Quick Takeaways
- DUOT - DUOS TECHNOLOGIES GROUP, INC. has 16 insiders with reported activity on this page.
- Net insider value flow over the last year: -$82,359.
- Recent transaction rows are available for direct filing-level review.
Issuer insider activity is sourced from SEC Forms 3, 4, and 5.
Net insider flow leans to selling over the last 12 months. Net value: -$82,359.
$0
Shares: 0
Insiders: 0
$82,359
Shares: 10,585
Insiders: 1
-$82,359
Shares: -10,585
Insiders: -1
| Window (months) | Buy shares | Sell shares | Buy $ | Sell $ | Net $ |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 0 | 10,585 | $0 | $82,359 | -$82,359 |
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Bleichroeder LP | 10%+ Owner | $16,748,574 | Mixed | 19 Sep 2024 | ||
| Norman H. Pessin | 10%+ Owner | $3,009,918 | Mixed | 27 Sep 2022 | ||
| Leah F. Brown | Chief Financial Officer | $1,899,200 | Mixed | 31 Dec 2025 | ||
| Frank Douglas Recker | President | $1,128,750 | Mixed | 15 Sep 2025 | ||
| James Craig Nixon | Director | $868,533 | Mixed | 31 Mar 2026 | ||
| Christopher T. King | Former Chief Operating Officer | $725,625 | Mixed | 15 Sep 2025 | ||
| Kenneth S. Ehrman | Former Director | $688,260 | Mixed | 09 Apr 2025 | ||
| Ned Mavrommatis | Director | $606,195 | Mixed | 31 Mar 2026 | ||
| Frank A. Lonegro | Director | $433,642 | Mixed | 31 Mar 2026 | ||
| Brian J. James | Director | $67,005 | Mixed | 31 Mar 2026 | ||
| Edmond L. Harris | Former Director | $41,491 | Mixed | 30 Dec 2022 | ||
| Blair Madison Fonda | Other* | $33,965 | Mixed | 05 Aug 2021 | ||
| Charles P. Ferry | Director | $31,126 | Mixed | 01 Apr 2026 | ||
| Adrian Graham Goldfarb | Mr. Goldfarb retired as CFO of the Issuer effective November 15, 2025. | $24,566 | -$82,359 | -77% | Mixed | 31 Dec 2025 |
| Andrew W. Murphy | Cfo | $7,886 | Mixed | 29 Dec 2023 | ||
| Connie L. Weeks | Chief Accounting Officer | Mixed | 10 Nov 2021 |
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Bleichroeder LP |
13F
13D/G
3/4/5
|
Company · 10%+ Owner |
20%
from 13D/G
|
1,627,806
|
$18,312,818 | — | 31 Dec 2025 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
13%
|
965,367
|
$10,860,000 | — | 31 Dec 2025 | |
| MORGAN STANLEY |
13F
|
Company |
11%
|
807,552
|
$9,084,960 | — | 31 Dec 2025 | |
| Northern Right Capital Management, L.P. |
13F
|
Company |
10%
|
777,626
|
$8,748,293 | — | 31 Dec 2025 | |
| VANGUARD GROUP INC |
13F
|
Company |
10%
|
769,950
|
$8,661,938 | — | 31 Dec 2025 | |
| Potomac Capital Management, Inc. |
13F
|
Company |
3.6%
|
274,235
|
$3,085,144 | — | 31 Dec 2025 | |
| Norman H. Pessin |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
1,221,062
|
$3,009,918 | — | 27 Sep 2022 | |
| Laurence W. Lytton |
13D/G
|
LYTTON LAURENCE W |
5%
|
427,002
|
$2,732,813 | $0 | 31 Jan 2024 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2.3%
|
170,532
|
$1,919,729 | — | 31 Dec 2025 | |
| Private Advisor Group, LLC |
13F
|
Company |
2.2%
|
168,939
|
$1,900,566 | — | 31 Dec 2025 | |
| Leah F. Brown |
3/4/5
|
Chief Financial Officer |
—
mixed-class rows
|
160,000
mixed-class rows
|
$1,899,200 | — | 31 Dec 2025 | |
| BARD ASSOCIATES INC |
13D/G
13F
|
Company |
3.4%
|
284,900
|
$1,823,360 | $0 | 22 Nov 2024 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
2.1%
|
159,598
|
$1,795,478 | — | 31 Dec 2025 | |
