Holder evidence
6
SEC ownership of Waton Financial Ltd
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001987363.
Largest current holder
Kai Zhou
13D/G signal
Kai Zhou
Latest evidence
31 Mar 2026
- Symbol
- WTF on Nasdaq
- Ownership evidence mix
- 3/4/5, 13D/G, and 13F
- Largest current holder
- Kai Zhou
- Latest large-stake holder
- Kai Zhou
- Latest evidence date
- 31 Mar 2026
- CIK
- 0001987363
- Location
- Hong Kong, Hong Kong
Ownership snapshot
2 facts
Issuer identity
2 facts
Ownership snapshot
Top shareholders of Waton Financial Ltd (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Largest current holder
Kai Zhou
13D/G signal
Kai Zhou
Evidence rows
6
Latest as of
31 Mar 2026
3/4/5
13D/G
13F
Lead comparable stake: 85%
13D/G row: Kai Zhou
Quick read
Kai Zhou leads the comparable SEC ownership view at 85%.
Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Comparable ownership
Top 5
Kai Zhou
85%
Huaxin Wen
1.4%
James Beeland Rogers Jr.
0.46%
GEODE CAPITAL MANAGEMENT, LLC
0.06%
UBS Group AG
0.04%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 6 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Kai Zhou |
3/4/5
13D/G
Chief Technology Officer, Director, 10%+ Owner · ZHOU KAI
|
85%
from 13D/G
|
$197,113,800
40,980,000 shares
|
— | 18 Mar 2026 |
| Huaxin Wen |
3/4/5
Chief Financial Officer
|
1.4%
|
$2,271,911
688,458 shares
|
— | 18 Mar 2026 |
| James Beeland Rogers Jr. |
3/4/5
Director, Senior Advisor
|
0.46%
|
$1,061,788
220,746 shares
|
— | 18 Mar 2026 |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
Company
|
0.06%
|
$98,790
29,578 shares
|
— | 31 Mar 2026 |
| UBS Group AG |
13F
Company
|
0.04%
|
$66,189
19,817 shares
|
— | 31 Mar 2026 |
| OSAIC HOLDINGS, INC. |
13F
Company
|
0%
|
$2,421
725 shares
|
— | 31 Mar 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 01 Jun 2025.
Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 0
Shares: 0
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-7 of 7 reporting-owner rows connected to Waton Financial Ltd. Open a relationship link for the CIK-to-CIK filing trail.
Rows
7
Largest current holder
Kai Zhou
Net 12M change
$0
Latest report
18 Mar 2026
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Kai Zhou | Chief Technology Officer, Director, 10%+ Owner | $197,113,800 | Mixed | 18 Mar 2026 | ||
| Huaxin Wen | Chief Financial Officer | $2,271,911 | Mixed | 18 Mar 2026 | ||
| James Beeland Rogers Jr. | Director, Senior Advisor | $1,061,788 | Mixed | 18 Mar 2026 | ||
| Jiang Wen | Director | Mixed | 18 Mar 2026 | |||
| Chun On Franco Chu | Chief Executive Officer, Director | Mixed | 18 Mar 2026 | |||
| Du Haibo | Director | Mixed | 18 Mar 2026 | |||
| Fung Chi Kin | Director | Mixed | 18 Mar 2026 |
Recent insider transactions for Waton Financial Ltd
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Huaxin Wen | WTF | Ordinary Shares | 0 | 688,458 | 18 Mar 2026 | By WATON ESOP PLAN LTD | ||||
| James Beeland Rogers Jr. | WTF | Ordinary Shares | 0 | 220,746 | 18 Mar 2026 | Direct | ||||
| Kai Zhou | WTF | Ordinary Shares | 0 | 40,980,000 | 18 Mar 2026 | By WATON CORPORATION LIMITED |
* marks a reported price that did not pass the local price check.