SEC ownership of CASI Pharmaceuticals, Inc (DE)

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0000895051.

Comparable stake leader

Wei-Wu He

Disclosed value leader

—

Comparable rows

0/8

Latest evidence

07 Sep 2022

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 1 signal
Latest parsed ownership date
07 Sep 2022
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0000895051
Issuer location
Rockville, MD

Ownership snapshot

Top shareholders of CASI Pharmaceuticals, Inc (DE) (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Wei-Wu He
Disclosed value leader
—
Comparable rows
0/8
Latest evidence
07 Sep 2022
3/4/5 Some rows are evidence-backed but not safely comparable across classes. 8 rows are not safely comparable across share classes.

Quick read

SEC ownership evidence is available, but the rows are not safely comparable across share classes.

0 of 8 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Wei-Wu He's linked filing trail.
Detailed SEC evidence table Showing 1-8 of 8 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Wei-Wu He
3/4/5
Chairman and CEO, Director, 10%+ Owner
—
denominator unverified
—
688,660 shares
— 13 Jun 2022
Larry Zhang
3/4/5
President
—
denominator unverified
—
800,000 shares
— 24 Jul 2021
Franklin Cary Salisbury Jr.
3/4/5
Director
—
denominator unverified
—
388,387 shares
— 25 May 2022
Yue Alexander Wu
3/4/5
Director
—
denominator unverified
—
388,387 shares
— 25 May 2022
Quan Zhou
3/4/5
Director
—
denominator unverified
—
380,645 shares
— 25 May 2022
James Huang
3/4/5
Director
—
denominator unverified
—
371,708 shares
— 06 Sep 2022
Rajesh C. Shrotriya MD
3/4/5
Director
—
denominator unverified
—
345,806 shares
— 25 May 2022
Alexander A. Zukiwski
3/4/5
EVP and Chief Medical Officer
—
denominator unverified
—
3,000 shares
— 07 Sep 2022
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

No eligible buy or sell activity is available for this window. No eligible Buy or Sell transactions are available in this dataset since 21 Oct 2025.

Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 0 Shares: 0
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 0 $0 $0 $0
3-6 0 0 $0 $0 $0
6-9 0 0 $0 $0 $0
9-12 0 0 $0 $0 $0

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-8 of 8 reporting-owner rows connected to CASI Pharmaceuticals, Inc (DE). Open a relationship link for the CIK-to-CIK filing trail.

Rows
8
Largest Forms 3/4/5 holder
Larry Zhang
Net 12M change
$0
Latest report
07 Sep 2022
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
Larry Zhang President Mixed 24 Jul 2021
Rajesh C. Shrotriya MD Director Mixed 25 May 2022
Alexander A. Zukiwski EVP and Chief Medical Officer Mixed 07 Sep 2022
Franklin Cary Salisbury Jr. Director Mixed 25 May 2022
Yue Alexander Wu Director Mixed 25 May 2022
Wei-Wu He Chairman and CEO, Director, 10%+ Owner Mixed 13 Jun 2022
James Huang Director Mixed 06 Sep 2022
Quan Zhou Director Mixed 25 May 2022

Recent insider transactions for CASI Pharmaceuticals, Inc (DE)

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
No insider transactions were found in the last 12 months for this issuer.
* marks a reported price that did not pass the local price check.
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