Company Names, identifiers, and filing context for this profile. 1 identity field
Company location
Waltham, MA
SEC filing record 1 source field available
Fiscal year end
31 December
COMMONWEALTH EQUITY SERVICES, LLC has filed 78 SEC EDGAR filings since 05 Mar 2002

SEC filing history

Showing 1-25 of 70 matching filings.

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25
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1
13F-HR File 028-18352

13F-HR filing

Filing date
27 Apr 2026
Reporting date
31 Mar 2026
SEC evidence
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X-17A-5/A File 008-24040

X-17A-5/A filing

Filing date
03 Mar 2026
Reporting date
31 Dec 2025
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X-17A-5 File 008-24040

X-17A-5 filing

Filing date
02 Mar 2026
Reporting date
31 Dec 2025
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13F-HR File 028-18352

13F-HR filing

Filing date
12 Feb 2026
Reporting date
31 Dec 2025
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13F-HR File 028-18352

13F-HR filing

Filing date
22 Oct 2025
Reporting date
30 Sep 2025
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13F-HR File 028-18352

13F-HR filing

Filing date
06 Aug 2025
Reporting date
30 Jun 2025
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N-PX File 028-18352

N-PX filing

Filing date
06 Aug 2025
Reporting date
30 Jun 2025
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13F-HR File 028-18352

13F-HR filing

Filing date
09 May 2025
Reporting date
31 Mar 2025
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SCHEDULE 13G/A

SCHEDULE 13G/A filing

Filing date
07 May 2025
Reporting date
Not listed
SEC evidence
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X-17A-5 File 008-24040

X-17A-5 filing

Filing date
28 Feb 2025
Reporting date
31 Dec 2024
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13F-HR File 028-18352

13F-HR filing

Filing date
10 Feb 2025
Reporting date
31 Dec 2024
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13F-HR File 028-18352

13F-HR filing

Filing date
18 Oct 2024
Reporting date
30 Sep 2024
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13F-HR File 028-18352

13F-HR filing

Filing date
31 Jul 2024
Reporting date
30 Jun 2024
SEC evidence
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N-PX File 028-18352

N-PX filing

Filing date
24 Jul 2024
Reporting date
30 Jun 2024
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13F-HR File 028-18352

13F-HR filing

Filing date
29 Apr 2024
Reporting date
31 Mar 2024
SEC evidence
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X-17A-5 File 008-24040

X-17A-5 filing

Filing date
28 Feb 2024
Reporting date
31 Dec 2023
SEC evidence
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SC 13G/A

COMMONWEALTH 13G/A TTP

Filing date
09 Feb 2024
Reporting date
Not listed
SEC evidence
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13F-HR File 028-18352

13F-HR filing

Filing date
06 Feb 2024
Reporting date
31 Dec 2023
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SC 13G/A

COMMONWEALTH 13G/A TTP

Filing date
06 Dec 2023
Reporting date
Not listed
SEC evidence
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SC 13G/A

COMMONWEALTH 13G/A

Filing date
03 Nov 2023
Reporting date
Not listed
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13F-HR File 028-18352

13F-HR filing

Filing date
23 Oct 2023
Reporting date
30 Sep 2023
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13F-HR File 028-18352

13F-HR filing

Filing date
10 Aug 2023
Reporting date
30 Jun 2023
SEC evidence
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13F-HR File 028-18352

13F-HR filing

Filing date
11 May 2023
Reporting date
31 Mar 2023
SEC evidence
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X-17A-5 File 008-24040

X-17A-5 filing

Filing date
27 Feb 2023
Reporting date
31 Dec 2022
SEC evidence
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SC 13G

CFN FSCO 13G

Filing date
22 Feb 2023
Reporting date
Not listed
SEC evidence
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