Insider Transactions Reported by 13 Insiders of LiveOne, Inc.

Symbol: LVO on Nasdaq
Location: Beverly Hills, CA

Quick Takeaways

LVO - LiveOne, Inc. has 13 insiders with reported activity on this page.
No net insider buy/sell flow is currently reported for the last year.
Recent transaction rows are available for direct filing-level review.

What Changed

No meaningful buy/sell imbalance is currently visible in the one-year window.
Activity will update as new Forms 3/4/5 are filed.

Why This Matters

This page gives a plain-language issuer insider context before you inspect transaction-level evidence.
Use the filing links below to verify timestamps, codes, and ownership impacts directly from SEC forms.

Official SEC Source

Filed on Form 4

Issuer insider activity is sourced from SEC Forms 3, 4, and 5.

See Original Filing

Insider trading overview

Last 12 months

Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 10 Apr 2025.

Buys

Shares: 0

Insiders: 0

Sells

Shares: 0

Insiders: 0

Net

Shares: 0

Insiders: 0

Window (months)	Buy $	Sell $	Net $
0-3	$0	$0	$0
3-6	$0	$0	$0
6-9	$0	$0	$0
9-12	$0	$0	$0

LiveOne, Inc. executives and other stock owners filed with the SEC include:

Name	Relationship	Holdings Value	Valuation	Report Date
Robert S. Ellin	CEO & Chairman, Director, 10%+ Owner	$34,397,416	Mixed	15 Jul 2025
Patrick D. Wachsberger	Director	$1,315,369	Median	31 Mar 2026
Bridget Baker	Director	$1,268,188	Median	31 Mar 2026
Kristopher Wright	Director	$826,424	Median	31 Mar 2026
Michael J. Bebel	Senior EVP	$269,239	Mixed	05 Nov 2021
Michael Quartieri	CFO, EVP & Secretary	$221,463	Mixed	30 Nov 2021
Aaron Sullivan	CFO, Controller & EVP	$209,160	Mixed	07 Jun 2024
Ryan Carhart	CFO, EVP, Controller, Treasurer & Secretary	$51,103	Mixed	19 Feb 2025
Craig L. Foster	Director		Mixed	10 Sep 2024
Ramin Arani	Director		Mixed	02 Mar 2026
Maria D. Garrido	Director		Mixed	05 Oct 2022
Kenneth A. Solomon	Director		Mixed	02 Mar 2026
Jay E. Krigsman	Director		Mixed	02 Mar 2026

