SEC ownership of HANMI FINANCIAL CORP

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001109242.

Comparable stake leader

STATE STREET CORP

Disclosed value leader

BlackRock, Inc.

Comparable rows

50/50

Latest evidence

30 Jun 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
50 of 50
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
STATE STREET CORP
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
30 Jun 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0001109242
Issuer location
Los Angeles, CA

Ownership snapshot

Top shareholders of HANMI FINANCIAL CORP (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
STATE STREET CORP
Disclosed value leader
BlackRock, Inc.
Comparable rows
50/50
Latest evidence
30 Jun 2026
13F 13D/G 3/4/5 Lead comparable stake: 5.2% 13D/G row: STATE STREET CORP Showing 1-8 of 50 holder rows.

Quick read

STATE STREET CORP leads the comparable SEC ownership view at 5.2%.

50 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens STATE STREET CORP's linked filing trail.
Comparable ownership Top 5
STATE STREET CORP 5.2%
VANGUARD CAPITAL MANAGEMENT LLC 5.1%
FMR LLC 1.9%
Bonita Lee 0.69%
Romolo Santarosa 0.26%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 50 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
STATE STREET CORP
13F 13D/G
Company · STATE STREET CORPORATION
5.2%
from 13D/G
$51,048,371
1,575,567 shares
30 Jun 2026
VANGUARD CAPITAL MANAGEMENT LLC
13F 13D/G
Company · Vanguard Capital Management
5.1%
from 13D/G
$42,699,215
1,317,877 shares
30 Jun 2026
FMR LLC
13D/G 13F
Company
1.9%
$15,445,019
571,401 shares
-$50,078,801 31 Dec 2025
Bonita Lee
3/4/5
President & CEO
0.69%
$5,502,091
203,555 shares
01 Apr 2026
Romolo Santarosa
3/4/5
Chief Financial Officer
0.26%
$2,092,392
77,410 shares
01 Apr 2026
John J. Ahn
3/4/5
Director
0.18%
$1,413,502
53,623 shares
27 May 2026
Anthony I. Kim
3/4/5
Chief Banking Officer
0.14%
$1,278,924
41,615 shares
-$163,895 08 Jun 2026
Harry Chung
3/4/5
Director
0.13%
$1,044,462
39,623 shares
27 May 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Net insider flow leans to selling over the last 12 months. Net value: -$273,540.

Buys
$5,422
Insiders: 1
Sells
$278,962
Insiders: 3
Net
-$273,540
Shares: -8,919
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 200 Shares: 9,119
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 0 $0 $0 $0
3-6 0 8,633 $0 $265,641 -$265,641
6-9 0 0 $0 $0 $0
9-12 200 486 $5,422 $13,321 -$7,899

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-20 of 20 reporting-owner rows connected to HANMI FINANCIAL CORP. Open a relationship link for the CIK-to-CIK filing trail.

Rows
20
Largest Forms 3/4/5 holder
Bonita Lee
Net 12M change
-$273,540
Latest report
08 Jun 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
Bonita Lee President & CEO $5,502,091 Mixed 01 Apr 2026
Romolo Santarosa Chief Financial Officer $2,092,392 Mixed 01 Apr 2026
John J. Ahn Director $1,413,502 Mixed 27 May 2026
Anthony I. Kim Chief Banking Officer $1,278,924 -$163,895 -11% Filing P/S 08 Jun 2026
Matthew Fuhr Chief Credit Officer $1,048,349 -$101,746 -8.8% Filing P/S 28 Apr 2026
Harry Chung Director $1,044,462 Mixed 27 May 2026
David L. Rosenblum Director $1,024,955 Mixed 27 May 2026
Christie K. Chu Director $859,546 Mixed 27 May 2026
Thomas James Williams Director $754,502 Mixed 27 May 2026
Michael Yang Director $705,676 Mixed 28 May 2025
Kiho Choi Director $428,807 Mixed 26 May 2021
Gloria J. Lee Director $414,247 Mixed 27 May 2026
Du Michael Chief Risk Officer $412,180 Mixed 01 Apr 2026
Gideon Yu Director $357,820 Mixed 28 May 2025
Scott Diehl Director $246,577 Mixed 25 May 2022
James A. Marasco Director $242,169 Mixed 27 May 2026
Min S. Park Chief Credit Risk Officer $235,933 Mixed 23 Mar 2023
Christine P. Ball Director $135,674 Mixed 27 May 2026
Joseph Pangrazio Chief Accounting Officer $74,737 -$13,321 -15% Mixed 01 Apr 2026
Daniel John Medici Director $65,847 +$5,422 +9% Mixed 27 May 2026

