SEC ownership of AWARE INC /MA/

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001015739.

Comparable stake leader

DIMENSIONAL FUND ADVISORS LP

Disclosed value leader

John S. Stafford III

Comparable rows

32/47

Latest evidence

12 Jun 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
32 of 47
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
DIMENSIONAL FUND ADVISORS LP
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
12 Jun 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0001015739
Issuer location
Burlington, MA

Ownership snapshot

Top shareholders of AWARE INC /MA/ (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
DIMENSIONAL FUND ADVISORS LP
Disclosed value leader
John S. Stafford III
Comparable rows
32/47
Latest evidence
12 Jun 2026
13D/G 13F 3/4/5 Lead comparable stake: 4.2% 15 rows are not safely comparable across share classes. 13D/G row: DIMENSIONAL FUND ADVISORS LP Showing 1-8 of 47 holder rows.

Quick read

DIMENSIONAL FUND ADVISORS LP leads the comparable SEC ownership view at 4.2%.

32 of 47 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens DIMENSIONAL FUND ADVISORS LP's linked filing trail.
Comparable ownership Top 5
DIMENSIONAL FUND ADVISORS LP 4.2%
David K. Traverse 0.35%
VANGUARD CAPITAL MANAGEMENT LLC 3.7%
RENAISSANCE TECHNOLOGIES LLC 3.1%
HERALD INVESTMENT MANAGEMENT Ltd 2%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 47 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
DIMENSIONAL FUND ADVISORS LP
13D/G 13F
Company
4.2%
$1,455,901
882,364 shares
$0 31 Mar 2025
David K. Traverse
3/4/5
Chief Financial Officer
0.35%
$107,612
73,707 shares
+$12,475 01 Jun 2026
VANGUARD CAPITAL MANAGEMENT LLC
13F
Company
13F
3.7%
$972,898
778,318 shares
31 Mar 2026
RENAISSANCE TECHNOLOGIES LLC
13F
Company
13F
3.1%
$819,640
655,712 shares
31 Mar 2026
HERALD INVESTMENT MANAGEMENT Ltd
13F
Company
13F
2%
$537,500
430,000 shares
31 Mar 2026
BlackRock, Inc.
13F
Company
13F
1.8%
$479,127
383,301 shares
31 Mar 2026
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
0.77%
$202,277
161,774 shares
31 Mar 2026
RBF Capital, LLC
13F
Company
13F
0.66%
$173,250
138,600 shares
31 Mar 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Net insider flow leans to buying over the last 12 months. Net value: +$350,571.

Buys
$350,571
Insiders: 4
Sells
$0
Insiders: 0
Net
+$350,571
Shares: +250,218
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 250,218 Shares: 0
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 190,796 0 $239,519 $0 +$239,519
3-6 21,254 0 $26,620 $0 +$26,620
6-9 15,489 0 $34,608 $0 +$34,608
9-12 22,679 0 $49,824 $0 +$49,824

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-16 of 16 reporting-owner rows connected to AWARE INC /MA/. Open a relationship link for the CIK-to-CIK filing trail.

Rows
16
Largest Forms 3/4/5 holder
John S. Stafford III
Net 12M change
+$350,571
Latest report
12 Jun 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
John S. Stafford III Director $6,527,442 +$146,445 +2.3% Filing P/S 13 May 2026
Robert A. Eckel CEO & President, Director $1,839,074 Mixed 15 Mar 2024
Ajay K. Amlani President & CEO, Director $1,477,239 +$180,651 +14% Mixed 12 Jun 2026
Brent P. Johnstone Director $502,558 Mixed 23 Feb 2026
Brian D. Connolly Director $452,241 Mixed 23 Feb 2026
Mohamed Lazzouni Chief Technology Officer $396,659 Mixed 31 Oct 2024
Peter R. Faubert Director $296,775 Mixed 23 Feb 2026
Robert M. Mungovan Chief Commercial Officer $288,428 Mixed 01 Oct 2021
Gary Evee Director $236,363 Mixed 23 Feb 2026
Brian J. Krause Chief Revenue Officer $200,500 +$11,000 +5.8% Mixed 29 Aug 2025
David Brian Barcelo Chief Financial Officer $130,027 Mixed 03 Nov 2022
Lona F. Therrien Chief Marketing Officer $125,250 Mixed 12 May 2025
David K. Traverse Chief Financial Officer $107,612 +$12,475 +13% Filing P/S 01 Jun 2026
Craig A. Herman Chief Revenue Officer $74,947 Mixed 09 Aug 2024
Heidi A. Hunter Chief Product Officer $16,406 Mixed 24 Oct 2024
Nadell Aj Chief Product Officer Mixed 08 Feb 2024