| Informed Momentum Co LLC |
13F
|
Company |
1.5%
|
112,002
|
$1,260,023 | — | 31 Dec 2025 | |
| 683 Capital Management, LLC |
13F
|
Company |
1.4%
|
106,481
|
$1,197,911 | — | 31 Dec 2025 | |
| Huntleigh Advisors, Inc. |
13F
|
Company |
1.4%
|
101,770
|
$1,144,925 | — | 31 Dec 2025 | |
| Frank Douglas Recker |
3/4/5
|
President |
2.3%
|
175,000
|
$1,128,750 | — | 15 Sep 2025 | |
| Mink Brook Asset Management LLC |
13F
|
Company |
1.3%
|
100,000
|
$1,125,000 | — | 31 Dec 2025 | |
| MYDA Advisors LLC |
13F
|
Company |
1.3%
|
100,000
|
$1,125,000 | — | 31 Dec 2025 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
1.2%
|
89,000
|
$1,001,250 | — | 31 Dec 2025 | |
| BlackRock, Inc. |
13F
|
Company |
1.2%
|
87,716
|
$986,806 | — | 31 Dec 2025 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
1%
|
78,955
|
$888,244 | — | 31 Dec 2025 | |
| James Craig Nixon |
3/4/5
|
Director |
1%
|
77,203
|
$868,533 | — | 31 Mar 2026 | |
| Shay Capital LLC |
13F
|
Company |
1%
|
75,000
|
$843,750 | — | 31 Dec 2025 | |
| CORSAIR CAPITAL MANAGEMENT, L.P. |
13F
|
Company |
0.93%
|
70,022
|
$787,748 | — | 31 Dec 2025 | |
| SEI INVESTMENTS CO |
13F
|
Company |
0.91%
|
68,189
|
$767,126 | — | 31 Dec 2025 | |
| Christopher T. King |
3/4/5
|
FORMER CHIEF OPERATING OFFICER |
1.5%
|
112,500
|
$725,625 | — | 15 Sep 2025 | |
| STATE STREET CORP |
13F
|
Company |
0.86%
|
64,479
|
$725,389 | — | 31 Dec 2025 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.84%
|
63,153
|
$710,471 | — | 31 Dec 2025 | |
| Kenneth S. Ehrman |
3/4/5
|
Former Director |
1.2%
|
91,768
|
$688,260 | — | 09 Apr 2025 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.73%
|
54,813
|
$616,646 | — | 31 Dec 2025 | |
| Ned Mavrommatis |
3/4/5
|
Director |
0.72%
|
53,884
|
$606,195 | — | 31 Mar 2026 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.71%
|
53,603
|
$603,034 | — | 31 Dec 2025 | |
| GatePass Capital, LLC |
13F
|
Company |
0.7%
|
53,000
|
$596,250 | — | 31 Dec 2025 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.68%
|
51,392
|
$578,159 | — | 31 Dec 2025 | |
| UBS Group AG |
13F
|
Company |
0.64%
|
48,442
|
$544,972 | — | 31 Dec 2025 | |
| OMERS ADMINISTRATION Corp |
13F
|
Company |
0.56%
|
42,400
|
$477,000 | — | 31 Dec 2025 | |
| Themes Management Co LLC |
13F
|
Company |
0.56%
|
41,994
|
$472,433 | — | 31 Dec 2025 | |
| Diametric Capital, LP |
13F
|
Company |
0.54%
|
40,578
|
$456,502 | — | 31 Dec 2025 | |
| Frank A. Lonegro |
3/4/5
|
Director |
0.51%
|
38,546
|
$433,642 | — | 31 Mar 2026 | |
| Qube Research & Technologies Ltd |
13F
|
Company |
0.5%
|
37,952
|
$426,960 | — | 31 Dec 2025 | |
| MARSHALL WACE, LLP |
13F
|
Company |
0.5%
|
37,633
|
$423,371 | — | 31 Dec 2025 | |
| JONES FINANCIAL COMPANIES LLLP |
13F
|
Company |
0.49%
|
37,100
|
$417,375 | — | 31 Dec 2025 | |
| XTX Topco Ltd |
13F
|
Company |
0.43%
|
32,313
|
$363,521 | — | 31 Dec 2025 | |
| Hudson Bay Capital Management LP |
13F
|
Company |
0.35%
|
26,441
|
$297,461 | — | 31 Dec 2025 | |
| Cannell & Spears LLC |
13F
|
Company |
0.33%
|
25,000
|
$281,250 | — | 31 Dec 2025 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.33%
|
24,705
|
$277,931 | — | 31 Dec 2025 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.31%
|
22,971
|
$258,424 | — | 31 Dec 2025 | |
| LPL Financial LLC |
13F
|
Company |
0.29%
|
22,040
|
