SEC ownership of Great Elm Group, Inc.

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001831096.

Comparable stake leader

LONG BALL PARTNERS LLC

Disclosed value leader

LONG BALL PARTNERS LLC

Comparable rows

43/50

Latest evidence

21 Sep 2026

Top shareholders Insider holders Latest transactions
Public ticker
GEG, GEGGL on Nasdaq
Parsed ownership sources
3/4/5, 13D/G, and 13F
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
Largest SEC-reported holder
LONG BALL PARTNERS LLC
Ranking: Comparable ownership first, then disclosed value
Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
43 of 50
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
LONG BALL PARTNERS LLC
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
21 Sep 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0001831096
Issuer location
Palm Beach Gardens, FL

Ownership snapshot

Top shareholders of Great Elm Group, Inc. (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
LONG BALL PARTNERS LLC
Disclosed value leader
LONG BALL PARTNERS LLC
Comparable rows
43/50
Latest evidence
21 Sep 2026
3/4/5 13D/G 13F Lead comparable stake: 23% 7 rows are not safely comparable across share classes. 13D/G row: LONG BALL PARTNERS LLC Showing 1-8 of 50 holder rows.

Quick read

LONG BALL PARTNERS LLC leads the comparable SEC ownership view at 23%.

43 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens LONG BALL PARTNERS LLC's linked filing trail.
Comparable ownership Top 5
LONG BALL PARTNERS LLC 23%
Northern Right Capital Management... 19%
Randall D. Smith 14%
PC Elfun LLC 9.9%
Imperial Capital Asset Management... 23%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 50 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
LONG BALL PARTNERS LLC
3/4/5 13D/G
10%+ Owner · Jason Reese
3/4/5 13D/G
23%
from 13D/G
$16,396,813
7,521,474 shares
 — 21 Sep 2026
Northern Right Capital Management, L.P.
13D/G 3/4/5 13F
Drapkin Matthew A · Member of 13D 10% Group, 10%+ Owner · Company
13D/G 3/4/5 13F
19%
$13,912,801
6,211,072 shares
 +$64,579 10 Jul 2026
Randall D. Smith
13D/G 3/4/5
10%+ Owner
13D/G 3/4/5
14%
$10,678,313
4,875,942 shares
 $0 27 Aug 2025
PC Elfun LLC
13D/G
13D/G
9.9%
$6,427,131
3,070,041 shares
 $0 30 Jun 2025
Imperial Capital Asset Management, LLC
3/4/5
10%+ Owner
3/4/5
23%
$16,396,813
7,521,474 shares
 — 21 Sep 2026
Imperial Capital Group Holdings II, LLC
3/4/5
10%+ Owner
3/4/5
23%
$16,396,813
7,521,474 shares
 — 21 Sep 2026
Jason W. Reese
3/4/5
Mr. Reese is the Chairman and Chief Executive Officer of the Issuer., Director, 10%+ Owner
3/4/5
23%
$16,396,813
7,521,474 shares
 — 21 Sep 2026
Woodstead Value Fund LP
3/4/5
10%+ Owner
3/4/5
15%
$13,847,675
4,875,942 shares
 — 27 Aug 2025
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 28 Sep 2025.

Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 0 Shares: 0
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 0 $0 $0 $0
3-6 0 0 $0 $0 $0
6-9 0 0 $0 $0 $0
9-12 0 0 $0 $0 $0

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-20 of 28 reporting-owner rows connected to Great Elm Group, Inc.. Open a relationship link for the CIK-to-CIK filing trail.

