Key facts
- CFND - C1 Fund Inc. has 12 insiders with reported activity on this page.
- Net insider value flow over the last year: +$951,549.
- Recent transaction rows are available for direct filing-level review.
Insider Transactions Reported by 12 Insiders of C1 Fund Inc.
- Symbol
- CFND on NYSE
- Location
- Palo Alto, CA
Change
- Buy value: $951,549; sell value: $0.
- Net share flow: +136,323.
Research use
- This page gives a plain-language issuer insider context before you inspect transaction-level evidence.
- Use the filing links below to verify timestamps, codes, and ownership impacts directly from SEC forms.
Evidence
Filed on Form 4
See Original Filing
Issuer insider activity is sourced from SEC Forms 3, 4, and 5.
Insider trading overview
Last 12 monthsNet insider flow leans to buying over the last 12 months. Net value: +$951,549.
Buys
$951,549
Shares: 136,323
Insiders: 5
Sells
$0
Shares: 0
Insiders: 0
Net
+$951,549
Shares: +136,323
Insiders: 5
| Window (months) | Buy shares | Sell shares | Buy $ | Sell $ | Net $ |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 74,630 | 0 | $387,738 | $0 | +$387,738 |
| 6-9 | 1,693 | 0 | $10,006 | $0 | +$10,006 |
| 9-12 | 60,000 | 0 | $553,805 | $0 | +$553,805 |
C1 Fund Inc. executives and other stock owners filed with the SEC include:
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| C1 Group LLC | 10%+ Owner | $6,199,993 | Mixed | 05 Sep 2025 | ||
| Michael Xu Zhao | Director | $1,713,478 | Mixed | 05 Sep 2025 | ||
| Michael Lempres | Director | $1,713,478 | Mixed | 05 Sep 2025 | ||
| Najamul Hasan Kidwai | Chief Executive Officer, Director | $1,622,549 | +$156,418 | +11% | Mixed | 15 Dec 2025 |
| Scott A. Reed | Director | $492,970 | +$751,295 | +152% | Filing P/S | 11 Dec 2025 |
| David Hytha | Chief Financial Officer | $336,222 | Mixed | 05 Sep 2025 | ||
| Elliot Jin Han | Chief Investment Officer | $24,049 | +$24,050 | +100% | Filing P/S | 17 Dec 2025 |
| Matthew Krna | Director | $10,005 | +$10,006 | +100% | Filing P/S | 21 Nov 2025 |
| Jeffrey H. Singer | Director | $9,780 | +$9,780 | +100% | Filing P/S | 18 Dec 2025 |
| Sara Wardell-Smith | Director | Mixed | 08 Aug 2025 | |||
| C1 Advisors LLC | Investment Adviser | Mixed | 06 Aug 2025 | |||
| Alex Morgan | Chief Compliance Officer | Mixed | 06 Aug 2025 |
Top shareholders of C1 Fund Inc. (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BJI Financial Group |
13D/G
|
— |
6.1%
|
403,582
|
$1,553,791 | $0 | 08 May 2026 | |
| STEADFAST CAPITAL MANAGEMENT LP |
13D/G
13F
|
Company |
1.4%
|
399,397
|
$3,255,086 | -$4,914 | 30 Sep 2025 | |
| C1 Group LLC |
3/4/5
|
10%+ Owner |
10%
|
666,666
|
$6,199,993 | — | 05 Sep 2025 | |
| Najamul Hasan Kidwai |
3/4/5
|
Chief Executive Officer, Director |
3.6%
|
237,737
|
$1,622,549 | +$156,418 | 15 Dec 2025 | |
| Michael Lempres |
3/4/5
|
Director |
2.8%
|
184,245
|
$1,713,478 | — | 05 Sep 2025 | |
| Michael Xu Zhao |
3/4/5
|
Director |
2.8%
|
184,245
|
$1,713,478 | — | 05 Sep 2025 | |
| Scott A. Reed |
3/4/5
|
Director |
1.5%
|
97,500
|
$492,970 | +$751,295 | 11 Dec 2025 | |
| David Hytha |
3/4/5
|
Chief Financial Officer |
0.55%
|
36,153
|
$336,222 | — | 05 Sep 2025 | |
| Elliot Jin Han |
3/4/5
|
Chief Investment Officer |
0.08%
|
5,000
|
$24,049 | +$24,050 | 17 Dec 2025 | |
| Jeffrey H. Singer |
3/4/5
|
Director |
0.03%
|
2,000
|
$9,780 | +$9,780 | 18 Dec 2025 | |
| Matthew Krna |
3/4/5
|
Director |
0.03%
|
1,693
|
$10,005 | +$10,006 | 21 Nov 2025 | |
| FIFTH LANE CAPITAL, LP |
13F
|
Company |
5%
|
329,760
|
$1,269,576 | — | 31 Mar 2026 | |
| Marex Group plc |
13F
|
Company |
3.8%
|
248,765
|
$957,745 | — | 31 Mar 2026 | |
| CHAPIN DAVIS, INC. |
13F
|
Company |
1.7%
|
115,500
|
$444,675 | — | 31 Mar 2026 | |
| T3 Companies, LLC |
13F
|
Company |
1.5%
|
100,426
|
$386,640 | — | 31 Mar 2026 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.76%
|
50,528
|
$194,532 | — | 31 Mar 2026 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.42%
|
27,549
|
$106,064 | — | 31 Mar 2026 | |
| XTX Topco Ltd |
13F
|
Company |
0.17%
|
11,435
|
$44,025 | — | 31 Mar 2026 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.01%
|
500
|
$1,925 | — | 31 Mar 2026 | |
| NFSG Corp |
13F
|
Company |
0%
|
228
|
$878 | — | 31 Mar 2026 | |
| Sara Wardell-Smith |
3/4/5
|
Director |
—
class O/S missing
|
30,000
|
— | — | 08 Aug 2025 |
Recent Insider Transactions by Companies or Individuals for C1 Fund Inc.
