Holder evidence
16
SEC ownership of NS Wind Down Co., Inc.
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001401708.
Lead holder
R. Bradley Gray
13D/G signal
—
Latest evidence
06 May 2024
- CIK
- 0001401708
- Location
- Seattle, WA
- SEC evidence mix
- 3/4/5
- Lead holder
- R. Bradley Gray
- Latest evidence date
- 06 May 2024
Issuer identity
Ownership snapshot
Ownership snapshot
Top shareholders of NS Wind Down Co., Inc. (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Lead holder
R. Bradley Gray
13D/G signal
—
Evidence rows
16
Latest as of
06 May 2024
Rank 1 holder
R. Bradley Gray
3/4/5
- Ownership
- —
- Position
- $1.59M
Rank 2 holder
Joseph M. Beechem
3/4/5
- Ownership
- —
- Position
- $461.4K
Rank 3 holder
Jonathan Todd Garland
3/4/5
- Ownership
- —
- Position
- $437.8K
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| R. Bradley Gray |
3/4/5
President and CEO, Director
|
—
mixed-class rows
|
$1,592,741
1,108,477 shares
mixed-class rows
|
— | 06 May 2024 |
| Joseph M. Beechem |
3/4/5
SVP, Research & Development
|
—
mixed-class rows
|
$461,413
288,943 shares
mixed-class rows
|
— | 06 May 2024 |
| Jonathan Todd Garland |
3/4/5
Chief Commercial Officer
|
—
mixed-class rows
|
$437,800
200,000 shares
mixed-class rows
|
— | 06 May 2024 |
| K. Thomas Bailey |
3/4/5
Chief Financial Officer
|
—
mixed-class rows
|
$418,445
304,163 shares
mixed-class rows
|
— | 06 May 2024 |
| William Young |
3/4/5
Director
|
—
mixed-class rows
|
$224,775
102,684 shares
mixed-class rows
|
— | 06 May 2024 |
| Charles P. Waite Jr. |
3/4/5
Director
|
—
mixed-class rows
|
$173,553
79,284 shares
mixed-class rows
|
— | 06 May 2024 |
| Don Raymond Kania |
3/4/5
Director
|
—
mixed-class rows
|
$164,104
26,393 shares
mixed-class rows
|
— | 16 Jun 2022 |
| Kirk Malloy |
3/4/5
Director
|
—
mixed-class rows
|
$143,125
65,384 shares
mixed-class rows
|
— | 06 May 2024 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 30 May 2025.
Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 0
Shares: 0
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Reporting owners
Insider holders from Forms 3/4/5
Current reporting-owner rows connected to NS Wind Down Co., Inc.. Open the relationship link for the CIK-to-CIK filing trail.
Rows
16
Lead holder
R. Bradley Gray
Net 12M change
$0
Latest report
06 May 2024
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| R. Bradley Gray | President and CEO, Director | $1,592,741 | Mixed | 06 May 2024 | ||
| Joseph M. Beechem | SVP, Research & Development | $461,413 | Mixed | 06 May 2024 | ||
| Jonathan Todd Garland | Chief Commercial Officer | $437,800 | Mixed | 06 May 2024 | ||
| K. Thomas Bailey | Chief Financial Officer | $418,445 | Mixed | 06 May 2024 | ||
| William Young | Director | $224,775 | Mixed | 06 May 2024 | ||
| Charles P. Waite Jr. | Director | $173,553 | Mixed | 06 May 2024 | ||
| Don Raymond Kania | Director | $164,104 | Mixed | 16 Jun 2022 | ||
| Kirk Malloy | Director | $143,125 | Mixed | 06 May 2024 | ||
| Elisha W. Finney | Director | $136,985 | Mixed | 06 May 2024 | ||
| Gregory Norden | Director | $90,040 | Mixed | 06 May 2024 | ||
| Teresa M. Foy | Director | $90,040 | Mixed | 06 May 2024 | ||
| John D. Gerace | Chief Commercial Officer | $79,601 | Mixed | 04 Mar 2023 | ||
| Janet George | Director | $45,846 | Mixed | 06 May 2024 | ||
| Dana E. Rollison | Director | $45,846 | Mixed | 06 May 2024 | ||
| Robert Hershberg | Director | $23,457 | Mixed | 18 Apr 2022 | ||
| J. Chad Brown | SVP, Sales & Marketing | Mixed | 01 Sep 2021 |
Recent insider transactions for NS Wind Down Co., Inc.
Showing up to 300 most recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | Reported value | Reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| No insider transactions were found in the last 12 months for this issuer. | ||||||||||
* indicates a reported price that failed the local validity check.