| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CNGL | Class A Common Stock | Sale | -$54.5K | -5K | -2.5% | $10.90 | 195K | Dec 18, 2023 | By Cowen Financial Products LLC (1),(2), (3) |
Cowen Inc. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
(1) This Form 4 is filed jointly by Cowen Inc., Cowen Financial Products LLC ("Cowen Financial"), and RCG LV Pearl LLC ("RCG"), and collectively, the "Reporting Persons" (2) Each of the Reporting Persons declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purpose of Section 13(d) of the US Securities Exchanged Act of 1934, as amended, or any purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. (3) Represent securities owned directly by Cowen Financial, RCG is the sole member of Cowen Financial. Cowen Inc. is the sole member of RCG. In such capacities, each of RCG and Cowen Inc. may be deemed to beneficially own the securities owned directly by Cowen Financial, but disclaims beneficial ownership of the securities reported here in except to the extent of its pecuniary interest therein.