Rows
28
Largest Forms 3/4/5 holder
LONG BALL PARTNERS LLC
Net 12M change
$0
Latest report
21 Sep 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
LONG BALL PARTNERS LLC 10%+ Owner $16,396,813 Median 21 Sep 2026
Jason W. Reese Mr. Reese is the Chairman and Chief Executive Officer of the Issuer., Director, 10%+ Owner $16,396,813 Median 21 Sep 2026
Imperial Capital Group Holdings II, LLC 10%+ Owner $16,396,813 Median 21 Sep 2026
Imperial Capital Asset Management, LLC 10%+ Owner $16,396,813 Median 21 Sep 2026
Woodstead Value Fund LP 10%+ Owner $13,847,675 Mixed 27 Aug 2025
Randall D. Smith 10%+ Owner $10,678,312 Mixed 27 Aug 2025
Northern Right Capital Management, L.P. Member of 13D 10% Group, 10%+ Owner $7,934,724 Mixed 10 Jul 2026
Northern Right Long Only Master Fund LP 10%+ Owner $7,934,724 Mixed 10 Jul 2026
BC Advisors LLC 10%+ Owner $7,934,724 Mixed 10 Jul 2026
Northern Right Fund GP LLC 10%+ Owner $7,934,724 Mixed 10 Jul 2026
Northern Right Capital (QP), L.P. 10%+ Owner $7,934,724 Mixed 10 Jul 2026
Matthew A. Drapkin Director $7,493,955 Mixed 08 Jan 2026
David W. Schwartz Director $1,760,619 Mixed 08 Jan 2026
David Matter Director $1,440,136 Mixed 08 Jan 2026
James P. Parmelee Director $1,370,890 Mixed 08 Jan 2026
Adam M. Kleinman President $1,325,725 Median 21 Sep 2026
Eric J. Scheyer Director $1,278,561 Mixed 08 Jan 2026
James H. Hugar Director $601,602 Mixed 03 Jan 2025
Thomas S. Harbin Director $507,150 Mixed 09 May 2022
Nichole Milz Chief Operating Officer $479,340 Median 21 Sep 2026

Recent insider transactions for Great Elm Group, Inc.

