SEC ownership of Stem Holdings, Inc.

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001697834.

Comparable stake leader

Matthew Cohen

Disclosed value leader

Matthew Cohen

Comparable rows

0/9

Latest evidence

30 Sep 2022

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 1 signal
Latest parsed ownership date
30 Sep 2022
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0001697834
Issuer location
Boca Raton, FL

Ownership snapshot

Top shareholders of Stem Holdings, Inc. (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Matthew Cohen
Disclosed value leader
Matthew Cohen
Comparable rows
0/9
Latest evidence
30 Sep 2022
3/4/5 Highest disclosed value: $127,200 9 rows are not safely comparable across share classes. Showing 1-8 of 9 holder rows.

Quick read

Matthew Cohen has the largest disclosed position value at $127.2K.

0 of 9 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Matthew Cohen's linked filing trail.
Disclosed position value Top 5
Matthew Cohen $127.2K
Rajiv Rai $74.9K
Adam Berk $74.5K
Garrett Martin Bender $56.3K
Brian John Hayek $43.4K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-8 of 9 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Matthew Cohen
3/4/5
CEO, CFO, Treasurer & Sec., Director
class O/S missing
$127,200
12,719,922 shares
21 Apr 2022
Rajiv Rai
3/4/5
Director
class O/S missing
$74,949
7,494,853 shares
30 Sep 2022
Adam Berk
3/4/5
Chief Executive Officer, Director
mixed-class rows
$74,482
7,648,174 shares
mixed-class rows
21 Jul 2020
Garrett Martin Bender
3/4/5
Director
class O/S missing
$56,319
5,631,887 shares
10 Sep 2019
Brian John Hayek
3/4/5
Director
class O/S missing
$43,378
4,337,752 shares
25 Jun 2021
Steven Shelly Hubbard
3/4/5
Secretary, Director
mixed-class rows
$8,530
1,053,007 shares
mixed-class rows
16 Jul 2021
Dennis A. Suskind
3/4/5
Director
mixed-class rows
$4,500
700,000 shares
mixed-class rows
07 May 2021
Lindy L. Snider
3/4/5
Director
mixed-class rows
$1,590
209,044 shares
mixed-class rows
01 Jun 2018
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 08 Aug 2025.

Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 0 Shares: 0
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 0 $0 $0 $0
3-6 0 0 $0 $0 $0
6-9 0 0 $0 $0 $0
9-12 0 0 $0 $0 $0

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-9 of 9 reporting-owner rows connected to Stem Holdings, Inc.. Open a relationship link for the CIK-to-CIK filing trail.

Rows
9
Largest Forms 3/4/5 holder
Matthew Cohen
Net 12M change
$0
Latest report
30 Sep 2022
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
Matthew Cohen CEO, CFO, Treasurer & Sec., Director $127,200 Mixed 21 Apr 2022
Rajiv Rai Director $74,949 Mixed 30 Sep 2022
Adam Berk Chief Executive Officer, Director $74,482 Mixed 21 Jul 2020
Garrett Martin Bender Director $56,319 Mixed 10 Sep 2019
Brian John Hayek Director $43,378 Mixed 25 Jun 2021
Steven Shelly Hubbard Secretary, Director $8,530 Mixed 16 Jul 2021
Dennis A. Suskind Director $4,500 Mixed 07 May 2021
Lindy L. Snider Director $1,590 Mixed 01 Jun 2018
Robert Louis Benjamin Diener Director $680 Mixed 25 Jun 2021

Recent insider transactions for Stem Holdings, Inc.

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
No insider transactions were found in the last 12 months for this issuer.
* marks a reported price that did not pass the local price check.
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