SEC ownership of FT 5969

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001654873.

Comparable stake leader

Raymond E. Wirta

Disclosed value leader

Raymond E. Wirta

Comparable rows

0/10

Latest evidence

25 Feb 2022

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 1 signal
Latest parsed ownership date
25 Feb 2022
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0001654873
Issuer location
Wheaton, IL

Ownership snapshot

Top shareholders of FT 5969 (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Raymond E. Wirta
Disclosed value leader
Raymond E. Wirta
Comparable rows
0/10
Latest evidence
25 Feb 2022
3/4/5 Highest disclosed value: $1,060,006 10 rows are not safely comparable across share classes. Showing 1-8 of 10 holder rows.

Quick read

Raymond E. Wirta has the largest disclosed position value at $1.06M.

0 of 10 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Raymond E. Wirta's linked filing trail.
Disclosed position value Top 5
Raymond E. Wirta $1.06M
Jeffrey L. Randolph $306.9K
Curtis B. McWilliams $191.8K
Adam S. Markman $185.2K
Thomas H. Nolan Jr. $180.2K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-8 of 10 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Raymond E. Wirta
3/4/5
Other*
mixed-class rows
$1,060,006
378,472 shares
mixed-class rows
07 Dec 2021
Jeffrey L. Randolph
3/4/5
Other*
class O/S missing
$306,855
15,777 shares
07 Dec 2021
Curtis B. McWilliams
3/4/5
Director
class O/S missing
$191,786
9,860 shares
25 Feb 2022
Adam S. Markman
3/4/5
Director
class O/S missing
$185,165
9,520 shares
25 Feb 2022
Thomas H. Nolan Jr.
3/4/5
Director
class O/S missing
$180,154
9,262 shares
25 Feb 2022
Aaron Scott Halfacre
3/4/5
CEO, Director
class O/S missing
$169,503
8,715 shares
25 Feb 2022
Joe F. Hanauer
3/4/5
Other*
mixed-class rows
$118,393
18,522 shares
mixed-class rows
07 Dec 2021
Asma Ishaq
3/4/5
Director
class O/S missing
$2,988
154 shares
25 Feb 2022
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 03 Aug 2025.

Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 0 Shares: 0
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 0 $0 $0 $0
3-6 0 0 $0 $0 $0
6-9 0 0 $0 $0 $0
9-12 0 0 $0 $0 $0

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-10 of 10 reporting-owner rows connected to FT 5969. Open a relationship link for the CIK-to-CIK filing trail.

Rows
10
Largest Forms 3/4/5 holder
Raymond E. Wirta
Net 12M change
$0
Latest report
25 Feb 2022
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
Raymond E. Wirta Other* $1,060,006 Mixed 07 Dec 2021
Jeffrey L. Randolph Other* $306,855 Mixed 07 Dec 2021
Curtis B. McWilliams Director $191,786 Filing P/S 25 Feb 2022
Adam S. Markman Director $185,165 Filing P/S 25 Feb 2022
Thomas H. Nolan Jr. Director $180,154 Filing P/S 25 Feb 2022
Aaron Scott Halfacre CEO, Director $169,503 Filing P/S 25 Feb 2022
Joe F. Hanauer Other* $118,393 Mixed 07 Dec 2021
Kimberly J. Smith Director $2,988 Filing P/S 25 Feb 2022
Asma Ishaq Director $2,988 Filing P/S 25 Feb 2022
Connie Tirondola Director $2,988 Filing P/S 25 Feb 2022

Recent insider transactions for FT 5969

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
No insider transactions were found in the last 12 months for this issuer.
* marks a reported price that did not pass the local price check.
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