Quick Takeaways
- LVO - LiveOne, Inc. has 13 insiders with reported activity on this page.
- No net insider buy/sell flow is currently reported for the last year.
- Recent transaction rows are available for direct filing-level review.
Issuer insider activity is sourced from SEC Forms 3, 4, and 5.
Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 10 May 2025.
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Shares: 0
Insiders: 0
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Shares: 0
Insiders: 0
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Shares: 0
Insiders: 0
| Window (months) | Buy shares | Sell shares | Buy $ | Sell $ | Net $ |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Robert S. Ellin | CEO & Chairman, Director, 10%+ Owner | $34,397,416 | Mixed | 15 Jul 2025 | ||
| Ramin Arani | Director | $1,320,972 | Mixed | 31 Mar 2026 | ||
| Patrick D. Wachsberger | Director | $1,315,369 | Mixed | 31 Mar 2026 | ||
| Bridget Baker | Director | $1,268,188 | Mixed | 31 Mar 2026 | ||
| Kristopher Wright | Director | $826,424 | Mixed | 31 Mar 2026 | ||
| Michael J. Bebel | Senior EVP | $269,239 | Mixed | 05 Nov 2021 | ||
| Michael Quartieri | CFO, EVP & Secretary | $221,463 | Mixed | 30 Nov 2021 | ||
| Aaron Sullivan | CFO, Controller & EVP | $209,160 | Mixed | 07 Jun 2024 | ||
| Ryan Carhart | CFO, EVP, Controller, Treasurer & Secretary | $51,103 | Mixed | 19 Feb 2025 | ||
| Craig L. Foster | Director | Mixed | 10 Sep 2024 | |||
| Maria D. Garrido | Director | Mixed | 05 Oct 2022 | |||
| Kenneth A. Solomon | Director | Mixed | 02 Mar 2026 | |||
| Jay E. Krigsman | Director | Mixed | 02 Mar 2026 |
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Robert S. Ellin |
3/4/5
13D/G
|
CEO & Chairman, Director, 10%+ Owner |
23%
from 13D/G
|
25,471,691
mixed-class rows
|
$34,397,416 | — | 15 Jul 2025 | |
| FMR LLC |
13F
13D/G
|
Company |
3.3%
from 13D/G
|
597,774
|
$2,821,493 | — | 31 Dec 2025 | |
| VANGUARD GROUP INC |
13F
|
Company |
3.6%
|
423,868
|
$2,000,657 | — | 31 Dec 2025 | |
| Ramin Arani |
3/4/5
|
Director |
2.4%
|
279,867
|
$1,320,972 | — | 31 Mar 2026 | |
| Patrick D. Wachsberger |
3/4/5
|
Director |
2.4%
|
278,680
|
$1,315,369 | — | 31 Mar 2026 | |
| Bridget Baker |
3/4/5
|
Director |
2.3%
|
268,684
|
$1,268,188 | — | 31 Mar 2026 | |
| BlackRock, Inc. |
13D/G
13F
|
Company |
1.3%
|
1,304,285
|
$984,605 | $0 | 30 Jun 2025 | |
| Kristopher Wright |
3/4/5
|
Director |
1.5%
|
175,090
|
$826,424 | — | 31 Mar 2026 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.95%
|
112,743
|
$532,247 | — | 31 Dec 2025 | |
| Otis Topco, L.P. |
13D/G
|
Broadcast Music, LLC |
7.6%
|
1,000,000
|
$450,000 | $0 | 24 Apr 2026 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.76%
|
90,118
|
$425,357 | — | 31 Dec 2025 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.69%
|
81,675
|
$385,506 | — | 31 Dec 2025 | |
| Permanens Capital L.P. |
13F
|
Company |
0.67%
|
78,823
|
$372,045 | — | 31 Dec 2025 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.55%
|
64,408
|
$304,006 | — | 31 Dec 2025 | |
| Michael J. Bebel |
3/4/5
|
Senior EVP |
—
mixed-class rows
|
288,697
mixed-class rows
|
$269,239 | — | 05 Nov 2021 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.44%
|
51,887
|
$244,906 | — | 31 Dec 2025 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.4%
|
47,113
|
$222,373 | — | 31 Dec 2025 | |
| Michael Quartieri |
3/4/5
|
CFO, EVP & Secretary |
—
mixed-class rows
|
453,177
mixed-class rows
|
$221,463 | — | 30 Nov 2021 | |
| Aaron Sullivan |
3/4/5
|
CFO, Controller & EVP |
—
class O/S missing
|
122,956
|
$209,160 | — | 07 Jun 2024 | |
| STATE STREET CORP |
13F
|
Company |
0.28%
|
33,626
|
$158,715 | — | 31 Dec 2025 | |
| Alpine Global Management, LLC |
13F
|
Company |
0.25%
|
30,000
|
$141,600 | — | 31 Dec 2025 | |
| UBS Group AG |
13F
|
Company |
0.21%
|
24,780
|
$116,962 | — | 31 Dec 2025 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.16%
|
18,308
|
$86,414 | — | 31 Dec 2025 | |
| Pingora Partners LLC |
13F
|
Company |
0.15%
|
17,642
|
$83,270 | — | 31 Dec 2025 | |
