SEC ownership of Lufax Holding Ltd

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001816007.

Comparable stake leader

AnKe Technology Co Ltd

Disclosed value leader

Alpine Investment Management Ltd

Comparable rows

2/50

Latest evidence

20 Aug 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
2 of 50
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
AnKe Technology Co Ltd
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
20 Aug 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0001816007
Issuer location
Shanghai

Ownership snapshot

Top shareholders of Lufax Holding Ltd (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
AnKe Technology Co Ltd
Disclosed value leader
Alpine Investment Managem...
Comparable rows
2/50
Latest evidence
20 Aug 2026
13D/G 13F Lead comparable stake: 73% 48 rows are not safely comparable across share classes. 13D/G row: AnKe Technology Co Ltd Showing 1-8 of 50 holder rows.

Quick read

AnKe Technology Co Ltd leads the comparable SEC ownership view at 73%.

2 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens AnKe Technology Co Ltd's linked filing trail.
Comparable ownership Top 2
AnKe Technology Co Ltd 73%
Tun Kung Co Ltd 7.8%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 50 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
AnKe Technology Co Ltd
13D/G
Ping An Insurance (Group) Company of China, Ltd.
73%
1,579,768,074 shares
$0 20 Aug 2026
Tun Kung Co Ltd
13D/G
Tun Kung Company Limited
7.8%
134,453,441 shares
$0 31 Dec 2024
Alpine Investment Management Ltd
13F
Company
13F
class O/S missing
$18,400,780
13,939,985 shares
30 Jun 2026
Yunqi Capital Ltd
13F
Company
13F
class O/S missing
$14,454,182
10,950,138 shares
30 Jun 2026
VANGUARD CAPITAL MANAGEMENT LLC
13F
Company
13F
class O/S missing
$9,996,951
7,573,448 shares
30 Jun 2026
BlackRock, Inc.
13F
Company
13F
class O/S missing
$7,631,934
5,781,769 shares
30 Jun 2026
ACADIAN ASSET MANAGEMENT LLC
13F
Company
13F
class O/S missing
$6,188,000
4,693,040 shares
30 Jun 2026
CHARLES SCHWAB INVESTMENT MANAGEMENT INC
13F
Company
13F
class O/S missing
$5,827,000
4,414,394 shares
30 Jun 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 13 Sep 2025.

Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 0 Shares: 0
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 0 $0 $0 $0
3-6 0 0 $0 $0 $0
6-9 0 0 $0 $0 $0
9-12 0 0 $0 $0 $0

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-18 of 18 reporting-owner rows connected to Lufax Holding Ltd. Open a relationship link for the CIK-to-CIK filing trail.

Rows
18
Largest Forms 3/4/5 holder
Rusheng Yang
Net 12M change
$0
Latest report
04 Aug 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
Rusheng Yang Director Mixed 17 Mar 2026
Tongzhuan Xi Chief Financial Officer, Director Mixed 17 Mar 2026
Fangfang Cai Director Mixed 17 Mar 2026
Wai Ping Tina Lee Director Mixed 17 Mar 2026
Jianbo Cheng Chief Risk Officer Mixed 17 Mar 2026
Peifeng Li Director Mixed 17 Mar 2026
Xiang (xj) Ji Co-Chief Executive Officer Mixed 17 Mar 2026
Tao (tw) Wu Executive Deputy General Manager and Chief Marketing Officer Mixed 17 Mar 2026
Shibang Guo Director Mixed 17 Mar 2026
Dongqi Chen General Manager Mixed 18 Mar 2026
David Xianglin Li Director Mixed 18 Mar 2026
Jinliang Mao Chief Technology Officer Mixed 18 Mar 2026
Yong Suk Cho Chief Executive Officer, Director Mixed 18 Mar 2026
Dicky Peter Yip Director Mixed 18 Mar 2026
Siu Hong Cheng Director Mixed 24 Apr 2026
Koon Wing Ernest Ip Director Mixed 24 Apr 2026
Xiaodi Wang Chief Compliance Officer Mixed 06 May 2026
Wai Kin Chim Director Mixed 04 Aug 2026

Recent insider transactions for Lufax Holding Ltd

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
Jinliang Mao LU American Depositary Shares 0 34,694 18 Mar 2026 Direct
Dongqi Chen LU American depositary shares 0 6,189 18 Mar 2026 Direct
* marks a reported price that did not pass the local price check.
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