Insider Transactions Reported by 21 Insiders of SMARTFINANCIAL INC.

Symbol: SMBK on NYSE
Location: Knoxville, TN

Quick Takeaways

SMBK - SMARTFINANCIAL INC. has 21 insiders with reported activity on this page.
Net insider value flow over the last year: -$375,499.
Recent transaction rows are available for direct filing-level review.

What Changed

Buy value: $58,032; sell value: $433,531.
Net share flow: -9,995.

Why This Matters

This page gives a plain-language issuer insider context before you inspect transaction-level evidence.
Use the filing links below to verify timestamps, codes, and ownership impacts directly from SEC forms.

Source Evidence

Filed on Form 4

Issuer insider activity is sourced from SEC Forms 3, 4, and 5.

See Original Filing

Insider trading overview

Last 12 months

Net insider flow leans to selling over the last 12 months. Net value: -$375,499.

Buys

$58,032

Shares: 1,380

Insiders: 2

Sells

$433,531

Shares: 11,375

Insiders: 2

Net

-$375,499

Shares: -9,995

Insiders: 0

Window (months)	Buy shares	Sell shares	Buy $	Sell $	Net $
0-3	290	500	$11,977	$20,925	-$8,948
3-6	1,090	10,875	$46,055	$412,606	-$366,551
6-9	0	0	$0	$0	$0
9-12	0	0	$0	$0	$0

SMARTFINANCIAL INC. executives and other stock owners filed with the SEC include:

Name	Relationship	Holdings Value	Past Year Net Change	Change %	Valuation	Report Date
David Austin Ogle	Director	$8,817,907			Mixed	29 Jan 2026
Geoffrey Alan Wolpert	Director	$7,931,104			Mixed	29 Jan 2026
William Young Carroll Jr.	PRESIDENT AND CEO, Director	$7,555,922			Mixed	10 Mar 2026
Wesley Miller Welborn	CHAIRMAN OF THE BOARD, Director	$6,329,673	+$36,014	+0.57%	Mixed	10 Mar 2026
Victor Lynn Barrett	Director	$5,838,902			Mixed	29 Jan 2026
Ottis H. Phillips	Director	$4,903,932			Mixed	26 Jan 2023
Ted Charles Miller	Director	$4,422,829			Mixed	16 Jan 2025
Keith Edward Whaley	Director	$3,231,796			Mixed	29 Jan 2026
Steven B. Tucker	Director	$1,876,216	-$403,856	-18%	Mixed	29 Jan 2026
Cathy G. Ackermann	Director	$1,088,658			Mixed	29 Jan 2026
Ronald J. Gorczynski	Evp & Chief Financial Officer	$1,063,099			Mixed	10 Mar 2026
Gregory L. Davis	Evp & Chief Lending Officer	$815,508			Mixed	29 Sep 2023
Gary Wayne Petty Jr.	Evp & Chief Risk Officer	$575,144			Mixed	01 Jan 2025
Rebecca C. Boyd	Cpo Chief People Officer	$530,582			Mixed	10 Mar 2026
Cynthia A. Cain	Cao Chief Accounting Officer	$525,079			Mixed	10 Mar 2026
Rhett D. Jordan	Evp & Chief Credit Officer	$510,653	-$29,675	-5.5%	Filing P/S	24 Apr 2026
Martin E. Schrodt	EVP, Chief Banking Officer	$311,720			Mixed	10 Mar 2026
Monique Berke	Director	$280,322			Mixed	26 May 2022
John M. Presley	Director	$138,798			Mixed	09 Dec 2024
Jarrod M. Trumpp	Chief Risk Officer	$128,540			Mixed	10 Mar 2026
Kelli D. Shomaker	Director	$87,556	+$22,019	+34%	Filing P/S	04 May 2026

