Comparable stake leader
Echelon Investment Partners Master LP
SEC ownership of AFA ASSET BASED LENDING FUND
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001843499.
Disclosed value leader
—
Comparable rows
0/3
Latest evidence
04 May 2022
- Parsed ownership sources
-
3/4/5
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
Echelon Investment Partners Master LP
Ranking: Comparable ownership first, then disclosed value
- Latest parsed ownership date
-
04 May 2022
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0001843499
- Issuer location
- Mlwaukee, WI
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
1 signal
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of AFA ASSET BASED LENDING FUND (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Echelon Investment Partne...
Disclosed value leader
—
Comparable rows
0/3
Latest evidence
04 May 2022
3/4/5
Some rows are evidence-backed but not safely comparable across classes.
3 rows are not safely comparable across share classes.
Quick read
SEC ownership evidence is available, but the rows are not safely comparable across share classes.
0 of 3 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Echelon Investment Partners Master LP's linked filing trail.
Detailed SEC evidence table Showing 1-3 of 3 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Echelon Investment Partners Master LP |
3/4/5
10%+ Owner
|
—
class O/S missing
|
—
2,581,950 shares
|
— | 23 Jun 2021 |
| William C. Neild |
3/4/5
10%+ Owner
|
—
class O/S missing
|
—
508,644 shares
|
— | 04 May 2022 |
| Rafael Labourdette |
3/4/5
Treasurer
|
—
class O/S missing
|
—
100,000 shares
|
— | 28 Dec 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 20 Sep 2025.
Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 0
Shares: 0
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-10 of 10 reporting-owner rows connected to AFA ASSET BASED LENDING FUND. Open a relationship link for the CIK-to-CIK filing trail.
Rows
10
Largest Forms 3/4/5 holder
David G. Lee
Net 12M change
$0
Latest report
04 May 2022
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| David G. Lee | Director | Mixed | 30 Jun 2021 | |||
| Robert Seyferth | Director | Mixed | 30 Jun 2021 | |||
| Ann Maurer | Director | Mixed | 30 Jun 2021 | |||
| Gary Shugrue | Director | Mixed | 30 Jun 2021 | |||
| Terrance P. Gallagher | Director | Mixed | 30 Jun 2021 | |||
| Marco Hanig | President | Mixed | 30 Jun 2021 | |||
| Rafael Labourdette | Treasurer | Mixed | 28 Dec 2021 | |||
| William C. Neild | 10%+ Owner | Mixed | 04 May 2022 | |||
| Echelon Investment Partners Master LP | 10%+ Owner | Mixed | 23 Jun 2021 | |||
| Bernadette Murphy | Director | Mixed | 30 Jun 2021 |
Recent insider transactions for AFA ASSET BASED LENDING FUND
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| No insider transactions were found in the last 12 months for this issuer. | ||||||||||
* marks a reported price that did not pass the local price check.