| Point72 Asset Management, L.P. |
13F
|
Company |
0.12%
|
14,326
|
$67,619 | — | 31 Dec 2025 | |
| Beacon Financial Advisory LLC |
13F
|
Company |
0.11%
|
12,563
|
$59,297 | — | 31 Dec 2025 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.1%
|
11,653
|
$55,002 | — | 31 Dec 2025 | |
| Ryan Carhart |
3/4/5
|
CFO, EVP, Controller, Treasurer & Secretary |
—
class O/S missing
|
30,041
|
$51,103 | — | 19 Feb 2025 | |
| MORGAN STANLEY |
13F
|
Company |
0.04%
|
5,280
|
$24,922 | — | 31 Dec 2025 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.02%
|
2,915
|
$13,759 | — | 31 Dec 2025 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.02%
|
2,732
|
$12,895 | — | 31 Dec 2025 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.02%
|
2,172
|
$10,251 | — | 31 Dec 2025 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
2,212
|
$10,000 | — | 31 Dec 2025 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.02%
|
2,070
|
$9,770 | — | 31 Dec 2025 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.01%
|
1,000
|
$4,720 | — | 31 Dec 2025 | |
| Inlight Wealth Management, LLC |
13F
|
Company |
0%
|
200
|
$944 | — | 31 Dec 2025 | |
| Triumph Capital Management |
13F
|
Company |
0%
|
200
|
$944 | — | 31 Dec 2025 | |
| SBI Securities Co., Ltd. |
13F
|
Company |
0%
|
47
|
$222 | — | 31 Dec 2025 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0%
|
13
|
$61 | — | 31 Dec 2025 | |
| Optiver Holding B.V. |
13F
|
Company |
0%
|
1
|
$5 | — | 31 Dec 2025 | |
| Maria D. Garrido |
3/4/5
|
Director |
—
class O/S missing
|
85,714
|
— | — | 05 Oct 2022 | |
| Craig L. Foster |
3/4/5
|
Director |
—
class O/S missing
|
73,248
|
— | — | 10 Sep 2024 | |
| Jay E. Krigsman |
3/4/5
|
Director |
—
class O/S missing
|
28,946
|
— | — | 02 Mar 2026 | |
| Kenneth A. Solomon |
3/4/5
|
Director |
—
class O/S missing
|
22,266
|
— | — | 02 Mar 2026 |
Showing up to 300 most recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | Value $ | * Price $ | Shares | Shares Owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Ramin Arani | LVO | Common Stock, $0.001 par value | Options Exercise | 8.64% | 22,266 | 279,867 | 31 Mar 2026 | Direct | ||
| Ramin Arani | LVO | Restricted Stock Units | Options Exercise | -100% | -22,266 | 0 | 31 Mar 2026 | Direct | ||
| Kristopher Wright | LVO | Common Stock, $0.001 par value | Options Exercise | 12.9% | 20,040 | 175,090 | 31 Mar 2026 | Direct | ||
| Kristopher Wright | LVO | Restricted Stock Units | Options Exercise | -100% | -20,040 | 0 | 31 Mar 2026 | Direct | ||
| Bridget Baker | LVO | Common Stock, $0.001 par value | Options Exercise | 8.55% | 21,153 | 268,684 | 31 Mar 2026 | Direct | ||
| Bridget Baker | LVO | Restricted Stock Units | Options Exercise | -100% | -21,153 | 0 | 31 Mar 2026 | Direct | ||
| Patrick D. Wachsberger | LVO | Common Stock, $0.001 par value | Options Exercise | 8.21% | 21,153 | 278,680 | 31 Mar 2026 | Direct | ||
| Patrick D. Wachsberger | LVO | Restricted Stock Units | Options Exercise | -100% | -21,153 | 0 | 31 Mar 2026 | Direct | ||
| Jay E. Krigsman | LVO | Restricted Stock Units | Award | 28,946 | 28,946 | 02 Mar 2026 | Direct | |||
| Kenneth A. Solomon | LVO | Restricted Stock Units | Award | 22,266 | 22,266 | 02 Mar 2026 | Direct | |||
| Kristopher Wright | LVO | Restricted Stock Units | Award | 20,040 | 20,040 | 02 Mar 2026 | Direct | |||
| Bridget Baker | LVO | Restricted Stock Units | Award | 21,153 | 21,153 | 02 Mar 2026 | Direct | |||
| Patrick D. Wachsberger | LVO | Restricted Stock Units | Award | 21,253 | 21,253 | 02 Mar 2026 | Direct | |||
| Ramin Arani | LVO | Restricted Stock Units | Award | 22,266 | 22,266 | 02 Mar 2026 | Direct | |||
| Robert S. Ellin | LVO | Common Stock, $0.001 par value | Conversion of derivative security | 7.36% | 1,500,000 | 21,879,952 | 15 Jul 2025 | See footnotes | ||
| Robert S. Ellin | LVO | Warrant | Other | 1,500,000 | 1,500,000 | 15 Jul 2025 | See footnote(6)(7)) | |||
| Robert S. Ellin | LVO | Series A Perpetual Convertible Preferred Stock | Conversion of derivative security | -52% | -2,250 | 2,073 | 15 Jul 2025 | See footnote(6)(7)) |