Top shareholders of SMARTFINANCIAL INC. (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
BlackRock, Inc.	13F 13D/G	Company	6% from 13D/G	1,284,557	$50,200,497	—	31 Mar 2026	13F 13D/G
DIMENSIONAL FUND ADVISORS LP	13F	Company	4.9%	836,388	$32,685,876	—	31 Mar 2026	13F
VANGUARD CAPITAL MANAGEMENT LLC	13F	Company	4%	680,417	$26,590,696	—	31 Mar 2026	13F
WELLINGTON MANAGEMENT GROUP LLP	13F	Company	3.9%	675,347	$26,392,561	—	31 Mar 2026	13F
Kenneth R. Lehman	13D/G	LEHMAN KENNETH R	4.2%	684,776	$25,329,590	$0	31 Dec 2025	13D/G
VANGUARD GROUP INC	13D/G	The Vanguard Group	4.8%	818,072	$24,746,678	$0	31 Dec 2024	13D/G
STATE STREET CORP	13F	Company	2.6%	440,532	$17,215,991	—	31 Mar 2026	13F
Private Capital Management, LLC	13F	Company	2.5%	428,147	$16,731,972	—	31 Mar 2026	13F
AMERICAN CENTURY COMPANIES INC	13F	Company	2.2%	371,813	$14,530,452	—	31 Mar 2026	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	2.1%	355,361	$13,890,884	—	31 Mar 2026	13F
ACADIAN ASSET MANAGEMENT LLC	13F	Company	1.7%	284,179	$11,103,000	—	31 Mar 2026	13F
David Austin Ogle	3/4/5	Director	1.4%	238,385	$8,817,907	—	29 Jan 2026	3/4/5
First Eagle Investment Management, LLC	13F	Company	1.3%	224,039	$8,755,444	—	31 Mar 2026	13F
Cravens & Co Advisors, LLC	13F	Company	1.3%	220,430	$8,614,404	—	31 Mar 2026	13F
Michael Salzhauer	13F	Individual	1.2%	212,670	$8,311,148	—	31 Mar 2026	13F
Geoffrey Alan Wolpert	3/4/5	Director	1.2%	214,411	$7,931,104	—	29 Jan 2026	3/4/5
William Young Carroll Jr.	3/4/5	PRESIDENT AND CEO, Director	1%	175,760	$7,555,922	—	10 Mar 2026	3/4/5
CSM Advisors, LLC	13F	Company	1%	171,175	$6,689,000	—	31 Mar 2026	13F
MORGAN STANLEY	13F	Company	1%	170,955	$6,680,966	—	31 Mar 2026	13F
TWO SIGMA INVESTMENTS, LP	13F	Company	0.99%	169,884	$6,639,067	—	31 Mar 2026	13F
BASSWOOD CAPITAL MANAGEMENT, L.L.C.	13F	Company	0.99%	169,740	$6,633,439	—	31 Mar 2026	13F
Wesley Miller Welborn	3/4/5	CHAIRMAN OF THE BOARD, Director	0.86%	147,236	$6,329,673	+$36,014	10 Mar 2026	3/4/5
RENAISSANCE TECHNOLOGIES LLC	13F	Company	0.89%	152,274	$5,950,868	—	31 Mar 2026	13F
BANC FUNDS CO LLC	13F	Company	0.87%	150,087	$5,865,400	—	31 Mar 2026	13F
Victor Lynn Barrett	3/4/5	Director	0.92%	157,850	$5,838,902	—	29 Jan 2026	3/4/5
Stieven Capital Advisors, L.P.	13F	Company	0.86%	147,234	$5,753,905	—	31 Mar 2026	13F
NORTHERN TRUST CORP	13F	Company	0.84%	144,546	$5,648,857	—	31 Mar 2026	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	0.88%	150,854	$5,580,089	—	31 Mar 2026	13F
BRIDGEWAY CAPITAL MANAGEMENT, LLC	13F	Company	0.8%	137,242	$5,363,417	—	31 Mar 2026	13F
North Reef Capital Management LP	13F	Company	0.8%	137,088	$5,357,399	—	31 Mar 2026	13F
GOLDMAN SACHS GROUP INC	13F	Company	0.76%	129,873	$5,075,437	—	31 Mar 2026	13F
DEPRINCE RACE & ZOLLO INC	13F	Company	0.74%	127,724	$4,991,454	—	31 Mar 2026	13F
Ottis H. Phillips	3/4/5	Director	— class O/S missing	229,800	$4,903,932	—	26 Jan 2023	3/4/5
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	13F	Company	0.71%	121,655	$4,754,277	—	31 Mar 2026	13F
Qube Research & Technologies Ltd	13F	Company	0.66%	113,748	$4,445,272	—	31 Mar 2026	13F
Ted Charles Miller	3/4/5	Director	— class O/S missing	142,764	$4,422,829	—	16 Jan 2025	3/4/5
VANGUARD PORTFOLIO MANAGEMENT LLC	13F	Company	0.65%	112,174	$4,383,760	—	31 Mar 2026	13F
Russell Investments Group, Ltd.	13F	Company	0.6%	102,844	$4,019,168	—	31 Mar 2026	13F
Nuveen, LLC	13F	Company	0.56%	96,934	$3,788,181	—	31 Mar 2026	13F
VANGUARD FIDUCIARY TRUST CO	13F	Company	0.55%	94,534	$3,694,389	—	31 Mar 2026	13F
Connor, Clark & Lunn Investment Management Ltd.	13F	Company	0.55%	93,597	$3,657,771	—	31 Mar 2026	13F
JPMORGAN CHASE & CO	13F	Company	0.55%	94,417	$3,652,050	—	31 Mar 2026	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	0.54%	92,672	$3,621,622	—	31 Mar 2026	13F
ZACKS INVESTMENT MANAGEMENT	13F	Company	0.5%	84,989	$3,321,387	—	31 Mar 2026	13F
Keith Edward Whaley	3/4/5	Director	0.51%	87,369	$3,231,796	—	29 Jan 2026	3/4/5
Empowered Funds, LLC	13F	Company	0.47%	80,742	$3,155,397	—	31 Mar 2026	13F
Bank of New York Mellon Corp	13F	Company	0.47%	80,719	$3,154,499	—	31 Mar 2026	13F
PANAGORA ASSET MANAGEMENT INC	13F	Company	0.37%	64,053	$2,503,191	—	31 Mar 2026	13F
Elizabeth Park Capital Advisors, Ltd.	13F	Company	0.37%	64,042	$2,502,761	—	31 Mar 2026	13F
MARTINGALE ASSET MANAGEMENT L P	13F	Company	0.31%	53,769	$2,101,293	—	31 Mar 2026	13F

