Key facts
- Applied UV, Inc. has 13 insiders with reported activity on this page.
- No net insider buy/sell flow is currently reported for the last year.
- Recent transaction rows are not currently available.
Insider Transactions Reported by 13 Insiders of Applied UV, Inc.
- Location
- Mount Vernon, NY
Change
- No meaningful buy/sell imbalance is currently visible in the one-year window.
- Activity will update as new Forms 3/4/5 are filed.
Research use
- This page gives a plain-language issuer insider context before you inspect transaction-level evidence.
- Use the filing links below to verify timestamps, codes, and ownership impacts directly from SEC forms.
Evidence
Filed on Form 4
See Original Filing
Issuer insider activity is sourced from SEC Forms 3, 4, and 5.
Insider trading overview
Last 12 monthsInsider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 25 May 2025.
Buys
$0
Shares: 0
Insiders: 0
Sells
$0
Shares: 0
Insiders: 0
Net
$0
Shares: 0
Insiders: 0
| Window (months) | Buy shares | Sell shares | Buy $ | Sell $ | Net $ |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Applied UV, Inc. executives and other stock owners filed with the SEC include:
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Max Munn | Acting Chief Executive Officer, Director | $5,572,200 | Mixed | 31 Dec 2021 | ||
| Brian Andrew Stern | Director, 10%+ Owner | $2,026,334 | Mixed | 26 Jan 2023 | ||
| Laurie Munn | 10%+ Owner | $416,250 | Mixed | 21 Jul 2023 | ||
| John J. Hayman III | Interim COO | $226,337 | Mixed | 29 Sep 2021 | ||
| John F. Andrews | Chief Exeutive Officer, Director | $83,250 | Mixed | 11 Apr 2022 | ||
| Eugene E. Burleson | Director | $66,600 | Mixed | 01 Jan 2023 | ||
| Michael Gerard Riccio | Chief Financial Officer | $55,500 | Mixed | 05 Apr 2021 | ||
| Dallas C. Hack | Director | $44,400 | Mixed | 01 Jan 2023 | ||
| Eugene A. Bauer | Director | $38,850 | Mixed | 31 Dec 2021 | ||
| Alastair J. Clemow | Director | $38,850 | Mixed | 31 Dec 2021 | ||
| Joel S. Kanter | Director | $38,850 | Mixed | 31 Dec 2021 | ||
| Monica L. Woo | Director | $24,531 | Filing P/S | 01 Jan 2023 | ||
| Joseph Fellipus Peter Luhukay | Director | $19,425 | Mixed | 01 Jan 2023 |
Top shareholders of Applied UV, Inc. (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Brian Andrew Stern |
3/4/5
|
Director, 10%+ Owner |
—
class O/S missing
|
1,825,526
|
$2,026,334 | — | 26 Jan 2023 | |
| Laurie Munn |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
375,000
|
$416,250 | — | 21 Jul 2023 | |
| Max Munn |
3/4/5
|
Acting Chief Executive Officer, Director |
—
mixed-class rows
|
5,171,352
mixed-class rows
|
$5,572,200 | — | 31 Dec 2021 | |
| John J. Hayman III |
3/4/5
|
Interim COO |
—
class O/S missing
|
203,907
|
$226,337 | — | 29 Sep 2021 | |
| John F. Andrews |
3/4/5
|
Chief Exeutive Officer, Director |
—
class O/S missing
|
75,000
|
$83,250 | — | 11 Apr 2022 | |
| Eugene E. Burleson |
3/4/5
|
Director |
—
class O/S missing
|
60,000
|
$66,600 | — | 01 Jan 2023 | |
| Michael Gerard Riccio |
3/4/5
|
Chief Financial Officer |
—
class O/S missing
|
50,000
|
$55,500 | — | 05 Apr 2021 | |
| Dallas C. Hack |
3/4/5
|
Director |
—
class O/S missing
|
40,000
|
$44,400 | — | 01 Jan 2023 | |
| Alastair J. Clemow |
3/4/5
|
Director |
—
class O/S missing
|
35,000
|
$38,850 | — | 31 Dec 2021 | |
| Eugene A. Bauer |
3/4/5
|
Director |
—
class O/S missing
|
35,000
|
$38,850 | — | 31 Dec 2021 | |
| Joel S. Kanter |
3/4/5
|
Director |
—
class O/S missing
|
35,000
|
$38,850 | — | 31 Dec 2021 | |
| Monica L. Woo |
3/4/5
|
Director |
—
class O/S missing
|
22,100
|
$24,531 | — | 01 Jan 2023 | |
| Joseph Fellipus Peter Luhukay |
3/4/5
|
Director |
—
class O/S missing
|
17,500
|
$19,425 | — | 01 Jan 2023 |
Recent Insider Transactions by Companies or Individuals for Applied UV, Inc.
Showing up to 300 most recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | Value $ | * Price $ | Shares | Shares Owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| No insider transactions were found in the last 12 months for this issuer. | ||||||||||
* An asterisk sign (*) next to the price indicates that the price is likely invalid.