SEC ownership of Lite Strategy, Inc.
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001262104.
- CIK
- 0001262104
- Symbol
- LITS on Nasdaq
- Location
- San Diego, CA
- Parsed ownership evidence
- 13D/G, 3/4/5, and 13F
- Lead holder
- Alexander Schornstein
- 13D/G signal
- Alexander Schornstein
- Latest evidence date
- 31 Mar 2026
Ownership snapshot
Top shareholders of Lite Strategy, Inc. (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with the largest verified stakes, then open the linked filing trail.
Lead holder
Alexander Schornstein
13D/G signal
Alexander Schornstein
Evidence rows
50
Latest as of
31 Mar 2026
13D/G
3/4/5
13F
Lead comparable stake: 10%
13D/G row: Alexander Schornstein
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Alexander Schornstein |
13D/G
3/4/5
10%+ Owner
|
10%
|
$7,055,735
3,674,862 shares
|
-$1,325,971 | 18 Dec 2025 |
| CITADEL ADVISORS LLC |
13D/G
13F
Kenneth Griffin · Company
|
3.9%
|
$2,078,156
1,433,211 shares
|
-$2,628,382 | 31 Dec 2025 |
| Anson Funds Management LP |
3/4/5
13D/G
10%+ Owner
|
3.7%
from 13D/G
|
$7,652,316
1,093,188 shares
|
— | 20 Oct 2023 |
| VANGUARD GROUP INC |
13D/G
The Vanguard Group
|
2%
|
$1,731,558
716,082 shares
|
$0 | 30 Sep 2025 |
| RENAISSANCE TECHNOLOGIES LLC |
13F
Company
|
4.7%
|
$2,023,852
1,744,700 shares
|
— | 31 Mar 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC |
13F
Company
|
2.8%
|
$1,210,243
1,043,313 shares
|
— | 31 Mar 2026 |
| TWO SIGMA INVESTMENTS, LP |
13F
Company
|
1.7%
|
$712,753
614,442 shares
|
— | 31 Mar 2026 |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
Company
|
1.1%
|
$465,726
401,091 shares
|
— | 31 Mar 2026 |
| MARSHALL WACE, LLP |
13F
Company
|
0.91%
|
$386,870
333,508 shares
|
— | 31 Mar 2026 |
| VANGUARD FIDUCIARY TRUST CO |
13F
Company
|
0.53%
|
$225,034
193,995 shares
|
— | 31 Mar 2026 |
| BlackRock, Inc. |
13F
Company
|
0.43%
|
$183,154
157,891 shares
|
— | 31 Mar 2026 |
| XTX Topco Ltd |
13F
Company
|
0.37%
|
$157,788
136,024 shares
|
— | 31 Mar 2026 |
| STATE STREET CORP |
13F
Company
|
0.31%
|
$133,424
115,021 shares
|
— | 31 Mar 2026 |
| NORTHERN TRUST CORP |
13F
Company
|
0.22%
|
$93,068
80,231 shares
|
— | 31 Mar 2026 |
| MORGAN STANLEY |
13F
Company
|
0.19%
|
$82,775
71,358 shares
|
— | 31 Mar 2026 |
| ADAR1 Capital Management, LLC |
13F
Company
|
0.18%
|
$78,059
67,292 shares
|
— | 31 Mar 2026 |
| JANE STREET GROUP, LLC |
13F
Company
|
0.16%
|
$66,405
57,246 shares
|
— | 31 Mar 2026 |
| UBS Group AG |
13F
Company
|
0.14%
|
$59,566
51,350 shares
|
— | 31 Mar 2026 |
| NOMURA ASSET MANAGEMENT INTERNATIONAL INC. |
13F
Company
|
0.08%
|
$35,000
29,999 shares
|
— | 31 Mar 2026 |
| GROUP ONE TRADING LLC |
13F
Company
|
0.06%
|
$26,841
23,139 shares
|
— | 31 Mar 2026 |
| Vanguard Global Advisers, LLC |
13F
Company
|
0.05%
|
$20,807
17,937 shares
|
— | 31 Mar 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
