SEC ownership of DSS, INC.

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0000771999.

Comparable stake leader

Chan Heng Fai Ambrose

Disclosed value leader

Chan Heng Fai Ambrose

Comparable rows

18/22

Latest evidence

31 Mar 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 2 signals
Latest 13D/G holder
Chan Heng Fai Ambrose
Latest parsed ownership date
31 Mar 2026
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0000771999
Issuer location
West Henrietta, NY

Ownership snapshot

Top shareholders of DSS, INC. (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Chan Heng Fai Ambrose
Disclosed value leader
Chan Heng Fai Ambrose
Comparable rows
18/22
Latest evidence
31 Mar 2026
13D/G 3/4/5 13F Lead comparable stake: 68% 4 rows are not safely comparable across share classes. 13D/G row: Chan Heng Fai Ambrose Showing 1-8 of 22 holder rows.

Quick read

Chan Heng Fai Ambrose leads the comparable SEC ownership view at 68%.

18 of 22 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Chan Heng Fai Ambrose's linked filing trail.
Comparable ownership Top 5
Chan Heng Fai Ambrose 68%
VANGUARD CAPITAL MANAGEMENT LLC 0.6%
GEODE CAPITAL MANAGEMENT, LLC 0.56%
RENAISSANCE TECHNOLOGIES LLC 0.38%
BlackRock, Inc. 0.22%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 22 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Chan Heng Fai Ambrose
13D/G 3/4/5
Heng Fai Ambrose Chan · Director, 10%+ Owner
68%
$6,533,386
6,599,380 shares
-$129,372 28 Aug 2025
VANGUARD CAPITAL MANAGEMENT LLC
13F
Company
13F
0.6%
$48,167
58,032 shares
31 Mar 2026
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
0.56%
$45,119
54,351 shares
31 Mar 2026
RENAISSANCE TECHNOLOGIES LLC
13F
Company
13F
0.38%
$30,911
37,242 shares
31 Mar 2026
BlackRock, Inc.
13F
Company
13F
0.22%
$17,411
20,977 shares
31 Mar 2026
CITADEL ADVISORS LLC
13F
Company
13F
0.2%
$16,138
19,443 shares
31 Mar 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
Company
13F
0.12%
$9,872
11,894 shares
31 Mar 2026
TWO SIGMA SECURITIES, LLC
13F
Company
13F
0.11%
$8,436
10,164 shares
31 Mar 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Net insider flow leans to buying over the last 12 months. Net value: +$176,090.

Buys
$176,090
Insiders: 1
Sells
$0
Insiders: 0
Net
+$176,090
Shares: +130,679
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 130,679 Shares: 0
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 0 $0 $0 $0
3-6 0 0 $0 $0 $0
6-9 0 0 $0 $0 $0
9-12 130,679 0 $176,090 $0 +$176,090

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-9 of 9 reporting-owner rows connected to DSS, INC.. Open a relationship link for the CIK-to-CIK filing trail.

Rows
9
Largest Forms 3/4/5 holder
Alset International Ltd
Net 12M change
+$176,090
Latest report
28 Aug 2025
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
Alset International Ltd 10%+ Owner $3,615,449 Mixed 12 Jul 2022
Alset Inc. 10%+ Owner $2,605,362 Mixed 08 Sep 2021
Chan Heng Fai Ambrose Director, 10%+ Owner $1,419,990 +$176,090 +14% Filing P/S 28 Aug 2025
Global BioMedical Pte. Ltd. Former 10% Owner $1,012,980 Mixed 08 Sep 2021
Frank D. Heuszel Chief Executive Officer, Director $171,974 Mixed 10 Apr 2023
Wu William Wai Leung Director Mixed 29 Dec 2023
Sheng Hon Danny Lim Director Mixed 02 Oct 2023
Wong Shui Yeung Director Mixed 08 Jul 2022
Joanne Wong Hiu Pan Director Mixed 11 Jul 2022

Recent insider transactions for DSS, INC.

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
Heng Fai Ambrose Chan DSS Common Stock Sale 14.2% $176,090 $1.35 130,679 1,053,796 28 Aug 2025 Direct
Heng Fai Ambrose Chan DSS Convertible Promissory Note Other 0 $500,000 20 Aug 2025 See footnote
* marks a reported price that did not pass the local price check.
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