Comparable stake leader
BlackRock, Inc.
SEC ownership of SMARTFINANCIAL INC.
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001038773.
Disclosed value leader
BlackRock, Inc.
Comparable rows
50/50
Latest evidence
12 Jun 2026
- Public ticker
- SMBK on NYSE
- Parsed ownership sources
-
13F, 13D/G, and 3/4/5
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
BlackRock, Inc.
Ranking: Comparable ownership first, then disclosed value
- Comparable ownership rows
-
50 of 50
Meaning: Rows with safely comparable ownership %
- Latest 13D/G holder
-
BlackRock, Inc.
Source: Latest parsed Schedule 13D/G stake
- Latest parsed ownership date
-
12 Jun 2026
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0001038773
- Issuer location
- Knoxville, TN
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
3 signals
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of SMARTFINANCIAL INC. (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
BlackRock, Inc.
Disclosed value leader
BlackRock, Inc.
Comparable rows
50/50
Latest evidence
12 Jun 2026
13F
13D/G
3/4/5
Lead comparable stake: 6%
13D/G row: BlackRock, Inc.
Showing 1-8 of 50 holder rows.
Quick read
BlackRock, Inc. leads the comparable SEC ownership view at 6%.
50 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens BlackRock, Inc.'s linked filing trail.
Comparable ownership
Top 5
BlackRock, Inc.
6%
VANGUARD GROUP INC
4.8%
Kenneth R. Lehman
4.2%
David Austin Ogle
1.4%
Geoffrey Alan Wolpert
1.1%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-8 of 50 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| BlackRock, Inc. |
13F
13D/G
Company
|
6%
from 13D/G
|
$50,200,497
1,284,557 shares
|
— | 31 Mar 2026 |
| VANGUARD GROUP INC |
13D/G
The Vanguard Group
|
4.8%
|
$24,746,678
818,072 shares
|
$0 | 31 Dec 2024 |
| Kenneth R. Lehman |
13D/G
LEHMAN KENNETH R
|
4.2%
|
$25,329,590
684,776 shares
|
$0 | 31 Dec 2025 |
| David Austin Ogle |
3/4/5
Director
|
1.4%
|
$8,817,907
238,385 shares
|
— | 29 Jan 2026 |
| Geoffrey Alan Wolpert |
3/4/5
Director
|
1.1%
|
$7,424,925
189,993 shares
|
— | 19 May 2026 |
| William Young Carroll Jr. |
3/4/5
PRESIDENT AND CEO, Director
|
1%
|
$7,555,922
175,760 shares
|
— | 10 Mar 2026 |
| Victor Lynn Barrett |
3/4/5
Director
|
0.94%
|
$6,999,120
160,850 shares
|
+$131,340 | 10 Jun 2026 |
| Wesley Miller Welborn |
3/4/5
CHAIRMAN OF THE BOARD, Director
|
0.86%
|
$6,329,673
147,236 shares
|
+$36,014 | 10 Mar 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Net insider flow leans to selling over the last 12 months. Net value: -$135,799.
Buys
$315,732
Insiders: 4
Sells
$451,531
Insiders: 2
Net
-$135,799
Shares: -4,395
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 7,380
Shares: 11,775
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 6,290 | 900 | $269,677 | $38,925 | +$230,752 |
| 3-6 | 1,090 | 0 | $46,055 | $0 | +$46,055 |
| 6-9 | 0 | 10,875 | $0 | $412,606 | -$412,606 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-20 of 21 reporting-owner rows connected to SMARTFINANCIAL INC.. Open a relationship link for the CIK-to-CIK filing trail.