Company
|
0.04%
|
$18,715
16,134 shares
|
— | 31 Mar 2026 |
| Bank Julius Baer & Co. Ltd, Zurich |
13F
Company
|
0.01%
|
$2,523
2,175 shares
|
— | 31 Mar 2026 |
| NFSG Corp |
13F
Company
|
0.01%
|
$2,319
1,999 shares
|
— | 31 Mar 2026 |
| BNP PARIBAS FINANCIAL MARKETS |
13F
Company
|
0%
|
$536
462 shares
|
— | 31 Mar 2026 |
| HighMark Wealth Management LLC |
13F
Company
|
0%
|
$332
287 shares
|
— | 31 Mar 2026 |
| EVERMAY WEALTH MANAGEMENT LLC |
13F
Company
|
0%
|
$147
126 shares
|
— | 31 Mar 2026 |
| MAI Capital Management |
13F
Company
|
0%
|
$87
75 shares
|
— | 31 Mar 2026 |
| JPMORGAN CHASE & CO |
13F
Company
|
0%
|
$70
67 shares
|
— | 31 Mar 2026 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
0%
|
$29
25 shares
|
— | 31 Mar 2026 |
| Larson Financial Group LLC |
13F
Company
|
0%
|
$9
8 shares
|
— | 31 Mar 2026 |
| Caitong International Asset Management Co., Ltd |
13F
Company
|
0%
|
$5
4 shares
|
— | 31 Mar 2026 |
| FMR LLC |
13F
Company
|
0%
|
$3
3 shares
|
— | 31 Mar 2026 |
| Farther Finance Advisors, LLC |
13F
Company
|
0%
|
$2
2 shares
|
— | 31 Mar 2026 |
| OSAIC HOLDINGS, INC. |
13F
Company
|
0%
|
$2
2 shares
|
— | 31 Mar 2026 |
| CITIGROUP INC |
13F
Company
|
0%
|
$1
1 shares
|
— | 31 Mar 2026 |
| CWM, LLC |
13F
Company
|
0%
|
$1
1 shares
|
— | 31 Mar 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
Company
|
0%
|
$1
1 shares
|
— | 31 Mar 2026 |
| SBI Securities Co., Ltd. |
13F
Company
|
0%
|
$1
1 shares
|
— | 31 Mar 2026 |
| Funicular Funds, LP |
3/4/5
10%+ Owner
|
—
class O/S missing
|
$4,280,080
611,440 shares
|
— | 20 Oct 2023 |
| Charles V Baltic III |
3/4/5
Director
|
—
mixed-class rows
|
$777,700
121,100 shares
mixed-class rows
|
— | 29 Sep 2023 |
| Charles B. Lee |
3/4/5
Director
|
—
mixed-class rows
|
$721,314
302,397 shares
mixed-class rows
|
— | 03 Oct 2025 |
| Steven D. Wood |
3/4/5
Director
|
—
mixed-class rows
|
$157,881
92,092 shares
mixed-class rows
|
— | 15 Jul 2025 |
| James P. Flynn |
3/4/5
Director
|
—
mixed-class rows
|
$139,570
155,000 shares
mixed-class rows
|
+$120,476 | 19 Dec 2025 |
| Frederick W. Driscoll |
3/4/5
Director
|
—
mixed-class rows
|
$4,106
56,875 shares
mixed-class rows
|
— | 14 Nov 2025 |
| Thomas C. Reynolds |
3/4/5
Director
|
—
mixed-class rows
|
$1,095
20,500 shares
mixed-class rows
|
— | 15 Jul 2025 |
| Justin J. File |
3/4/5
CEO, CFO and Secretary, Director
|
—
class O/S missing
|
—
635,000 shares
|
— | 12 Feb 2026 |
| Brian G. Drazba |
3/4/5
Chief Financial Officer
|
—
class O/S missing
|
—
350,000 shares
|
— | 05 Jul 2022 |
| David M. Urso |
3/4/5
President and CEO, Director
|
—
class O/S missing
|
—
166,571 shares
|
— | 02 Jun 2023 |
| Cheryl Cohen |
3/4/5
Director
|
—
class O/S missing
|
—
87,500 shares
|
— | 05 Jul 2022 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Net insider flow leans to selling over the last 12 months. Net value: -$825,661.
