Comparable stake leader
Kai Zhou
SEC ownership of Waton Financial Ltd
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001987363.
Disclosed value leader
Kai Zhou
Comparable rows
6/6
Latest evidence
31 Mar 2026
- Public ticker
- WTF on Nasdaq
- Parsed ownership sources
-
3/4/5, 13D/G, and 13F
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
Kai Zhou
Ranking: Comparable ownership first, then disclosed value
- Comparable ownership rows
-
6 of 6
Meaning: Rows with safely comparable ownership %
- Latest 13D/G holder
-
Kai Zhou
Source: Latest parsed Schedule 13D/G stake
- Latest parsed ownership date
-
31 Mar 2026
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0001987363
- Issuer location
- Hong Kong, Hong Kong
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
3 signals
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of Waton Financial Ltd (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Kai Zhou
Disclosed value leader
Kai Zhou
Comparable rows
6/6
Latest evidence
31 Mar 2026
3/4/5
13D/G
13F
Lead comparable stake: 85%
13D/G row: Kai Zhou
Quick read
Kai Zhou leads the comparable SEC ownership view at 85%.
6 of 6 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Kai Zhou's linked filing trail.
Comparable ownership
Top 5
Kai Zhou
85%
Huaxin Wen
1.4%
James Beeland Rogers Jr.
0.46%
GEODE CAPITAL MANAGEMENT, LLC
0.06%
UBS Group AG
0.04%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 6 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Kai Zhou |
3/4/5
13D/G
Chief Technology Officer, Director, 10%+ Owner · ZHOU KAI
|
85%
from 13D/G
|
$197,113,800
40,980,000 shares
|
— | 18 Mar 2026 |
| Huaxin Wen |
3/4/5
Chief Financial Officer
|
1.4%
|
$2,271,911
688,458 shares
|
— | 18 Mar 2026 |
| James Beeland Rogers Jr. |
3/4/5
Director, Senior Advisor
|
0.46%
|
$1,061,788
220,746 shares
|
— | 18 Mar 2026 |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
Company
|
0.06%
|
$98,790
29,578 shares
|
— | 31 Mar 2026 |
| UBS Group AG |
13F
Company
|
0.04%
|
$66,189
19,817 shares
|
— | 31 Mar 2026 |
| OSAIC HOLDINGS, INC. |
13F
Company
|
0%
|
$2,421
725 shares
|
— | 31 Mar 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 11 Aug 2025.
Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 0
Shares: 0
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-7 of 7 reporting-owner rows connected to Waton Financial Ltd. Open a relationship link for the CIK-to-CIK filing trail.
Rows
7
Largest Forms 3/4/5 holder
Kai Zhou
Net 12M change
$0
Latest report
18 Mar 2026
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Kai Zhou | Chief Technology Officer, Director, 10%+ Owner | $197,113,800 | Mixed | 18 Mar 2026 | ||
| Huaxin Wen | Chief Financial Officer | $2,271,911 | Mixed | 18 Mar 2026 | ||
| James Beeland Rogers Jr. | Director, Senior Advisor | $1,061,788 | Mixed | 18 Mar 2026 | ||
| Jiang Wen | Director | Mixed | 18 Mar 2026 | |||
| Chun On Franco Chu | Chief Executive Officer, Director | Mixed | 18 Mar 2026 | |||
| Du Haibo | Director | Mixed | 18 Mar 2026 | |||
| Fung Chi Kin | Director | Mixed | 18 Mar 2026 |
Recent insider transactions for Waton Financial Ltd
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Huaxin Wen | WTF | Ordinary Shares | 0 | 688,458 | 18 Mar 2026 | By WATON ESOP PLAN LTD | ||||
| James Beeland Rogers Jr. | WTF | Ordinary Shares | 0 | 220,746 | 18 Mar 2026 | Direct | ||||
| Kai Zhou | WTF | Ordinary Shares | 0 | 40,980,000 | 18 Mar 2026 | By WATON CORPORATION LIMITED |
* marks a reported price that did not pass the local price check.