SEC ownership of Spectral AI, Inc.

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001833498.

Comparable stake leader

LMR Partners LLP

Disclosed value leader

GLAZER CAPITAL, LLC

Comparable rows

37/50

Latest evidence

13 Aug 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
37 of 50
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
LMR Partners LLP
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
13 Aug 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0001833498
Issuer location
Dallas, TX

Ownership snapshot

Top shareholders of Spectral AI, Inc. (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
LMR Partners LLP
Disclosed value leader
GLAZER CAPITAL, LLC
Comparable rows
37/50
Latest evidence
13 Aug 2026
13D/G 13F 3/4/5 Lead comparable stake: 6.2% 13 rows are not safely comparable across share classes. 13D/G row: LMR Partners LLP Showing 1-8 of 50 holder rows.

Quick read

LMR Partners LLP leads the comparable SEC ownership view at 6.2%.

37 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens LMR Partners LLP's linked filing trail.
Comparable ownership Top 5
LMR Partners LLP 6.2%
Hudson Bay Capital Management LP 5%
Laurence E. Hirsch 3.5%
Erich Spangenberg 2.4%
VANGUARD CAPITAL MANAGEMENT LLC 2.9%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 50 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
LMR Partners LLP
13D/G 13F
Company
6.2%
$3,622,936
2,106,358 shares
$0 30 Jun 2026
Hudson Bay Capital Management LP
13D/G
5%
$2,791,265
1,671,416 shares
-$1,327,991 31 Mar 2026
Laurence E. Hirsch
13D/G
3.5%
$2,574,000
900,000 shares
$0 13 Aug 2025
Erich Spangenberg
3/4/5 13D/G
Director, 10%+ Owner
2.4%
from 13D/G
$8,329,608
4,787,131 shares
15 May 2024
VANGUARD CAPITAL MANAGEMENT LLC
13F
Company
13F
2.9%
$1,720,329
994,410 shares
30 Jun 2026
Highlander Partners, L.P.
13F
Company
13F
2.6%
$1,557,000
900,000 shares
30 Jun 2026
MARSHALL WACE, LLP
13F
Company
13F
2.4%
$1,431,495
827,454 shares
30 Jun 2026
BRIDGEWAY CAPITAL MANAGEMENT, LLC
13F
Company
13F
0.84%
$496,510
287,000 shares
30 Jun 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 05 Sep 2025.

Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 0 Shares: 0
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 0 $0 $0 $0
3-6 0 0 $0 $0 $0
6-9 0 0 $0 $0 $0
9-12 0 0 $0 $0 $0

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-20 of 21 reporting-owner rows connected to Spectral AI, Inc.. Open a relationship link for the CIK-to-CIK filing trail.

Rows
21
Largest Forms 3/4/5 holder
GLAZER CAPITAL, LLC
Net 12M change
$0
Latest report
13 Aug 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
GLAZER CAPITAL, LLC 10%+ Owner $24,851,671 Filing P/S 21 May 2021
Erich Spangenberg Director, 10%+ Owner $8,329,608 Mixed 15 May 2024
John Michael DiMaio Director $5,423,650 Mixed 13 Aug 2026
Rosecliff Acquisition Sponsor I LLC Director $2,265,049 Mixed 11 Sep 2023
Vincent S. Capone Chief Executive Officer $688,005 Mixed 24 Apr 2026
Richard John Cotton Director $415,600 Mixed 15 May 2026
Wensheng Fan CHIEF EXECUTIVE OFFICER, Director $388,456 Mixed 11 Sep 2023
Peter M. Carlson Chief Executive Officer, Director $316,675 Mixed 10 May 2024
Deepak Sadagopan Director $134,079 Mixed 24 Apr 2026
Marion Ann Snyder Director $99,543 Mixed 24 Apr 2026
Brian J. Radecki Director $66,750 Mixed 11 Sep 2023
Jeffrey Edward Thatcher Chief Scientist $62,152 Mixed 11 Sep 2023
Franklin S. Edmonds Jr. Director $53,400 Mixed 11 Sep 2023
Heather Bellini Director $53,400 Mixed 11 Sep 2023
Martin C.b. Mellish Director $42,208 Mixed 04 Jun 2025
Xiaojia Cynthia Cai Director $33,753 Mixed 11 Sep 2023
Jeremiah A. Sparks Chief Commerical Officer $26,539 Mixed 10 May 2024
Stan Micek Chief Operating Officer $17,200 Mixed 10 May 2024
GOLDMAN SACHS GROUP INC 10%+ Owner $16,102 Filing P/S 04 Jan 2023
Nils Windler Chief Financial Officer Mixed 11 Sep 2023

Recent insider transactions for Spectral AI, Inc.

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
John Michael DiMaio MDAI Common Stock Award 1.28% 35,000 2,766,847 13 Aug 2026 Direct
John Michael DiMaio MDAI Common Stock Award 0.55% 15,000 2,731,847 29 Jun 2026 Direct
John Michael DiMaio MDAI Common Stock Award 0.54% 14,700 2,716,847 25 Jun 2026 Direct
John Michael DiMaio MDAI Common Stock Award 0.53% 14,300 2,702,147 24 Jun 2026 Direct
John Michael DiMaio MDAI Common Stock Award 0.56% 15,000 2,687,847 29 May 2026 Direct
John Michael DiMaio MDAI Common Stock Award 0.09% 2,500 2,672,847 28 May 2026 Direct
John Michael DiMaio MDAI Common Stock Award 1.22% 32,233 2,670,347 26 May 2026 Direct
Richard John Cotton MDAI Common Stock Award 8.59% 8,818 111,477 18 May 2026 Direct
Richard John Cotton MDAI Common Stock Award 6.08% 5,882 102,659 15 May 2026 Direct
John Michael DiMaio MDAI Common Stock Award 1.03% 26,887 2,638,114 15 May 2026 Direct
Deepak Sadagopan MDAI Common Stock Award 25,000 25,000 24 Apr 2026 Direct
John Michael DiMaio MDAI Common Stock Award 3.98% 100,000 2,611,227 24 Apr 2026 Direct
Richard John Cotton MDAI Common Stock Award 44.6% 29,850 96,777 24 Apr 2026 Direct
Marion Ann Snyder MDAI Common Stock Award 25,000 25,000 24 Apr 2026 Direct
Vincent S. Capone MDAI Common Stock Award 53.6% 100,000 286,450 24 Apr 2026 Direct
John Michael DiMaio MDAI Common Stock Award 0.3% 7,619 2,511,227 27 Mar 2026 Direct
Vincent S. Capone MDAI Common Stock Award 9.87% 16,750 186,450 27 Mar 2026 Direct
* marks a reported price that did not pass the local price check.
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