Rows
21
Largest Forms 3/4/5 holder
David Austin Ogle
Net 12M change
-$135,798
Latest report
12 Jun 2026
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| David Austin Ogle | Director | $8,817,907 | Mixed | 29 Jan 2026 | ||
| William Young Carroll Jr. | PRESIDENT AND CEO, Director | $7,555,922 | Mixed | 10 Mar 2026 | ||
| Geoffrey Alan Wolpert | Director | $7,424,925 | Mixed | 19 May 2026 | ||
| Victor Lynn Barrett | Director | $6,999,120 | +$131,340 | +1.9% | Mixed | 10 Jun 2026 |
| Wesley Miller Welborn | CHAIRMAN OF THE BOARD, Director | $6,329,673 | +$36,014 | +0.57% | Mixed | 10 Mar 2026 |
| Ottis H. Phillips | Director | $4,903,932 | Mixed | 26 Jan 2023 | ||
| Ted Charles Miller | Director | $4,422,829 | Mixed | 16 Jan 2025 | ||
| Keith Edward Whaley | Director | $3,231,796 | Mixed | 29 Jan 2026 | ||
| Steven B. Tucker | Director | $1,876,216 | -$403,856 | -18% | Mixed | 29 Jan 2026 |
| Cathy G. Ackermann | Director | $1,327,689 | +$126,360 | +11% | Mixed | 04 Jun 2026 |
| Ronald J. Gorczynski | Evp & Chief Financial Officer | $1,063,099 | Mixed | 10 Mar 2026 | ||
| Gregory L. Davis | Evp & Chief Lending Officer | $815,508 | Mixed | 29 Sep 2023 | ||
| Gary Wayne Petty Jr. | Evp & Chief Risk Officer | $575,144 | Mixed | 01 Jan 2025 | ||
| Rhett D. Jordan | Evp & Chief Credit Officer | $531,090 | -$47,675 | -8.2% | Filing P/S | 12 Jun 2026 |
| Rebecca C. Boyd | Cpo Chief People Officer | $530,582 | Mixed | 10 Mar 2026 | ||
| Cynthia A. Cain | Cao Chief Accounting Officer | $525,079 | Mixed | 10 Mar 2026 | ||
| Martin E. Schrodt | EVP, Chief Banking Officer | $311,720 | Mixed | 10 Mar 2026 | ||
| Monique Berke | Director | $280,322 | Mixed | 26 May 2022 | ||
| John M. Presley | Director | $138,798 | Mixed | 09 Dec 2024 | ||
| Jarrod M. Trumpp | Chief Risk Officer | $128,540 | Mixed | 10 Mar 2026 |
Recent insider transactions for SMARTFINANCIAL INC.
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Rhett D. Jordan | SMBK | Common Stock | Sale | -3.28% | $18,000 | $45.00 | -400 | 11,802 | 12 Jun 2026 | Direct |
| Victor Lynn Barrett | SMBK | Common Stock | Purchase | 2.02% | $131,340 | $43.78 | 3,000 | 151,724 | 10 Jun 2026 | Direct |
| Cathy G. Ackermann | SMBK | Common Stock | Purchase | 17.8% | $126,360 | $42.12 | 3,000 | 19,831 | 04 Jun 2026 | Direct |
| Geoffrey Alan Wolpert | SMBK | Common Stock | Gift | -47.7% | -31,118 | 34,059 | 19 May 2026 | By Grantor Retained Annuity Trust of Sylvia Patricia Wolpert | ||
| Geoffrey Alan Wolpert | SMBK | Common Stock | Gift | 128.4% | 31,118 | 55,357 | 19 May 2026 | By Spouse | ||
| Geoffrey Alan Wolpert | SMBK | Common Stock | Gift | -27.6% | -24,849 | 65,178 | 18 May 2026 | By Grantor Retained Annuity Trust of Sylvia Patricia Wolpert | ||
| Kelli D. Shomaker | SMBK | Common Stock | Purchase | 15.8% | $11,977 | $41.30 | 290 | 2,120 | 04 May 2026 | Direct |
| Geoffrey Alan Wolpert | SMBK | Common Stock | Gift | -20.8% | -23,721 | 90,027 | 01 May 2026 | By Grantor Retained Annuity Trust of Sylvia Patricia Wolpert | ||
| Geoffrey Alan Wolpert | SMBK | Common Stock | Gift | 4588.2% | 23,721 | 24,238 | 01 May 2026 | By Spouse | ||
