Comparable stake leader
Brian Andrew Stern
SEC ownership of Applied UV, Inc.
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001811109.
Disclosed value leader
Max Munn
Comparable rows
0/13
Latest evidence
21 Jul 2023
- Parsed ownership sources
-
3/4/5
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
Brian Andrew Stern
Ranking: Comparable ownership first, then disclosed value
- Latest parsed ownership date
-
21 Jul 2023
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0001811109
- Issuer location
- Mount Vernon, NY
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
1 signal
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of Applied UV, Inc. (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Brian Andrew Stern
Disclosed value leader
Max Munn
Comparable rows
0/13
Latest evidence
21 Jul 2023
3/4/5
Highest disclosed value: $5,572,200
13 rows are not safely comparable across share classes.
Showing 1-8 of 13 holder rows.
Quick read
Max Munn has the largest disclosed position value at $5.57M.
0 of 13 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Max Munn's linked filing trail.
Disclosed position value
Top 5
Brian Andrew Stern
$2.03M
Laurie Munn
$416.2K
Max Munn
$5.57M
John J. Hayman III
$226.3K
John F. Andrews
$83.2K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-8 of 13 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Brian Andrew Stern |
3/4/5
Director, 10%+ Owner
|
—
class O/S missing
|
$2,026,334
1,825,526 shares
|
— | 26 Jan 2023 |
| Laurie Munn |
3/4/5
10%+ Owner
|
—
class O/S missing
|
$416,250
375,000 shares
|
— | 21 Jul 2023 |
| Max Munn |
3/4/5
Acting Chief Executive Officer, Director
|
—
mixed-class rows
|
$5,572,200
5,171,352 shares
mixed-class rows
|
— | 31 Dec 2021 |
| John J. Hayman III |
3/4/5
Interim COO
|
—
class O/S missing
|
$226,337
203,907 shares
|
— | 29 Sep 2021 |
| John F. Andrews |
3/4/5
Chief Exeutive Officer, Director
|
—
class O/S missing
|
$83,250
75,000 shares
|
— | 11 Apr 2022 |
| Eugene E. Burleson |
3/4/5
Director
|
—
class O/S missing
|
$66,600
60,000 shares
|
— | 01 Jan 2023 |
| Michael Gerard Riccio |
3/4/5
Chief Financial Officer
|
—
class O/S missing
|
$55,500
50,000 shares
|
— | 05 Apr 2021 |
| Dallas C. Hack |
3/4/5
Director
|
—
class O/S missing
|
$44,400
40,000 shares
|
— | 01 Jan 2023 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 03 Aug 2025.
Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 0
Shares: 0
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-13 of 13 reporting-owner rows connected to Applied UV, Inc.. Open a relationship link for the CIK-to-CIK filing trail.
Rows
13
Largest Forms 3/4/5 holder
Max Munn
Net 12M change
$0
Latest report
21 Jul 2023
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Max Munn | Acting Chief Executive Officer, Director | $5,572,200 | Mixed | 31 Dec 2021 | ||
| Brian Andrew Stern | Director, 10%+ Owner | $2,026,334 | Mixed | 26 Jan 2023 | ||
| Laurie Munn | 10%+ Owner | $416,250 | Mixed | 21 Jul 2023 | ||
| John J. Hayman III | Interim COO | $226,337 | Mixed | 29 Sep 2021 | ||
| John F. Andrews | Chief Exeutive Officer, Director | $83,250 | Mixed | 11 Apr 2022 | ||
| Eugene E. Burleson | Director | $66,600 | Mixed | 01 Jan 2023 | ||
| Michael Gerard Riccio | Chief Financial Officer | $55,500 | Mixed | 05 Apr 2021 | ||
| Dallas C. Hack | Director | $44,400 | Mixed | 01 Jan 2023 | ||
| Eugene A. Bauer | Director | $38,850 | Mixed | 31 Dec 2021 | ||
| Alastair J. Clemow | Director | $38,850 | Mixed | 31 Dec 2021 | ||
| Joel S. Kanter | Director | $38,850 | Mixed | 31 Dec 2021 | ||
| Monica L. Woo | Director | $24,531 | Filing P/S | 01 Jan 2023 | ||
| Joseph Fellipus Peter Luhukay | Director | $19,425 | Mixed | 01 Jan 2023 |
Recent insider transactions for Applied UV, Inc.
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| No insider transactions were found in the last 12 months for this issuer. | ||||||||||
* marks a reported price that did not pass the local price check.