Comparable stake leader
Heng Fai Ambrose Chan
SEC ownership of DSS, INC.
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0000771999.
Disclosed value leader
Heng Fai Ambrose Chan
Comparable rows
16/20
Latest evidence
03 Sep 2026
- Public ticker
- DSS on NYSE
- Parsed ownership sources
-
13D/G, 3/4/5, and 13F
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
Heng Fai Ambrose Chan
Ranking: Comparable ownership first, then disclosed value
- Comparable ownership rows
-
16 of 20
Meaning: Rows with safely comparable ownership %
- Latest 13D/G holder
-
Heng Fai Ambrose Chan
Source: Latest parsed Schedule 13D/G stake
- Latest parsed ownership date
-
03 Sep 2026
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0000771999
- Issuer location
- West Henrietta, NY
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
3 signals
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of DSS, INC. (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Heng Fai Ambrose Chan
Disclosed value leader
Heng Fai Ambrose Chan
Comparable rows
16/20
Latest evidence
03 Sep 2026
13D/G
3/4/5
13F
Lead comparable stake: 86%
4 rows are not safely comparable across share classes.
13D/G row: Heng Fai Ambrose Chan
Showing 1-8 of 20 holder rows.
Quick read
Heng Fai Ambrose Chan leads the comparable SEC ownership view at 86%.
16 of 20 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Heng Fai Ambrose Chan's linked filing trail.
Comparable ownership
Top 5
Heng Fai Ambrose Chan
86%
HRT FINANCIAL LP
0.68%
VANGUARD CAPITAL MANAGEMENT LLC
0.19%
UBS Group AG
0.18%
GEODE CAPITAL MANAGEMENT, LLC
0.09%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-8 of 20 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Heng Fai Ambrose Chan |
13D/G
3/4/5
Director, 10%+ Owner
|
86%
|
$13,682,092
26,311,715 shares
|
-$79,316 | 03 Sep 2026 |
| HRT FINANCIAL LP |
13F
Company
|
0.68%
|
$123,000
208,481 shares
|
— | 30 Jun 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC |
13F
Company
|
0.19%
|
$34,239
58,032 shares
|
— | 30 Jun 2026 |
| UBS Group AG |
13F
Company
|
0.18%
|
$32,779
55,558 shares
|
— | 30 Jun 2026 |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
Company
|
0.09%
|
$16,462
27,892 shares
|
— | 30 Jun 2026 |
| RENAISSANCE TECHNOLOGIES LLC |
13F
Company
|
0.09%
|
$15,958
27,048 shares
|
— | 30 Jun 2026 |
| BlackRock, Inc. |
13F
Company
|
0.07%
|
$12,376
20,977 shares
|
— | 30 Jun 2026 |
| XTX Topco Ltd |
13F
Company
|
0.05%
|
$8,451
14,323 shares
|
— | 30 Jun 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Net insider flow leans to selling over the last 12 months. Net value: -$17,919.
Buys
$0
Insiders: 0
Sells
$17,919
Insiders: 1
Net
-$17,919
Shares: -21,852
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 0
Shares: 21,852
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 0 | 21,852 | $0 | $17,919 | -$17,919 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-9 of 9 reporting-owner rows connected to DSS, INC.. Open a relationship link for the CIK-to-CIK filing trail.
Rows
9
Largest Forms 3/4/5 holder
Alset International Ltd
Net 12M change
-$17,919
Latest report
03 Sep 2026
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Alset International Ltd | 10%+ Owner | $3,615,449 | Mixed | 03 Jun 2026 | ||
| Alset Inc. | 10%+ Owner | $2,605,362 | Mixed | 03 Jun 2026 | ||
| Global BioMedical Pte. Ltd. | Former 10% Owner | $1,012,980 | Mixed | 08 Sep 2021 | ||
| Heng Fai Ambrose Chan | Director, 10%+ Owner | $846,194 | -$17,919 | -2.1% | Filing P/S | 03 Sep 2026 |
| Frank D. Heuszel | Chief Executive Officer, Director | $171,974 | Mixed | 10 Apr 2023 | ||
| Lim Sheng Hon Danny | Director | Mixed | 02 Oct 2023 | |||
| Wu Wai William Leung | Director | Mixed | 29 Dec 2023 | |||
| Wong Shui Yeung | Director | Mixed | 08 Jul 2022 | |||
| Joanne Wong Hiu Pan | Director | Mixed | 11 Jul 2022 |
Recent insider transactions for DSS, INC.
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Heng Fai Ambrose Chan | DSS | Common Stock | Sale | -2.07% | $17,919 | $0.8200 | -21,852 | 1,031,944 | 03 Sep 2026 | Direct |
| Chan Heng Fai Ambrose | DSS | Common Stock Purchase Warrant | Other | 16,554,055 | 16,554,055 | 03 Jun 2026 | See footnote | |||
| Chan Heng Fai Ambrose | DSS | Common Stock Purchase Warrant | Other | 16,554,055 | 16,554,055 | 03 Jun 2026 | See footnote | |||
| Heng Fai Ambrose Chan | DSS | Common Stock Purchase Warrant | Other | 16,554,055 | 16,554,055 | 03 Jun 2026 | See footnote | |||
| Chan Heng Fai Ambrose | DSS | Convertible Promissory Note | Other | 0 | $2,450,000 | 03 Jun 2026 | See footnote | |||
| Chan Heng Fai Ambrose | DSS | Convertible Promissory Note | Other | 0 | $2,450,000 | 03 Jun 2026 | See footnote | |||
| Heng Fai Ambrose Chan | DSS | Convertible Promissory Note | Other | 0 | $2,450,000 | 03 Jun 2026 | See footnote |
* marks a reported price that did not pass the local price check.