SEC ownership of Rubicon Technology, Inc.

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001410172.

Comparable stake leader

Jefferson Gramm

Disclosed value leader

Jefferson Gramm

Comparable rows

0/6

Latest evidence

22 Feb 2023

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 1 signal
Latest parsed ownership date
22 Feb 2023
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0001410172
Issuer location
Bensenville, IL

Ownership snapshot

Top shareholders of Rubicon Technology, Inc. (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Jefferson Gramm
Disclosed value leader
Jefferson Gramm
Comparable rows
0/6
Latest evidence
22 Feb 2023
3/4/5 Highest disclosed value: $3,025,083 6 rows are not safely comparable across share classes.

Quick read

Jefferson Gramm has the largest disclosed position value at $3.03M.

0 of 6 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Jefferson Gramm's linked filing trail.
Disclosed position value Top 5
Jefferson Gramm $3.03M
JANEL CORP $1.67M
Darren Clay Seirer $682.3K
MIKOLAJCZYK MICHAEL E $47.5K
Timothy Brog $7.5K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 6 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Jefferson Gramm
3/4/5
Director, Other*, 10%+ Owner
mixed-class rows
$3,025,083
395,054 shares
mixed-class rows
19 Aug 2022
JANEL CORP
3/4/5
10%+ Owner
class O/S missing
$1,673,080
1,108,000 shares
19 Aug 2022
Darren Clay Seirer
3/4/5
Director, 10%+ Owner
class O/S missing
$682,281
451,842 shares
19 Aug 2022
MIKOLAJCZYK MICHAEL E
3/4/5
Director
class O/S missing
$47,499
31,456 shares
19 Aug 2022
Timothy Brog
3/4/5
Director
class O/S missing
$7,503
4,969 shares
22 Feb 2023
Susan Westphal
3/4/5
Director
class O/S missing
$6,668
4,416 shares
19 Aug 2022
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 21 Aug 2025.

Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 0 Shares: 0
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 0 $0 $0 $0
3-6 0 0 $0 $0 $0
6-9 0 0 $0 $0 $0
9-12 0 0 $0 $0 $0

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-7 of 7 reporting-owner rows connected to Rubicon Technology, Inc.. Open a relationship link for the CIK-to-CIK filing trail.

Rows
7
Largest Forms 3/4/5 holder
Jefferson Gramm
Net 12M change
$0
Latest report
22 Feb 2023
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
Jefferson Gramm Director, Other*, 10%+ Owner $3,025,083 Mixed 19 Aug 2022
JANEL CORP 10%+ Owner $1,673,080 Mixed 19 Aug 2022
Darren Clay Seirer Director, 10%+ Owner $682,281 Mixed 19 Aug 2022
MIKOLAJCZYK MICHAEL E Director $47,499 Mixed 19 Aug 2022
Timothy Brog Director $7,503 Filing P/S 22 Feb 2023
Susan Westphal Director $6,668 Mixed 19 Aug 2022
John Eidinger Director Mixed 19 Aug 2022

Recent insider transactions for Rubicon Technology, Inc.

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
No insider transactions were found in the last 12 months for this issuer.
* marks a reported price that did not pass the local price check.
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