Comparable stake leader
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
SEC ownership of NOVARTIS AG
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001114448.
Disclosed value leader
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
Comparable rows
50/50
Latest evidence
30 Jun 2026
- Public ticker
- NVS on NYSE, NVSEF on OTC
- Parsed ownership sources
-
13D/G and 13F
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
Ranking: Comparable ownership first, then disclosed value
- Comparable ownership rows
-
50 of 50
Meaning: Rows with safely comparable ownership %
- Latest 13D/G holder
-
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
Source: Latest parsed Schedule 13D/G stake
- Latest parsed ownership date
-
30 Jun 2026
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0001114448
- Issuer location
- Basel, Switzerland
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
3 signals
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of NOVARTIS AG (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
UBS AM, a distinct busine...
Disclosed value leader
UBS AM, a distinct busine...
Comparable rows
50/50
Latest evidence
30 Jun 2026
13D/G
13F
Lead comparable stake: 6.4%
13D/G row: UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
Showing 1-8 of 50 holder rows.
Quick read
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC leads the comparable SEC ownership view at 6.4%.
50 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC's linked filing trail.
Comparable ownership
Top 5
UBS AM, a distinct business unit ...
6.4%
Fisher Asset Management, LLC
0.71%
MORGAN STANLEY
0.4%
DIMENSIONAL FUND ADVISORS LP
0.37%
PRIMECAP MANAGEMENT CO/CA/
0.3%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-8 of 50 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
13D/G
13F
Company
|
6.4%
|
$16,893,294,532
139,602,467 shares
|
$0 | 30 Sep 2024 |
| Fisher Asset Management, LLC |
13F
Company
|
0.71%
|
$2,432,824,035
15,523,378 shares
|
— | 30 Jun 2026 |
| MORGAN STANLEY |
13F
Company
|
0.4%
|
$1,367,668,742
8,726,827 shares
|
— | 30 Jun 2026 |
| DIMENSIONAL FUND ADVISORS LP |
13F
Company
|
0.37%
|
$1,272,238,233
8,117,586 shares
|
— | 30 Jun 2026 |
| PRIMECAP MANAGEMENT CO/CA/ |
13F
Company
|
0.3%
|
$1,033,117,672
6,592,124 shares
|
— | 30 Jun 2026 |
| LOOMIS SAYLES & CO L P |
13F
Company
|
0.24%
|
$821,104,546
5,239,309 shares
|
— | 30 Jun 2026 |
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
0.23%
|
$769,485,483
4,909,938 shares
|
— | 30 Jun 2026 |
| FRANKLIN RESOURCES INC |
13F
Company
|
0.15%
|
$509,540,721
3,251,281 shares
|
— | 30 Jun 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 13 Sep 2025.
Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 0
Shares: 0
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Recent insider transactions for NOVARTIS AG
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| No insider transactions were found in the last 12 months for this issuer. | ||||||||||
* marks a reported price that did not pass the local price check.