SEC ownership of Third Lake Partners Alternative Yield Strategy Fund

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0002128647.

Comparable stake leader

Joshua Harrison Apfel

Disclosed value leader

Comparable rows

0/1

Latest evidence

28 Aug 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 1 signal
Latest parsed ownership date
28 Aug 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0002128647
Issuer location
Tampa, FL

Ownership snapshot

Top shareholders of Third Lake Partners Alternative Yield Strategy Fund (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Joshua Harrison Apfel
Disclosed value leader
Comparable rows
0/1
Latest evidence
28 Aug 2026
3/4/5 Some rows are evidence-backed but not safely comparable across classes. 1 rows are not safely comparable across share classes.

Quick read

SEC ownership evidence is available, but the rows are not safely comparable across share classes.

0 of 1 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Joshua Harrison Apfel's linked filing trail.
Detailed SEC evidence table Showing 1-1 of 1 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Joshua Harrison Apfel
3/4/5
Director
class O/S missing
1,200 shares
28 Aug 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 04 Sep 2025.

Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 0 Shares: 0
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 0 $0 $0 $0
3-6 0 0 $0 $0 $0
6-9 0 0 $0 $0 $0
9-12 0 0 $0 $0 $0

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-4 of 4 reporting-owner rows connected to Third Lake Partners Alternative Yield Strategy Fund. Open a relationship link for the CIK-to-CIK filing trail.

Rows
4
Largest Forms 3/4/5 holder
Chad M. Bitterman
Net 12M change
$0
Latest report
28 Aug 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
Chad M. Bitterman Chief Compliance Officer Mixed 28 Aug 2026
Kent Barnes Secretary Mixed 28 Aug 2026
Jessica Chase Treasurer Mixed 28 Aug 2026
Joshua Harrison Apfel Director Mixed 28 Aug 2026

Recent insider transactions for Third Lake Partners Alternative Yield Strategy Fund

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
Joshua H. Apfel Class F 0 1,200 28 Aug 2026 Direct
* marks a reported price that did not pass the local price check.
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