Recent insider transactions for AWARE INC /MA/

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
Ajay K. Amlani AWRE Common Stock Purchase 1.08% $13,953 $1.42 9,826 923,837 12 Jun 2026 Direct
David K. Traverse AWRE Common Stock Purchase 7.28% $7,300 $1.46 5,000 73,707 02 Jun 2026 Direct
David K. Traverse AWRE Common Stock Options Exercise 6.05% 3,921 68,707 01 Jun 2026 Direct
Ajay K. Amlani AWRE Common Stock Purchase 0.57% $6,350 $1.23 5,163 914,011 26 May 2026 Direct
Ajay K. Amlani AWRE Common Stock Purchase 0.33% $3,780 $1.26 3,000 908,848 22 May 2026 Direct
Ajay K. Amlani AWRE Common Stock Purchase 0.29% $3,198 $1.23 2,600 903,248 21 May 2026 Direct
Ajay K. Amlani AWRE Common Stock Purchase 1.14% $12,675 $1.25 10,140 903,248 15 May 2026 Direct
Ajay K. Amlani AWRE Common Stock Purchase 0.08% $888 $1.21 734 893,108 14 May 2026 Direct
John S. Stafford III AWRE Common Stock Purchase 1.12% $72,421 $1.25 57,937 5,221,954 14 May 2026 Direct
John S. Stafford III AWRE Common Stock Purchase 0.44% $28,094 $1.25 22,475 5,164,017 13 May 2026 Direct
Ajay K. Amlani AWRE Common Stock Purchase 1.07% $12,324 $1.30 9,480 892,374 08 May 2026 Direct
John S. Stafford III AWRE Common Stock Purchase 0.08% $4,835 $1.25 3,868 5,141,542 05 May 2026 Direct
Ajay K. Amlani AWRE Common Stock Purchase 1.73% $19,500 $1.30 15,000 882,894 05 May 2026 Direct
John S. Stafford III AWRE Common Stock Purchase 0.31% $19,650 $1.25 15,720 5,137,674 04 May 2026 Direct
Ajay K. Amlani AWRE Common Stock Purchase 1.28% $12,814 $1.17 10,952 867,894 04 May 2026 Direct
Ajay K. Amlani AWRE Common Stock Purchase 2.26% $21,736 $1.15 18,901 856,942 01 May 2026 Direct
David K. Traverse AWRE Common Stock Purchase 7.97% $5,175 $1.15 4,500 60,984 17 Mar 2026 Direct
John S. Stafford III AWRE Common Stock Purchase 0.33% $21,445 $1.28 16,754 5,121,954 13 Mar 2026 Direct
Brent P. Johnstone AWRE Unrestricted Stock Award Award 44,118 44,118 23 Feb 2026 Direct
Gary Evee AWRE Unrestricted Stock Award Award 47,059 47,059 23 Feb 2026 Direct
Brian D. Connolly AWRE Unrestricted Stock Award Award 45,000 45,000 23 Feb 2026 Direct
John S. Stafford III AWRE Unrestricted Stock Award Award 39,118 39,118 23 Feb 2026 Direct
Peter R. Faubert AWRE Unrestriced Stock Award Award 42,059 42,059 23 Feb 2026 Direct
Gary Evee AWRE Common Stock Options Exercise 28.3% 28,207 127,764 02 Jan 2026 Direct
Brent P. Johnstone AWRE Common Stock Options Exercise 11.2% 27,349 271,653 02 Jan 2026 Direct
John S. Stafford III AWRE Common Stock Options Exercise 0.44% 22,316 5,105,200 02 Jan 2026 Direct
Peter R. Faubert AWRE Common Stock Options Exercise 17.6% 23,994 160,419 02 Jan 2026 Direct
Brian D. Connolly AWRE Common Stock Options Exercise 11.7% 25,671 244,455 02 Jan 2026 Direct
Ajay K. Amlani AWRE Common Stock Purchase 0.27% $5,112 $2.26 2,262 838,041 04 Nov 2025 Direct
Ajay K. Amlani AWRE Common Stock Purchase 1.61% $29,496 $2.23 13,227 835,779 03 Nov 2025 Direct
Ajay K. Amlani AWRE Common Stock Purchase 1.32% $23,494 $2.20 10,679 822,552 02 Sep 2025 Direct
Ajay K. Amlani AWRE Common Stock Purchase 0.87% $15,330 $2.19 7,000 811,873 29 Aug 2025 Direct
Brian J. Krause AWRE Common Stock Purchase 100% $11,000 $2.20 5,000 10,000 29 Aug 2025 Direct
Brian D. Connolly AWRE Common Stock Options Exercise 13.3% 25,671 218,784 01 Jul 2025 Direct
Gary Evee AWRE Common Stock Options Exercise 30.9% 23,490 99,557 01 Jul 2025 Direct
Brent P. Johnstone AWRE Common Stock Options Exercise 12.6% 27,349 244,304 01 Jul 2025 Direct
John S. Stafford III AWRE Common Stock Options Exercise 0.44% 22,315 5,082,884 01 Jul 2025 Direct
Peter R. Faubert AWRE Common Stock Options Exercise 21.3% 23,993 136,425 01 Jul 2025 Direct
* marks a reported price that did not pass the local price check.
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