Holder evidence
3
SEC ownership of Alfi, Inc.
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001833908.
Lead holder
James Edward Lee
13D/G signal
—
Latest evidence
05 Aug 2022
- SEC evidence mix
- 3/4/5
- Lead holder
- James Edward Lee
- Latest evidence date
- 05 Aug 2022
- CIK
- 0001833908
- Location
- Miami Beach, DC
Ownership snapshot
1 fact
Issuer identity
2 facts
Ownership snapshot
Top shareholders of Alfi, Inc. (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Lead holder
James Edward Lee
13D/G signal
—
Evidence rows
3
Latest as of
05 Aug 2022
3/4/5
Some rows are evidence-backed but not safely comparable across classes.
Rank 1 holder
James Edward Lee
3/4/5
- Ownership
- —
- Position
- —
Rank 2 holder
Lee Aerospace, Inc.
3/4/5
- Ownership
- —
- Position
- —
Rank 3 holder
Charles Raglan Pereira
3/4/5
- Ownership
- —
- Position
- —
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| James Edward Lee |
3/4/5
Interim CEO, Director, 10%+ Owner
|
—
class O/S missing
|
—
375,000 shares
|
— | 05 Aug 2022 |
| Lee Aerospace, Inc. |
3/4/5
10%+ Owner
|
—
class O/S missing
|
—
375,000 shares
|
— | 05 Aug 2022 |
| Charles Raglan Pereira |
3/4/5
Chief Technology Officer
|
—
mixed-class rows
|
—
708,513 shares
mixed-class rows
|
— | 08 Jun 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 01 Jun 2025.
Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 0
Shares: 0
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-9 of 9 reporting-owner rows connected to Alfi, Inc.. Open a relationship link for the CIK-to-CIK filing trail.
Rows
9
Lead holder
James Edward Lee
Net 12M change
$0
Latest report
05 Aug 2022
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| James Edward Lee | Interim CEO, Director, 10%+ Owner | Mixed | 05 Aug 2022 | |||
| Lee Aerospace, Inc. | 10%+ Owner | Mixed | 05 Aug 2022 | |||
| Patrick S. Dolan | Director | Mixed | 01 Nov 2021 | |||
| Jeremy Daniel | Director | Mixed | 14 Jul 2022 | |||
| Charles Raglan Pereira | Chief Technology Officer | Mixed | 08 Jun 2021 | |||
| Allen M. Capsuto | Director | Mixed | 01 Nov 2021 | |||
| Louis A. Almerini | Interim CFO | Mixed | 08 Nov 2021 | |||
| David M. Gardner | Chief Technology Officer | Mixed | 27 Oct 2021 | |||
| Ronald E. Spears | Chief Revenue Officer | Mixed | 06 May 2021 |
Recent insider transactions for Alfi, Inc.
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | Reported value | Reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| No insider transactions were found in the last 12 months for this issuer. | ||||||||||
* indicates a reported price that failed the local validity check.