SEC ownership of NIOCORP DEVELOPMENTS LTD

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001512228.

Comparable stake leader

BlackRock, Inc.

Disclosed value leader

BlackRock, Inc.

Comparable rows

50/50

Latest evidence

31 Mar 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
50 of 50
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
BlackRock, Inc.
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
31 Mar 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0001512228
Issuer location
Centennial, CO

Ownership snapshot

Top shareholders of NIOCORP DEVELOPMENTS LTD (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
BlackRock, Inc.
Disclosed value leader
BlackRock, Inc.
Comparable rows
50/50
Latest evidence
31 Mar 2026
13F 13D/G Lead comparable stake: 4.8% 13D/G row: BlackRock, Inc. Showing 1-8 of 50 holder rows.

Quick read

BlackRock, Inc. leads the comparable SEC ownership view at 4.8%.

50 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens BlackRock, Inc.'s linked filing trail.
Comparable ownership Top 5
BlackRock, Inc. 4.8%
CITADEL ADVISORS LLC 4.3%
Brevan Howard Capital Management LP 4.6%
Alyeska Investment Group, L.P. 3%
GOLDMAN SACHS GROUP INC 2.3%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 50 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
BlackRock, Inc.
13F 13D/G
Company
4.8%
from 13D/G
$31,299,200
7,017,758 shares
31 Mar 2026
CITADEL ADVISORS LLC
13D/G 13F
Kenneth Griffin · Company
4.3%
$27,724,925
6,216,351 shares
+$25,460,182 25 Feb 2026
Brevan Howard Capital Management LP
13F
Company
13F
4.6%
$28,047,625
6,485,000 shares
31 Mar 2026
Alyeska Investment Group, L.P.
13F
Company
13F
3%
$19,238,687
4,313,607 shares
31 Mar 2026
GOLDMAN SACHS GROUP INC
13F
Company
13F
2.3%
$14,661,640
3,287,363 shares
31 Mar 2026
PRIVATE MANAGEMENT GROUP INC
13F
Company
13F
1.5%
$9,568,323
2,145,364 shares
31 Mar 2026
STATE STREET CORP
13F
Company
13F
1.5%
$9,223,543
2,068,059 shares
31 Mar 2026
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
1.1%
$6,940,861
1,556,532 shares
31 Mar 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 19 Jun 2025.

Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 0 Shares: 0
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 0 $0 $0 $0
3-6 0 0 $0 $0 $0
6-9 0 0 $0 $0 $0
9-12 0 0 $0 $0 $0

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-15 of 15 reporting-owner rows connected to NIOCORP DEVELOPMENTS LTD. Open a relationship link for the CIK-to-CIK filing trail.

Rows
15
Largest Forms 3/4/5 holder
Mark A. Smith
Net 12M change
$0
Latest report
15 Dec 2025
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
Mark A. Smith President & CEO, Director $8,208,619 Mixed 15 Dec 2025
Michael G. Maselli Director $2,505,907 Mixed 18 Aug 2025
Dean C. Kehler Director $752,543 Mixed 15 Dec 2025
Anthony W. Fulton Director $485,960 Mixed 18 Aug 2025
Neal S. Shah Chief Financial Officer $265,613 Mixed 15 Dec 2025
Anna Castner Wightman Director $125,213 Mixed 15 Nov 2023
Michael James Morris Director Mixed 23 Dec 2024
David Coates Beling Director Mixed 18 Aug 2025
Michael G. Maselli Director Mixed 17 Mar 2023
Ernest M. Cleave Senior VP Business Development Mixed 18 Aug 2025
Nilsa Guerrero-Mahon Director Mixed 18 Aug 2025
James T. Sims Chief Communications Officer Mixed 18 Aug 2025
Fernanda Reda Fenga Viana Klamas Director Mixed 25 Mar 2023
Peter Robert Oliver Director Mixed 18 Aug 2025
Scott Honan Chief Operating Officer Mixed 18 Aug 2025

Recent insider transactions for NIOCORP DEVELOPMENTS LTD

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
Mark A. Smith NB Common Shares Exercise of in-the-money or at-the-money derivative security 2.06% 46,801 2,318,819 15 Dec 2025 Direct
Mark A. Smith NB Common Share Purchase Warrant (right to buy) Exercise of in-the-money or at-the-money derivative security -100% -46,801 0 15 Dec 2025 Direct
Neal S. Shah NB Common Shares Exercise of in-the-money or at-the-money derivative security 14.2% 9,361 75,032 15 Dec 2025 Direct
Neal S. Shah NB Common Share Purchase Warrant (right to buy) Exercise of in-the-money or at-the-money derivative security -100% -9,361 0 15 Dec 2025 Direct
Dean C. Kehler NB Common Shares Exercise of in-the-money or at-the-money derivative security 58% 78,003 212,583 15 Dec 2025 Direct
Dean C. Kehler NB Common Share Purchase Warrant (right to buy) Exercise of in-the-money or at-the-money derivative security -100% -78,003 0 15 Dec 2025 Direct
Ernest M. Cleave NB Employee Stock Option (Right to Buy) Award 100,000 100,000 18 Aug 2025 Direct
Anthony W. Fulton NB Director Stock Option (Right to Buy) Award 50,000 50,000 18 Aug 2025 Direct
James T. Sims NB Employee Stock Option (Right to Buy) Award 250,000 250,000 18 Aug 2025 Direct
Neal S. Shah NB Employee Stock Option (Right to Buy) Award 250,000 250,000 18 Aug 2025 Direct
Peter Robert Oliver NB Director Stock Option (Right to Buy) Award 60,000 60,000 18 Aug 2025 Direct
Dean C. Kehler NB Director Stock Option (Right to Buy) Award 50,000 50,000 18 Aug 2025 Direct
Scott Honan NB Employee Stock Option (Right to Buy) Award 250,000 250,000 18 Aug 2025 Direct
Nilsa Guerrero-Mahon NB Director Stock Option (Right to Buy) Award 55,000 55,000 18 Aug 2025 Direct
David Coates Beling NB Director Stock Option (Right to Buy) Award 50,000 50,000 18 Aug 2025 Direct
Mark A. Smith NB Employee Stock Option (Right to Buy) Award 375,000 375,000 18 Aug 2025 Direct
Michael G. Maselli NB Director Stock Option (Right to Buy) Award 50,000 50,000 18 Aug 2025 Direct
* marks a reported price that did not pass the local price check.
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