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
Nichole Milz GEG Common Stock Tax liability -9.73% -23,701 219,881 21 Sep 2026 Direct
Nichole Milz GEG Common Stock Award 25% 48,698 243,582 21 Sep 2026 Direct
Nichole Milz GEG Stock Options (right to buy) Award 50,000 50,000 21 Sep 2026 Direct
Keri Davis GEG Common Stock Tax liability -12% -7,642 55,846 21 Sep 2026 Direct
Keri Davis GEG Common Stock Award 46.2% 20,052 63,488 21 Sep 2026 Direct
Keri Davis GEG Stock Options (right to buy) Award 20,000 20,000 21 Sep 2026 Direct
Adam M. Kleinman GEG Common Stock Tax liability -2.78% -17,367 608,131 21 Sep 2026 Direct
Adam M. Kleinman GEG Common Stock Award 6.85% 40,104 625,498 21 Sep 2026 Direct
Adam M. Kleinman GEG Stock Options (right to buy) Award 40,000 40,000 21 Sep 2026 Direct
Reese Jason W. GEG Common Stock Award 13.7% 137,501 1,141,828 21 Sep 2026 Direct
Reese Jason W. GEG Common Stock Award 13.7% 137,501 1,141,828 21 Sep 2026 Direct
Reese Jason W. GEG Common Stock Award 13.7% 137,501 1,141,828 21 Sep 2026 Direct
Jason W. Reese GEG Common Stock Award 13.7% 137,501 1,141,828 21 Sep 2026 Direct
Northern Right Capital Management, L.P. GEG Common Stock Other 0.19% 7,887 4,243,168 10 Jul 2026 See Footnote
Northern Right Capital Management, L.P. GEG Common Stock Other 0.19% 7,887 4,243,168 10 Jul 2026 See Footnote
Northern Right Capital Management, L.P. GEG Common Stock Other 0.19% 7,887 4,243,168 10 Jul 2026 See Footnote
Northern Right Capital Management, L.P. GEG Common Stock Other 0.19% 7,887 4,243,168 10 Jul 2026 See Footnote
Northern Right Capital Management, L.P. GEG Common Stock Other 0.19% 7,887 4,243,168 10 Jul 2026 See Footnote
Northern Right Capital Management, L.P. GEG Common Stock Other -0.19% -7,887 4,243,168 10 Jul 2026 See Footnote
Northern Right Capital Management, L.P. GEG Common Stock Other -0.19% -7,887 4,243,168 10 Jul 2026 See Footnote
Northern Right Capital Management, L.P. GEG Common Stock Other -0.19% -7,887 4,243,168 10 Jul 2026 See Footnote
Northern Right Capital Management, L.P. GEG Common Stock Other -0.19% -7,887 4,243,168 10 Jul 2026 See Footnote
Northern Right Capital Management, L.P. GEG Common Stock Other -0.19% -7,887 4,243,168 10 Jul 2026 See Footnote
Northern Right Capital Management, L.P. GEG 5.0% Convertible Senior PIK Note due 2030 Other 0 $7,866,354 10 Jul 2026 See Footnote
Northern Right Capital Management, L.P. GEG 5.0% Convertible Senior PIK Note due 2030 Other 0 $7,866,354 10 Jul 2026 See Footnote
Northern Right Capital Management, L.P. GEG 5.0% Convertible Senior PIK Note due 2030 Other 0 $7,866,354 10 Jul 2026 See Footnote
Northern Right Capital Management, L.P. GEG 5.0% Convertible Senior PIK Note due 2030 Other 0 $7,866,354 10 Jul 2026 See Footnote
Northern Right Capital Management, L.P. GEG 5.0% Convertible Senior PIK Note due 2030 Other 0 $7,866,354 10 Jul 2026 See Footnote
Northern Right Capital Management, L.P. GEG 5.0% Convertible Senior PIK Note due 2030 Other 0 $7,866,354 10 Jul 2026 See Footnote
Northern Right Capital Management, L.P. GEG 5.0% Convertible Senior PIK Note due 2030 Other 0 $7,866,354 10 Jul 2026 See Footnote
Northern Right Capital Management, L.P. GEG 5.0% Convertible Senior PIK Note due 2030 Other 0 $7,866,354 10 Jul 2026 See Footnote
Northern Right Capital Management, L.P. GEG 5.0% Convertible Senior PIK Note due 2030 Other 0 $7,866,354 10 Jul 2026 See Footnote
Northern Right Capital Management, L.P. GEG 5.0% Convertible Senior PIK Note due 2030 Other 0 $7,866,354 10 Jul 2026 See Footnote
Reese Jason W. GEG Common Stock Gift -9.03% -99,637 1,004,327 28 May 2026 Direct
Reese Jason W. GEG Common Stock Gift -9.03% -99,637 1,004,327 28 May 2026 Direct
Reese Jason W. GEG Common Stock Gift -9.03% -99,637 1,004,327 28 May 2026 Direct
Jason W. Reese GEG Common Stock Gift -9.03% -99,637 1,004,327 28 May 2026 Direct
Jason W. Reese GEG Common Stock Award 2.51% 27,022 1,103,964 03 Mar 2026 Direct
Lloyd Nathan GEG Common Stock Award 116.3% 26,531 49,348 08 Jan 2026 Direct
David Matter GEG Common Stock Award 11.8% 57,143 539,377 08 Jan 2026 Direct
Matthew A. Drapkin GEG Common Stock Award 15.7% 114,286 843,035 08 Jan 2026 Direct
David W. Schwartz GEG Common Stock Award 9.9% 59,408 659,408 08 Jan 2026 Direct
Booker Smith GEG Common Stock Award 334.8% 57,143 74,213 08 Jan 2026 Direct
James P. Parmelee GEG Common Stock Award 17.2% 75,511 513,442 08 Jan 2026 Direct
Eric J. Scheyer GEG Common Stock Award 13.6% 57,143 478,862 08 Jan 2026 Direct
Jason W. Reese GEG Common Stock Gift -8.5% -100,000 1,076,942 11 Nov 2025 Direct
* marks a reported price that did not pass the local price check.
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