Recent Insider Transactions by Companies or Individuals for SMARTFINANCIAL INC.

Showing up to 300 most recent insider transactions from the last 12 months.

Insider	Symbol	Class	Transaction	%	Value $	* Price $	Shares	Shares Owned	Date	Ownership
Kelli D. Shomaker	SMBK	Common Stock	Purchase	15.8%	$11,977	$41.30	290	2,120	04 May 2026	Direct
Rhett D. Jordan	SMBK	Common Stock	Sale	-3.94%	$20,925	$41.85	-500	12,202	24 Apr 2026	Direct
Rebecca C. Boyd	SMBK	Common Stock	Award	18.3%			1,913	12,342	10 Mar 2026	Direct
Martin E. Schrodt	SMBK	Common Stock	Award	38%			1,998	7,251	10 Mar 2026	Direct
Jarrod M. Trumpp	SMBK	Common Stock	Award	49.5%			990	2,990	10 Mar 2026	Direct
Cynthia A. Cain	SMBK	Common Stock	Award	20.2%			2,052	12,214	10 Mar 2026	Direct
Rhett D. Jordan	SMBK	Common Stock	Award	36.8%			3,414	12,702	10 Mar 2026	Direct
Ronald J. Gorczynski	SMBK	Common Stock	Award	17.9%			3,752	24,729	10 Mar 2026	Direct
Wesley Miller Welborn	SMBK	Common Stock	Award	3.67%			3,542	100,010	10 Mar 2026	Direct
William Young Carroll Jr.	SMBK	Common Stock	Award	7.64%			9,450	133,094	10 Mar 2026	Direct
Wesley Miller Welborn	SMBK	Common Stock	Purchase	0.87%	$36,014	$43.13	835	96,468	09 Feb 2026	Direct
Kelli D. Shomaker	SMBK	Common Stock	Award	79.1%			808	1,830	29 Jan 2026	Direct
Cathy G. Ackermann	SMBK	Common Stock	Award	5.04%			808	16,831	29 Jan 2026	Direct
Steven B. Tucker	SMBK	Common Stock	Award	1.62%			808	50,722	29 Jan 2026	Direct
David Austin Ogle	SMBK	Common Stock	Award	0.41%			808	197,451	29 Jan 2026	Direct
Geoffrey Alan Wolpert	SMBK	Common Stock	Award	0.81%			808	100,376	29 Jan 2026	Direct
Keith Edward Whaley	SMBK	Common Stock	Award	0.93%			808	87,369	29 Jan 2026	Direct
Victor Lynn Barrett	SMBK	Common Stock	Award	0.55%			808	148,724	29 Jan 2026	Direct
Kelli D. Shomaker	SMBK	Common Stock	Purchase	33.2%	$10,042	$39.38	255	1,022	27 Jan 2026	Direct
Rhett D. Jordan	SMBK	Common Stock	Tax liability	-8.08%			-816	9,288	01 Jan 2026	Direct
Ronald J. Gorczynski	SMBK	Common Stock	Tax liability	-3.87%			-842	20,936	01 Jan 2026	Direct
William Young Carroll Jr.	SMBK	Common Stock	Tax liability	-1.44%			-1,807	123,644	01 Jan 2026	Direct
Cynthia A. Cain	SMBK	Common Stock	Tax liability	-4.2%			-445	10,142	01 Jan 2026	Direct
Rebecca C. Boyd	SMBK	Common Stock	Tax liability	-4.1%			-445	10,408	01 Jan 2026	Direct
Wesley Miller Welborn	SMBK	Common Stock	Tax liability	-1.35%			-1,305	95,633	01 Jan 2026	Direct
Steven B. Tucker	SMBK	Common Stock	Sale	-17.6%	$403,856	$38.01	-10,625	49,914	10 Dec 2025	Direct
Rhett D. Jordan	SMBK	Common Stock	Sale	-2.41%	$8,750	$35.00	-250	10,104	18 Nov 2025	Direct
Jarrod M. Trumpp	SMBK	Common Stock	Award				2,000	2,000	24 Jul 2025	Direct
Kelli D. Shomaker	SMBK	Common Stock	Award				767	767	24 Jul 2025	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.