$247,950 | — | 31 Dec 2025 | |
| ESSEX INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
0.25%
|
19,138
|
$215,303 | — | 31 Dec 2025 |
Showing up to 300 most recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | Value $ | * Price $ | Shares | Shares Owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Charles P. Ferry | DUOT | Common Stock, $0.001 par value | Other | -50% | -261,444 | 261,445 | 01 Apr 2026 | Direct | ||
| Ned Mavrommatis | DUOT | Common Stock, $0.001 par value | Award | 5.87% | 2,988 | 53,884 | 31 Mar 2026 | Direct | ||
| Frank A. Lonegro | DUOT | Common Stock, $0.001 par value | Award | 10.7% | 3,735 | 38,546 | 31 Mar 2026 | Direct | ||
| Brian J. James | DUOT | Common Stock, $0.001 par value | Award | 168.2% | 3,735 | 5,956 | 31 Mar 2026 | Direct | ||
| James Craig Nixon | DUOT | Common Stock, $0.001 par value | Award | 5.08% | 3,735 | 77,203 | 31 Mar 2026 | Direct | ||
| Leah F. Brown | DUOT | Common Stock, $0.001 par value | Award | 150,000 | 150,000 | 01 Jan 2026 | Direct | |||
| Frank A. Lonegro | DUOT | Common Stock, $0.001 par value | Award | 53.8% | 12,185 | 34,811 | 31 Dec 2025 | Direct | ||
| Ned Mavrommatis | DUOT | Common Stock, $0.001 par value | Award | 30% | 11,748 | 50,896 | 31 Dec 2025 | Direct | ||
| James Craig Nixon | DUOT | Common Stock, $0.001 par value | Award | 19.9% | 12,185 | 73,468 | 31 Dec 2025 | Direct | ||
| Leah F. Brown | DUOT | Common Stock, $0.001 par value | Award | 228 | 228 | 31 Dec 2025 | Direct | |||
| Charles P. Ferry | DUOT | Common Stock, $0.001 par value | Award | 14.7% | 648 | 5,044 | 31 Dec 2025 | Direct | ||
| Adrian Graham Goldfarb | DUOT | Common Stock, $0.001 par value | Award | 21.9% | 715 | 3,981 | 31 Dec 2025 | Direct | ||
| Brian J. James | DUOT | Common Stock, $0.001 par value | Award | 281% | 1,638 | 2,221 | 31 Dec 2025 | Direct | ||
| Frank A. Lonegro | DUOT | Common Stock, $0.001 par value | Award | 9.79% | 2,018 | 22,626 | 30 Sep 2025 | Direct | ||
| Brian J. James | DUOT | Common Stock, $0.001 par value | Award | 583 | 583 | 30 Sep 2025 | Direct | |||
| Ned Mavrommatis | DUOT | Common Stock, $0.001 par value | Award | 3.56% | 1,346 | 39,148 | 30 Sep 2025 | Direct | ||
| James Craig Nixon | DUOT | Common Stock, $0.001 par value | Award | 3.41% | 2,018 | 61,283 | 30 Sep 2025 | Direct | ||
| Christopher T. King | DUOT | Common Stock, $0.001 par value | Disposed to Issuer | -50% | -112,500 | 112,500 | 15 Sep 2025 | Direct | ||
| Adrian Graham Goldfarb | DUOT | Common Stock, $0.001 par value | Award | 584.7% | 2,789 | 3,266 | 30 Jun 2025 | Direct | ||
| Charles P. Ferry | DUOT | Common Stock, $0.001 par value | Award | 17.7% | 662 | 4,396 | 30 Jun 2025 | Direct | ||
| Ned Mavrommatis | DUOT | Common Stock, $0.001 par value | Award | 3.72% | 1,355 | 37,802 | 30 Jun 2025 | Direct | ||
| James Craig Nixon | DUOT | Common Stock, $0.001 par value | Award | 3.55% | 2,032 | 59,265 | 30 Jun 2025 | Direct | ||
| Frank A. Lonegro | DUOT | Common Stock, $0.001 par value | Award | 10.9% | 2,032 | 20,608 | 30 Jun 2025 | Direct | ||
| Adrian Graham Goldfarb | DUOT | Common Stock, $0.001 par value | Sale | -95.1% | $72,154 | $7.77 | -9,285 | 477 | 23 May 2025 | Direct |
| Adrian Graham Goldfarb | DUOT | Common Stock, $0.001 par value | Sale | -11.8% | $10,205 | $7.85 | -1,300 | 9,762 | 20 May 2025 | Direct |