Comparable stake leader
Charles L. Failla
SEC ownership of Align Alternative Access Fund
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0002026675.
Disclosed value leader
—
Comparable rows
0/2
Latest evidence
01 Dec 2025
- Parsed ownership sources
-
3/4/5
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
Charles L. Failla
Ranking: Comparable ownership first, then disclosed value
- Latest parsed ownership date
-
01 Dec 2025
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0002026675
- Issuer location
- Stamford, CT
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
1 signal
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of Align Alternative Access Fund (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Charles L. Failla
Disclosed value leader
—
Comparable rows
0/2
Latest evidence
01 Dec 2025
3/4/5
Some rows are evidence-backed but not safely comparable across classes.
2 rows are not safely comparable across share classes.
Quick read
SEC ownership evidence is available, but the rows are not safely comparable across share classes.
0 of 2 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Charles L. Failla's linked filing trail.
Detailed SEC evidence table Showing 1-2 of 2 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Charles L. Failla |
3/4/5
President, CEO and Sec, Director, 10%+ Owner
|
—
class O/S missing
|
—
180,000 shares
|
— | 02 Jun 2025 |
| Jeffrey W. Leinan |
3/4/5
Director
|
—
class O/S missing
|
—
96,330 shares
|
— | 01 Dec 2025 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 16 Aug 2025.
Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 0
Shares: 0
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-8 of 8 reporting-owner rows connected to Align Alternative Access Fund. Open a relationship link for the CIK-to-CIK filing trail.
Rows
8
Largest Forms 3/4/5 holder
Andrew Nicholas Jones
Net 12M change
$0
Latest report
01 Aug 2026
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Andrew Nicholas Jones | Chief Compliance Officer | Mixed | 04 Dec 2025 | |||
| Jeffrey W. Leinan | Director | Mixed | 01 Dec 2025 | |||
| Julia Portale | Director | Mixed | 06 Dec 2024 | |||
| Pete M. Keaveney | Director | Mixed | 06 Dec 2024 | |||
| Thomas Perugini | Principal Financial Officer | Mixed | 04 Dec 2025 | |||
| Charles L. Failla | President, CEO and Sec, Director, 10%+ Owner | Mixed | 02 Jun 2025 | |||
| Sovereign Financial Group, Inc. | Adviser | Mixed | 14 May 2025 | |||
| Robert A. DeVault | Principal Financial Officer | Mixed | 01 Aug 2026 |
Recent insider transactions for Align Alternative Access Fund
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Jeffrey W. Leinan | Class I Shares | Purchase | 68,627 | 68,627 | 01 Dec 2025 | Direct | ||||
| Jeffrey W. Leinan | Class I shares | Purchase | 27,703 | 27,703 | 03 Nov 2025 | By Spouse |
* marks a reported price that did not pass the local price check.