Comparable stake leader
FIRST TRUST PORTFOLIOS LP
SEC ownership of Nuveen Core Equity Alpha Fund
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001385763.
Disclosed value leader
Shaker Financial Services, LLC
Comparable rows
24/24
Latest evidence
30 Jun 2026
- Public ticker
- JCE on NYSE
- Parsed ownership sources
-
13D/G and 13F
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
FIRST TRUST PORTFOLIOS LP
Ranking: Comparable ownership first, then disclosed value
- Comparable ownership rows
-
24 of 24
Meaning: Rows with safely comparable ownership %
- Latest 13D/G holder
-
FIRST TRUST PORTFOLIOS LP
Source: Latest parsed Schedule 13D/G stake
- Latest parsed ownership date
-
30 Jun 2026
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0001385763
- Issuer location
- Chicago, IL
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
3 signals
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of Nuveen Core Equity Alpha Fund (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
FIRST TRUST PORTFOLIOS LP
Disclosed value leader
Shaker Financial Services...
Comparable rows
24/24
Latest evidence
30 Jun 2026
13D/G
13F
Lead comparable stake: 2.9%
13D/G row: FIRST TRUST PORTFOLIOS LP
Showing 1-8 of 24 holder rows.
Quick read
FIRST TRUST PORTFOLIOS LP leads the comparable SEC ownership view at 2.9%.
24 of 24 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens FIRST TRUST PORTFOLIOS LP's linked filing trail.
Comparable ownership
Top 5
FIRST TRUST PORTFOLIOS LP
2.9%
Shaker Financial Services, LLC
3.1%
RETIREMENT PLANNING GROUP, LLC / NY
1.5%
Capital Investment Advisors, LLC
0.68%
LPL Financial LLC
0.55%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-8 of 24 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| FIRST TRUST PORTFOLIOS LP |
13D/G
First Trust Portfolios L.P.
|
2.9%
|
$7,953,938
486,182 shares
|
$0 | 30 Jun 2026 |
| Shaker Financial Services, LLC |
13F
Company
|
3.1%
|
$8,709,218
519,128 shares
|
— | 30 Jun 2026 |
| RETIREMENT PLANNING GROUP, LLC / NY |
13F
Company
|
1.5%
|
$4,183,077
250,109 shares
|
— | 30 Jun 2026 |
| Capital Investment Advisors, LLC |
13F
Company
|
0.68%
|
$1,888,778
115,451 shares
|
— | 30 Jun 2026 |
| LPL Financial LLC |
13F
Company
|
0.55%
|
$1,518,708
92,831 shares
|
— | 30 Jun 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
Company
|
0.31%
|
$854,413
52,194 shares
|
— | 30 Jun 2026 |
| Spire Wealth Management |
13F
Company
|
0.3%
|
$843,751
51,574 shares
|
— | 30 Jun 2026 |
| Z3 Capital Partners, LLC |
13F
Company
|
0.24%
|
$677,482
41,411 shares
|
— | 30 Jun 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 15 Aug 2025.
Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 0
Shares: 0
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-15 of 15 reporting-owner rows connected to Nuveen Core Equity Alpha Fund. Open a relationship link for the CIK-to-CIK filing trail.
Rows
15
Largest Forms 3/4/5 holder
Mary Beth Ramsay
Net 12M change
$0
Latest report
16 Oct 2025
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Mary Beth Ramsay | Vice President | Mixed | 28 Feb 2024 | |||
| Amy B.r. Lancellotta | Trustee | Mixed | 02 Jun 2021 | |||
| Trey Stenersen III | Vice President | Mixed | 04 Aug 2022 | |||
| James N. Nelson III | Vice President | Mixed | 28 Feb 2024 | |||
| Cardella Marc | VP and Controller | Mixed | 02 Dec 2024 | |||
| Black Brett | Chief Compliance Officer | Mixed | 01 Jun 2022 | |||
| Joanne Medero | Trustee | Mixed | 02 Jun 2021 | |||
| John M. McCann | Vice President | Mixed | 14 Apr 2022 | |||
| Joseph A. Boateng | consultant | Mixed | 01 Jan 2024 | |||
| KENNY THOMAS J | Trustee | Mixed | 01 Jan 2024 | |||
| Loren M. Starr | Trustee | Mixed | 01 Jan 2024 | |||
| Michael A. Forrester | consultant | Mixed | 01 Jan 2024 | |||
| Nazar Suschko | MD, Multi Asset Portfolio Mana | Mixed | 30 May 2025 | |||
| Page Robert Tanner | VP and Treasurer | Mixed | 10 Sep 2025 | |||
| Joseph Castro | EVP, Chief Risk & Compliance | Mixed | 16 Oct 2025 |
Recent insider transactions for Nuveen Core Equity Alpha Fund
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| No insider transactions were found in the last 12 months for this issuer. | ||||||||||
* marks a reported price that did not pass the local price check.