Recent insider transactions for HANMI FINANCIAL CORP

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
Anthony I. Kim HAFC Common Stock Sale -11.4% $163,895 $30.73 -5,333 41,615 08 Jun 2026 Direct
Christine P. Ball HAFC Common Stock Award 80.7% 2,298 5,147 27 May 2026 Direct
Christie K. Chu HAFC Common Stock Award 7.84% 2,298 31,623 27 May 2026 Direct
Harry Chung HAFC Common Stock Award 6.16% 2,298 39,623 27 May 2026 Direct
John J. Ahn HAFC Common Stock Award 4.48% 2,298 53,623 27 May 2026 Direct
James A. Marasco HAFC Common Stock Award 33.4% 2,298 9,187 27 May 2026 Direct
David L. Rosenblum HAFC Common Stock Award 6.28% 2,298 38,883 27 May 2026 Direct
Gloria J. Lee HAFC Common Stock Award 17.1% 2,298 15,715 27 May 2026 Direct
Thomas James Williams HAFC Common Stock Award 8.73% 2,298 28,623 27 May 2026 Direct
Daniel John Medici HAFC Common Stock Award 1149% 2,298 2,498 27 May 2026 Direct
Matthew Fuhr HAFC Common Stock Sale -8.85% $101,746 $30.83 -3,300 34,002 28 Apr 2026 Direct
Bonita Lee HAFC Common Stock Tax liability -1.83% -3,769 202,555 01 Apr 2026 Direct
Romolo Santarosa HAFC Common Stock Tax liability -1.17% -916 77,410 01 Apr 2026 Direct
Joseph Pangrazio HAFC Common Stock Tax liability -5.08% -148 2,765 01 Apr 2026 Direct
Anthony I. Kim HAFC Common Stock Tax liability -1.18% -563 46,948 01 Apr 2026 Direct
Matthew Fuhr HAFC Common Stock Tax liability -1.3% -492 37,302 01 Apr 2026 Direct
Du Michael HAFC Common Stock Tax liability -2.31% -360 15,249 01 Apr 2026 Direct
Du Michael HAFC Common Stock Award 16.9% 2,367 16,372 26 Mar 2026 Direct
Du Michael HAFC Common Stock Tax liability -6.24% -932 14,005 26 Mar 2026 Direct
Romolo Santarosa HAFC Common Stock Award 10.5% 7,623 80,385 26 Mar 2026 Direct
Romolo Santarosa HAFC Common Stock Tax liability -3.47% -2,612 72,762 26 Mar 2026 Direct
Matthew Fuhr HAFC Common Stock Award 10.5% 3,697 38,987 26 Mar 2026 Direct
Matthew Fuhr HAFC Common Stock Tax liability -4.05% -1,490 35,290 26 Mar 2026 Direct
Bonita Lee HAFC Common Stock Award 11.4% 22,260 216,842 26 Mar 2026 Direct
Bonita Lee HAFC Common Stock Tax liability -6.22% -12,909 194,582 26 Mar 2026 Direct
Anthony I. Kim HAFC Common Stock Award 10% 4,455 48,948 26 Mar 2026 Direct
Anthony I. Kim HAFC Common Stock Tax liability -3.84% -1,776 44,493 26 Mar 2026 Direct
Joseph Pangrazio HAFC Common Stock Tax liability -2.18% -65 2,913 26 Mar 2026 Direct
Joseph Pangrazio HAFC Common Stock Award 19.4% 483 2,978 13 Mar 2026 Direct
Du Michael HAFC Common Stock Award 12.9% 1,596 14,005 13 Mar 2026 Direct
Matthew Fuhr HAFC Common Stock Award 8.41% 2,761 35,587 13 Mar 2026 Direct
Anthony I. Kim HAFC Common Stock Award 7.58% 3,159 44,832 13 Mar 2026 Direct
Romolo Santarosa HAFC Common Stock Award 7.18% 4,913 73,315 13 Mar 2026 Direct
Bonita Lee HAFC Common Stock Award 10.6% 18,832 196,973 13 Mar 2026 Direct
Joseph Pangrazio HAFC Common Stock Tax liability -5.67% -150 2,495 10 Mar 2026 Direct
Du Michael HAFC Common Stock Tax liability -1.63% -205 12,409 10 Mar 2026 Direct
Anthony I. Kim HAFC Common Stock Tax liability -0.92% -385 41,673 10 Mar 2026 Direct
Matthew Fuhr HAFC Common Stock Tax liability -0.96% -319 32,826 10 Mar 2026 Direct
Romolo Santarosa HAFC Common Stock Tax liability -0.95% -656 68,402 10 Mar 2026 Direct
Bonita Lee HAFC Common Stock Tax liability -0.93% -1,669 178,141 10 Mar 2026 Direct
Joseph Pangrazio HAFC Common Stock Sale -15.5% $13,321 $27.41 -486 2,645 24 Nov 2025 Direct
Daniel J. Medici HAFC Common Stock Purchase $5,422 $27.11 200 200 24 Oct 2025 Direct
* marks a reported price that did not pass the local price check.
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