Comparable stake leader
RENAISSANCE TECHNOLOGIES LLC
SEC ownership of UTSTARCOM HOLDINGS CORP.
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001030471.
Disclosed value leader
RENAISSANCE TECHNOLOGIES LLC
Comparable rows
0/16
Latest evidence
20 Aug 2026
- Public ticker
- UTSI on Nasdaq
- Parsed ownership sources
-
13F and 3/4/5
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
RENAISSANCE TECHNOLOGIES LLC
Ranking: Comparable ownership first, then disclosed value
- Latest parsed ownership date
-
20 Aug 2026
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0001030471
- Issuer location
- Hangzhou, P.R., China
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
1 signal
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of UTSTARCOM HOLDINGS CORP. (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
RENAISSANCE TECHNOLOGIES LLC
Disclosed value leader
RENAISSANCE TECHNOLOGIES LLC
Comparable rows
0/16
Latest evidence
20 Aug 2026
13F
3/4/5
Highest disclosed value: $133,185
16 rows are not safely comparable across share classes.
Showing 1-8 of 16 holder rows.
Quick read
RENAISSANCE TECHNOLOGIES LLC has the largest disclosed position value at $133.2K.
0 of 16 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens RENAISSANCE TECHNOLOGIES LLC's linked filing trail.
Disclosed position value
Top 5
RENAISSANCE TECHNOLOGIES LLC
$133.2K
CITADEL ADVISORS LLC
$39.8K
Sean Shao
$32.2K
GEODE CAPITAL MANAGEMENT, LLC
$30.5K
N.E.W. Advisory Services LLC
$4.4K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-8 of 16 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| RENAISSANCE TECHNOLOGIES LLC |
13F
Company
|
—
class O/S missing
|
$133,185
53,488 shares
|
— | 30 Jun 2026 |
| CITADEL ADVISORS LLC |
13F
Company
|
—
class O/S missing
|
$39,790
15,980 shares
|
— | 30 Jun 2026 |
| Sean Shao |
3/4/5
Director
|
—
class O/S missing
|
$32,194
13,898 shares
|
-$82,442 | 20 Aug 2026 |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
Company
|
—
class O/S missing
|
$30,467
12,236 shares
|
— | 30 Jun 2026 |
| N.E.W. Advisory Services LLC |
13F
Company
|
—
class O/S missing
|
$4,358
1,750 shares
|
— | 30 Jun 2026 |
| Dan Jun Xie |
3/4/5
Chief Financial Officer
|
—
class O/S missing
|
$2,705
1,161 shares
|
— | 18 Mar 2026 |
| SBI Securities Co., Ltd. |
13F
Company
|
—
class O/S missing
|
$1,036
416 shares
|
— | 30 Jun 2026 |
| UBS Group AG |
13F
Company
|
—
class O/S missing
|
$605
243 shares
|
— | 30 Jun 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Net insider flow leans to selling over the last 12 months. Net value: -$82,442.
Buys
$0
Insiders: 0
Sells
$82,442
Insiders: 1
Net
-$82,442
Shares: -34,527
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 0
Shares: 34,527
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 0 | 14,533 | $0 | $34,535 | -$34,535 |
| 3-6 | 0 | 19,994 | $0 | $47,906 | -$47,906 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-7 of 7 reporting-owner rows connected to UTSTARCOM HOLDINGS CORP.. Open a relationship link for the CIK-to-CIK filing trail.
Rows
7
Largest Forms 3/4/5 holder
Sean Shao
Net 12M change
-$82,442
Latest report
20 Aug 2026
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Sean Shao | Director | $32,194 | -$82,442 | -72% | Filing P/S | 20 Aug 2026 |
| Dan Jun Xie | Chief Financial Officer | $2,705 | Mixed | 18 Mar 2026 | ||
| Yinghua Chen | Chief Human Resources Officer | Mixed | 18 Mar 2026 | |||
| Ning Shan | Director | Mixed | 18 Mar 2026 | |||
| Yong Wang | Director | Mixed | 18 Mar 2026 | |||
| Lingrong Lu | Chief Technology Officer | Mixed | 18 Mar 2026 | |||
| Hua Li | CEO and Director of the Board, Director | Mixed | 18 Mar 2026 |
Recent insider transactions for UTSTARCOM HOLDINGS CORP.
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Sean Shao | UTSI | Common Stock | Sale | -100% | $34,535 | $2.38 | -14,533 | 0 | 20 Aug 2026 | Direct |
| Sean Shao | UTSI | Commom Stock | Sale | -30.2% | $13,898 | $2.32 | -6,000 | 13,898 | 31 Mar 2026 | Direct |
| Sean Shao | UTSI | Commom Stock | Sale | -56.2% | $34,008 | $2.43 | -13,994 | 10,906 | 30 Mar 2026 | Direct |
* marks a reported price that did not pass the local price check.