Top shareholders of LiveOne, Inc. (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Robert S. Ellin	3/4/5 13D/G	CEO & Chairman, Director, 10%+ Owner	23% from 13D/G	25,471,691 mixed-class rows	$34,397,416	—	15 Jul 2025	3/4/5 13D/G
FMR LLC	13F 13D/G	Company	5.2% from 13D/G	597,774	$2,821,493	—	31 Dec 2025	13F 13D/G
VANGUARD GROUP INC	13F	Company	3.7%	423,868	$2,000,657	—	31 Dec 2025	13F
Patrick D. Wachsberger	3/4/5	Director	2.4%	278,680	$1,315,369	—	31 Mar 2026	3/4/5
Bridget Baker	3/4/5	Director	2.3%	268,684	$1,268,188	—	31 Mar 2026	3/4/5
BlackRock, Inc.	13D/G 13F	Company	1.3%	1,304,285	$984,605	$0	30 Jun 2025	13D/G 13F
Kristopher Wright	3/4/5	Director	1.5%	175,090	$826,424	—	31 Mar 2026	3/4/5
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	0.98%	112,743	$532,247	—	31 Dec 2025	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	0.78%	90,118	$425,357	—	31 Dec 2025	13F
JANE STREET GROUP, LLC	13F	Company	0.71%	81,675	$385,506	—	31 Dec 2025	13F
Permanens Capital L.P.	13F	Company	0.69%	78,823	$372,045	—	31 Dec 2025	13F
RENAISSANCE TECHNOLOGIES LLC	13F	Company	0.56%	64,408	$304,006	—	31 Dec 2025	13F
Michael J. Bebel	3/4/5	Senior EVP	— mixed-class rows	288,697 mixed-class rows	$269,239	—	05 Nov 2021	3/4/5
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	0.45%	51,887	$244,906	—	31 Dec 2025	13F
CITADEL ADVISORS LLC	13F	Company	0.41%	47,113	$222,373	—	31 Dec 2025	13F
Michael Quartieri	3/4/5	CFO, EVP & Secretary	— mixed-class rows	453,177 mixed-class rows	$221,463	—	30 Nov 2021	3/4/5
Aaron Sullivan	3/4/5	CFO, Controller & EVP	— class O/S missing	122,956	$209,160	—	07 Jun 2024	3/4/5
STATE STREET CORP	13F	Company	0.29%	33,626	$158,715	—	31 Dec 2025	13F
Alpine Global Management, LLC	13F	Company	0.26%	30,000	$141,600	—	31 Dec 2025	13F
UBS Group AG	13F	Company	0.22%	24,780	$116,962	—	31 Dec 2025	13F
NORTHERN TRUST CORP	13F	Company	0.16%	18,308	$86,414	—	31 Dec 2025	13F
Pingora Partners LLC	13F	Company	0.15%	17,642	$83,270	—	31 Dec 2025	13F
Point72 Asset Management, L.P.	13F	Company	0.12%	14,326	$67,619	—	31 Dec 2025	13F
Beacon Financial Advisory LLC	13F	Company	0.11%	12,563	$59,297	—	31 Dec 2025	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.1%	11,653	$55,002	—	31 Dec 2025	13F
Ryan Carhart	3/4/5	CFO, EVP, Controller, Treasurer & Secretary	— class O/S missing	30,041	$51,103	—	19 Feb 2025	3/4/5
MORGAN STANLEY	13F	Company	0.05%	5,280	$24,922	—	31 Dec 2025	13F
GROUP ONE TRADING LLC	13F	Company	0.03%	2,915	$13,759	—	31 Dec 2025	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.02%	2,732	$12,895	—	31 Dec 2025	13F
OSAIC HOLDINGS, INC.	13F	Company	0.02%	2,172	$10,251	—	31 Dec 2025	13F
ROYAL BANK OF CANADA	13F	Company	0.02%	2,212	$10,000	—	31 Dec 2025	13F
SIMPLEX TRADING, LLC	13F	Company	0.02%	2,070	$9,770	—	31 Dec 2025	13F
Rockefeller Capital Management L.P.	13F	Company	0.01%	1,000	$4,720	—	31 Dec 2025	13F
Inlight Wealth Management, LLC	13F	Company	0%	200	$944	—	31 Dec 2025	13F
Triumph Capital Management	13F	Company	0%	200	$944	—	31 Dec 2025	13F
SBI Securities Co., Ltd.	13F	Company	0%	47	$222	—	31 Dec 2025	13F
BNP PARIBAS FINANCIAL MARKETS	13F	Company	0%	13	$61	—	31 Dec 2025	13F
Optiver Holding B.V.	13F	Company	0%	1	$5	—	31 Dec 2025	13F
Maria D. Garrido	3/4/5	Director	— class O/S missing	85,714	—	—	05 Oct 2022	3/4/5
Craig L. Foster	3/4/5	Director	— class O/S missing	73,248	—	—	10 Sep 2024	3/4/5
Jay E. Krigsman	3/4/5	Director	— class O/S missing	28,946	—	—	02 Mar 2026	3/4/5
Kenneth A. Solomon	3/4/5	Director	— class O/S missing	22,266	—	—	02 Mar 2026	3/4/5
Ramin Arani	3/4/5	Director	— class O/S missing	22,266	—	—	02 Mar 2026	3/4/5

Recent Insider Transactions by Companies or Individuals for LiveOne, Inc.

Showing up to 300 most recent insider transactions from the last 12 months.

Insider	Symbol	Class	Transaction	%	Shares	Shares Owned	Date	Ownership
Kristopher Wright	LVO	Common Stock, $0.001 par value	Options Exercise	12.9%	20,040	175,090	31 Mar 2026	Direct
Kristopher Wright	LVO	Restricted Stock Units	Options Exercise	-100%	-20,040	0	31 Mar 2026	Direct
Bridget Baker	LVO	Common Stock, $0.001 par value	Options Exercise	8.55%	21,153	268,684	31 Mar 2026	Direct
Bridget Baker	LVO	Restricted Stock Units	Options Exercise	-100%	-21,153	0	31 Mar 2026	Direct
Patrick D. Wachsberger	LVO	Common Stock, $0.001 par value	Options Exercise	8.21%	21,153	278,680	31 Mar 2026	Direct
Patrick D. Wachsberger	LVO	Restricted Stock Units	Options Exercise	-100%	-21,153	0	31 Mar 2026	Direct
Jay E. Krigsman	LVO	Restricted Stock Units	Award		28,946	28,946	02 Mar 2026	Direct
Kenneth A. Solomon	LVO	Restricted Stock Units	Award		22,266	22,266	02 Mar 2026	Direct
Kristopher Wright	LVO	Restricted Stock Units	Award		20,040	20,040	02 Mar 2026	Direct
Bridget Baker	LVO	Restricted Stock Units	Award		21,153	21,153	02 Mar 2026	Direct
Patrick D. Wachsberger	LVO	Restricted Stock Units	Award		21,253	21,253	02 Mar 2026	Direct
Ramin Arani	LVO	Restricted Stock Units	Award		22,266	22,266	02 Mar 2026	Direct
Robert S. Ellin	LVO	Common Stock, $0.001 par value	Conversion of derivative security	7.36%	1,500,000	21,879,952	15 Jul 2025	See footnotes
Robert S. Ellin	LVO	Warrant	Other		1,500,000	1,500,000	15 Jul 2025	See footnote(6)(7))
Robert S. Ellin	LVO	Series A Perpetual Convertible Preferred Stock	Conversion of derivative security	-52%	-2,250	2,073	15 Jul 2025	See footnote(6)(7))

* An asterisk sign (*) next to the price indicates that the price is likely invalid.