Buys
$120,476
Insiders: 1
Sells
$946,137
Insiders: 1
Net
-$825,661
Shares: -608,511
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 82,100
Shares: 690,611
| Window (months) | Buy shares | Sell shares | Buy $ | Sell $ | Net $ |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 70,000 | 690,611 | $97,699 | $946,137 | -$848,438 |
| 6-9 | 12,100 | 0 | $22,777 | $0 | +$22,777 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Lite Strategy, Inc. executives and other stock owners filed with the SEC include:
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Anson Funds Management LP | 10%+ Owner | $7,652,316 | Mixed | 20 Oct 2023 | ||
| Alexander Schornstein | 10%+ Owner | $5,034,560 | -$946,137 | -16% | Filing P/S | 18 Dec 2025 |
| Funicular Funds, LP | 10%+ Owner | $4,280,080 | Mixed | 20 Oct 2023 | ||
| Charles V Baltic III | Director | $777,700 | Mixed | 29 Sep 2023 | ||
| Charles B. Lee | Director | $721,314 | Mixed | 03 Oct 2025 | ||
| Steven D. Wood | Director | $157,881 | Mixed | 15 Jul 2025 | ||
| James P. Flynn | Director | $139,570 | +$120,476 | +631% | Filing P/S | 19 Dec 2025 |
| Frederick W. Driscoll | Director | $4,106 | Mixed | 14 Nov 2025 | ||
| Thomas C. Reynolds | Director | $1,095 | Mixed | 15 Jul 2025 | ||
| Joshua Riezman | Director | Mixed | 14 Nov 2025 | |||
| Nicholas Glover | Director | Mixed | 14 Nov 2025 | |||
| Justin J. File | CEO, CFO and Secretary, Director | Mixed | 12 Feb 2026 | |||
| Tamar D. Howson | Director | Mixed | 29 Sep 2023 | |||
| Cheryl Cohen | Director | Mixed | 05 Jul 2022 | |||
| Kevan Clemens | Director | Mixed | 01 Jul 2021 | |||
| Christine Anna White | Director | Mixed | 05 Jul 2022 | |||
| Daniel P. Gold PhD | Director | Mixed | 29 Sep 2023 | |||
| Sujay Kango | Director | Mixed | 29 Sep 2023 | |||
| Brian G. Drazba | Chief Financial Officer | Mixed | 05 Jul 2022 | |||
| Taheer Datoo | Director | Mixed | 31 Oct 2023 | |||
| David M. Urso | President and CEO, Director | Mixed | 02 Jun 2023 | |||
| Richard G. Ghalie | Chief Medical Officer | Mixed | 29 Sep 2023 |
Recent Insider Transactions by Companies or Individuals for Lite Strategy, Inc.
Showing up to 300 most recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | Value $ | * Price $ | Shares | Shares Owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Justin J. File | LITS | Stock Option (Right to Buy) | Award | 252.8% | 455,000 | 635,000 | 12 Feb 2026 | Direct | ||
| James P. Flynn | MEIP | Common Stock | Purchase | 233.3% | $97,699 | $1.40 | 70,000 | 100,000 | 19 Dec 2025 | Direct |
| Alexander Schornstein | MEIP | Common Stock | Sale | -15.8% | $946,137 | $1.37 | -690,611 | 3,674,862 | 18 Dec 2025 | Direct |
| James P. Flynn | MEIP | Common Stock | Purchase | 67.6% | $22,777 | $1.88 | 12,100 | 30,000 | 19 Nov 2025 | Direct |
| Justin J. File | MEIP | Stock Option (Right to Buy) | Award | 180,000 | 180,000 | 14 Nov 2025 | Direct | |||
| Nicholas Glover | MEIP | Stock Option (Right to Buy) | Award | 55,000 | 55,000 | 14 Nov 2025 | Direct | |||
| Frederick W. Driscoll | MEIP | Stock Option (Right to Buy) | Award | 55,000 | 55,000 | 14 Nov 2025 | Direct | |||
| Joshua Riezman | MEIP | Stock Option (Right to Buy) | Award | 65,000 | 55,000 | 14 Nov 2025 | Direct | |||
| James P. Flynn | MEIP | Stock Option (Right to Buy) | Award | 55,000 | 55,000 | 14 Nov 2025 | Direct | |||
| Charles Benjamin Lee | MEIP | Stock Option (Right to Buy) | Award | 10,000 | 10,000 | 03 Oct 2025 | Direct | |||
| James P. Flynn | MEIP | Common Stock | Award | 126.6% | 10,000 | 17,900 | 30 Sep 2025 | Direct | ||
| Joshua Riezman | MEIP | Stock Option (Right to Buy) | Award | 10,000 | 10,000 | 08 Aug 2025 | Direct | |||
| Steven D. Wood | MEIP | Stock Option (Right to Buy) | Award | 20,000 | 20,000 | 15 Jul 2025 | Direct | |||
| Thomas C. Reynolds | MEIP | Stock Option (Right to Buy) | Award | 20,000 | 20,000 | 15 Jul 2025 | Direct | |||
| Nicholas Glover | MEIP | Stock Option (Right to Buy) | Award | 20,000 | 20,000 | 15 Jul 2025 | Direct | |||
| James P. Flynn | MEIP | Stock Option (Right to Buy) | Award | 20,000 | 20,000 | 15 Jul 2025 | Direct | |||
| Justin J. File | MEIP | Stock Option (Right to Buy) | Award | 20,000 | 20,000 | 15 Jul 2025 | Direct | |||
| Frederick W. Driscoll | MEIP | Stock Option (Right to Buy) | Award | 20,000 | 20,000 | 15 Jul 2025 | Direct |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.