| Rhett D. Jordan | SMBK | Common Stock | Sale | -3.94% | $20,925 | $41.85 | -500 | 12,202 | 24 Apr 2026 | Direct |
| Rebecca C. Boyd | SMBK | Common Stock | Award | 18.3% | 1,913 | 12,342 | 10 Mar 2026 | Direct | ||
| Martin E. Schrodt | SMBK | Common Stock | Award | 38% | 1,998 | 7,251 | 10 Mar 2026 | Direct | ||
| Jarrod M. Trumpp | SMBK | Common Stock | Award | 49.5% | 990 | 2,990 | 10 Mar 2026 | Direct | ||
| Cynthia A. Cain | SMBK | Common Stock | Award | 20.2% | 2,052 | 12,214 | 10 Mar 2026 | Direct | ||
| Rhett D. Jordan | SMBK | Common Stock | Award | 36.8% | 3,414 | 12,702 | 10 Mar 2026 | Direct | ||
| Ronald J. Gorczynski | SMBK | Common Stock | Award | 17.9% | 3,752 | 24,729 | 10 Mar 2026 | Direct | ||
| Wesley Miller Welborn | SMBK | Common Stock | Award | 3.67% | 3,542 | 100,010 | 10 Mar 2026 | Direct | ||
| William Young Carroll Jr. | SMBK | Common Stock | Award | 7.64% | 9,450 | 133,094 | 10 Mar 2026 | Direct | ||
| Wesley Miller Welborn | SMBK | Common Stock | Purchase | 0.87% | $36,014 | $43.13 | 835 | 96,468 | 09 Feb 2026 | Direct |
| Kelli D. Shomaker | SMBK | Common Stock | Award | 79.1% | 808 | 1,830 | 29 Jan 2026 | Direct | ||
| Cathy G. Ackermann | SMBK | Common Stock | Award | 5.04% | 808 | 16,831 | 29 Jan 2026 | Direct | ||
| Steven B. Tucker | SMBK | Common Stock | Award | 1.62% | 808 | 50,722 | 29 Jan 2026 | Direct | ||
| David Austin Ogle | SMBK | Common Stock | Award | 0.41% | 808 | 197,451 | 29 Jan 2026 | Direct | ||
| Geoffrey Alan Wolpert | SMBK | Common Stock | Award | 0.81% | 808 | 100,376 | 29 Jan 2026 | Direct | ||
| Keith Edward Whaley | SMBK | Common Stock | Award | 0.93% | 808 | 87,369 | 29 Jan 2026 | Direct | ||
| Victor Lynn Barrett | SMBK | Common Stock | Award | 0.55% | 808 | 148,724 | 29 Jan 2026 | Direct | ||
| Kelli D. Shomaker | SMBK | Common Stock | Purchase | 33.2% | $10,042 | $39.38 | 255 | 1,022 | 27 Jan 2026 | Direct |
| Rhett D. Jordan | SMBK | Common Stock | Tax liability | -8.08% | -816 | 9,288 | 01 Jan 2026 | Direct | ||
| Ronald J. Gorczynski | SMBK | Common Stock | Tax liability | -3.87% | -842 | 20,936 | 01 Jan 2026 | Direct | ||
| William Young Carroll Jr. | SMBK | Common Stock | Tax liability | -1.44% | -1,807 | 123,644 | 01 Jan 2026 | Direct | ||
| Cynthia A. Cain | SMBK | Common Stock | Tax liability | -4.2% | -445 | 10,142 | 01 Jan 2026 | Direct | ||
| Rebecca C. Boyd | SMBK | Common Stock | Tax liability | -4.1% | -445 | 10,408 | 01 Jan 2026 | Direct | ||
| Wesley Miller Welborn | SMBK | Common Stock | Tax liability | -1.35% | -1,305 | 95,633 | 01 Jan 2026 | Direct | ||
| Steven B. Tucker | SMBK | Common Stock | Sale | -17.6% | $403,856 | $38.01 | -10,625 | 49,914 | 10 Dec 2025 | Direct |
| Rhett D. Jordan | SMBK | Common Stock | Sale | -2.41% | $8,750 | $35.00 | -250 | 10,104 | 18 Nov 2025 | Direct |
| Jarrod M. Trumpp | SMBK | Common Stock | Award | 2,000 | 2,000 | 24 Jul 2025 | Direct | |||
| Kelli D. Shomaker | SMBK | Common Stock | Award | 767 | 767 | 24 Jul 2025 | Direct |
* marks a reported price that did not pass the local price check.