Comparable stake leader
James H. Ballengee
SEC ownership of Vivakor, Inc.
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001450704.
Disclosed value leader
James H. Ballengee
Comparable rows
0/9
Latest evidence
31 Dec 2025
- Public ticker
- VIVK on Nasdaq
- Parsed ownership sources
-
3/4/5
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
James H. Ballengee
Ranking: Comparable ownership first, then disclosed value
- Latest parsed ownership date
-
31 Dec 2025
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0001450704
- Issuer location
- Dallas, TX
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
1 signal
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of Vivakor, Inc. (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
James H. Ballengee
Disclosed value leader
James H. Ballengee
Comparable rows
0/9
Latest evidence
31 Dec 2025
3/4/5
Highest disclosed value: $3,034,238
9 rows are not safely comparable across share classes.
Showing 1-8 of 9 holder rows.
Quick read
James H. Ballengee has the largest disclosed position value at $3.03M.
0 of 9 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens James H. Ballengee's linked filing trail.
Disclosed position value
Top 5
James H. Ballengee
$3.03M
Patrick Knapp
$249.5K
Albert Johnson
$170.1K
Joseph S. Spence Jr.
$3.6K
Kimberly Ann Hawley
$3.2K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-8 of 9 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| James H. Ballengee |
3/4/5
CEO, Director, 10%+ Owner
|
—
class O/S missing
|
$3,034,238
17,848,464 shares
|
— | 10 Nov 2025 |
| Matthew Nicosia |
3/4/5
Chief Executive Officer, Director, 10%+ Owner
|
—
class O/S missing
|
—
955,093 shares
|
— | 09 Jun 2022 |
| Patrick Knapp |
3/4/5
EVP, Gen. Counsel, & Secretary
|
—
class O/S missing
|
$249,538
140,190 shares
|
— | 03 Jul 2024 |
| Albert Johnson |
3/4/5
Director
|
—
class O/S missing
|
$170,088
358,837 shares
|
— | 31 Dec 2025 |
| Joseph S. Spence Jr. |
3/4/5
Director
|
—
class O/S missing
|
$3,609
3,334 shares
|
— | 11 Feb 2022 |
| Kimberly Ann Hawley |
3/4/5
CFO
|
—
class O/S missing
|
$3,200
25,000 shares
|
— | 26 Nov 2025 |
| Tyler Robert Nelson |
3/4/5
Chief Financial Officer
|
—
class O/S missing
|
—
917,825 shares
|
— | 09 Jun 2022 |
| Ferrara al |
3/4/5
Director
|
—
class O/S missing
|
—
100,000 shares
|
— | 24 Oct 2022 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 08 Aug 2025.
Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 0
Shares: 0
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-10 of 10 reporting-owner rows connected to Vivakor, Inc.. Open a relationship link for the CIK-to-CIK filing trail.
Rows
10
Largest Forms 3/4/5 holder
James H. Ballengee
Net 12M change
$0
Latest report
31 Dec 2025
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| James H. Ballengee | CEO, Director, 10%+ Owner | $3,034,238 | Mixed | 10 Nov 2025 | ||
| Patrick Knapp | EVP, Gen. Counsel, & Secretary | $249,538 | Mixed | 03 Jul 2024 | ||
| Albert Johnson | Director | $170,088 | Mixed | 31 Dec 2025 | ||
| Joseph S. Spence Jr. | Director | $3,609 | Mixed | 11 Feb 2022 | ||
| Kimberly Ann Hawley | Cfo | $3,200 | Mixed | 26 Nov 2025 | ||
| Matthew Nicosia | Chief Executive Officer, Director, 10%+ Owner | Mixed | 09 Jun 2022 | |||
| Trent Philip Staggs | Director | Mixed | 24 Oct 2022 | |||
| Ferrara al | Director | Mixed | 24 Oct 2022 | |||
| David Natan | Director | Mixed | 15 Dec 2022 | |||
| Tyler Robert Nelson | Chief Financial Officer | Mixed | 09 Jun 2022 |
Recent insider transactions for Vivakor, Inc.
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Albert Johnson | VIVK | Common Stock | Award | 136.2% | 206,890 | 358,837 | 26 Nov 2025 | Direct | ||
| Kimberly Ann Hawley | VIVK | Common Stock Par Value $0.001 | Award | 25,000 | 25,000 | 26 Nov 2025 | Direct | |||
| James H. Ballengee | VIVK | Common Stock Par Value $0.001 | Other | -0.17% | -30,096 | 17,848,464 | 10 Nov 2025 | Beneficial ownership thru Jorgan Development, LLC and JBAH Holdings, LLC | ||
| James H. Ballengee | VIVK | Common Stock Par Value $0.001 | Other | -14.3% | -2,979,456 | 17,878,560 | 10 Nov 2025 | Beneficial Ownership thru Jorgan Development, LLC and JBAH Holdings, LLC |
* marks a reported price that did not pass the local price check.