Showing up to 300 most recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | Value $ | * Price $ | Shares | Shares Owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Jeffrey H. Singer | CFND | Common Stock | Purchase | $9,780 | $4.89 | 2,000 | 2,000 | 18 Dec 2025 | Direct | |
| Elliot Jin Han | CFND | Common Stock | Purchase | $24,050 | $4.81 | 5,000 | 5,000 | 17 Dec 2025 | Direct | |
| Najamul Hasan Kidwai | CFND | Common Stock | Purchase | 66.5% | $59,308 | $4.93 | 12,030 | 30,130 | 15 Dec 2025 | Direct |
| Scott A. Reed | CFND | Common Stock | Purchase | 0.77% | $2,510 | $5.02 | 500 | 65,500 | 12 Dec 2025 | WA Reed Family 2015 Trust |
| Scott A. Reed | CFND | Common Stock | Purchase | 16.4% | $23,085 | $5.13 | 4,500 | 32,000 | 11 Dec 2025 | Direct |
| Najamul Hasan Kidwai | CFND | Common Stock | Purchase | 101.1% | $49,140 | $5.40 | 9,100 | 18,100 | 05 Dec 2025 | Direct |
| Scott A. Reed | CFND | Common Stock | Purchase | 10% | $13,125 | $5.25 | 2,500 | 27,500 | 04 Dec 2025 | Direct |
| Scott A. Reed | CFND | Common Stock | Purchase | 18.2% | $52,100 | $5.21 | 10,000 | 65,000 | 04 Dec 2025 | WA Reed Family 2015 Trust |
| Najamul Hasan Kidwai | CFND | Common Stock | Purchase | $47,970 | $5.33 | 9,000 | 9,000 | 03 Dec 2025 | Direct | |
| Scott A. Reed | CFND | Common Stock | Purchase | 35.1% | $34,515 | $5.31 | 6,500 | 25,000 | 03 Dec 2025 | Direct |
| Scott A. Reed | CFND | Common Stock | Purchase | 85% | $45,305 | $5.33 | 8,500 | 18,500 | 01 Dec 2025 | Direct |
| Scott A. Reed | CFND | Common Stock | Purchase | 10% | $26,850 | $5.37 | 5,000 | 55,000 | 01 Dec 2025 | WA Reed Family 2015 Trust |
| Matthew Krna | CFND | Common Stock | Purchase | $10,006 | $5.91 | 1,693 | 1,693 | 21 Nov 2025 | Direct | |
| Najamul Hasan Kidwai | CFND | Common Stock | Other | -13% | -31,141 | 207,607 | 05 Sep 2025 | Via C1 Group LLC | ||
| Michael Xu Zhao | CFND | Common Stock | Other | -13% | -27,637 | 184,245 | 05 Sep 2025 | Via C1 Group LLC | ||
| Michael Lempres | CFND | Common Stock | Other | -13% | -27,637 | 184,245 | 05 Sep 2025 | Via C1 Group LLC | ||
| David Hytha | CFND | Common Stock | Other | -13% | -4,672 | 31,149 | 05 Sep 2025 | Via C1 Group LLC | ||
| C1 Group LLC | CFND | Common Stock | Other | -13% | -100,000 | 666,666 | 05 Sep 2025 | Direct | ||
| Scott A. Reed | CFND | Common Stock | Purchase | $84,600 | $8.46 | 10,000 | 10,000 | 22 Aug 2025 | Direct | |
| Scott A. Reed | CFND | Common Stock | Purchase | 17.6% | $61,725 | $8.23 | 7,500 | 50,000 | 20 Aug 2025 | WA Reed Family 2015 Trust |
| Scott A. Reed | CFND | Common Stock | Purchase | 39.3% | $102,480 | $8.54 | 12,000 | 42,500 | 18 Aug 2025 | WA Reed Family 2015 Trust |
| Scott A. Reed | CFND | Common Stock | Purchase | $305,000 | $10.00 | 30,500 | 30,500 | 08 Aug 2025 | WA Reed Family 2015 Trust | |
| David Hytha | CFND | Common Stock | Purchase | 5,004 | 5,004 | 08 Aug 2025 | Direct | |||
| Sara Wardell-Smith | CFND | Common Stock | Purchase | 30,000 | 30,000 | 08 Aug 2025 | Direct |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.