNCH, PIERCE, FENNER & SMITH INC. reports

Company location: New York, NY
Fiscal year end: 31 December

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. has filed 2,281 SEC EDGAR filings since 13 Feb 1998

SEC filing history

Showing 176-200 of 902 matching filings.

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4 File 811-21423

FORM 4

Filing date: 26 Jun 2014
Reporting date: 24 Jun 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-10501

FORM 4

Filing date: 09 Jun 2014
Reporting date: 06 Jun 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-10501

FORM 4

Filing date: 06 Jun 2014
Reporting date: 05 Jun 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-NT File 028-00962

13F-NT filing

Filing date: 15 May 2014
Reporting date: 31 Mar 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-21411

FORM 4

Filing date: 03 Apr 2014
Reporting date: 01 Apr 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4/A File 811-10501

FORM 4/A

Filing date: 18 Mar 2014
Reporting date: 01 Aug 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-21043

FORM 4

Filing date: 14 Mar 2014
Reporting date: 13 Mar 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-07626

FORM 4

Filing date: 12 Mar 2014
Reporting date: 10 Mar 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-53894

FORM 4 SUBMISSION

Filing date: 14 Feb 2014
Reporting date: 22 Aug 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 000-53894

FORM 3 SUBMISSION

Filing date: 14 Feb 2014
Reporting date: 08 Jun 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-NT File 028-00962

13F-NT filing

Filing date: 14 Feb 2014
Reporting date: 31 Dec 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-07626

FORM 4

Filing date: 29 Jan 2014
Reporting date: 27 Jan 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-10501

FORM 4

Filing date: 21 Jan 2014
Reporting date: 03 Jan 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-10501

FORM 4

Filing date: 07 Jan 2014
Reporting date: 03 Jan 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-10501

FORM 4

Filing date: 06 Jan 2014
Reporting date: 02 Jan 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-10501

FORM 4

Filing date: 06 Jan 2014
Reporting date: 02 Dec 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-10501

FORM 4

Filing date: 03 Dec 2013
Reporting date: 29 Nov 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-NT File 028-00962

13F-NT filing

Filing date: 14 Nov 2013
Reporting date: 30 Sep 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-10501

FORM 4

Filing date: 15 Oct 2013
Reporting date: 10 Oct 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-21235

FORM 4

Filing date: 09 Oct 2013
Reporting date: 07 Oct 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-NT File 028-00962

13F-NT filing

Filing date: 14 Aug 2013
Reporting date: 30 Jun 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-10501

FORM 4

Filing date: 02 Aug 2013
Reporting date: 31 Jul 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-10577

FORM 4

Filing date: 02 Aug 2013
Reporting date: 31 Jul 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-21423

FORM 4

Filing date: 27 Jun 2013
Reporting date: 25 Jun 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-10501

FORM 4

Filing date: 28 May 2013
Reporting date: 23 May 2013
SEC evidence: Open document Open filing
Next action: Verify source filing