Comparable stake leader
Jeffrey L. Gendell
SEC ownership of FIRST US BANCSHARES, INC.
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0000717806.
Disclosed value leader
Jeffrey L. Gendell
Comparable rows
0/49
Latest evidence
30 Sep 2026
- Public ticker
- FUSB on Nasdaq
- Parsed ownership sources
-
13F and 3/4/5
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
Jeffrey L. Gendell
Ranking: Comparable ownership first, then disclosed value
- Latest parsed ownership date
-
30 Sep 2026
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0000717806
- Issuer location
- Birmingham, AL
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
1 signal
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of FIRST US BANCSHARES, INC. (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Jeffrey L. Gendell
Disclosed value leader
Jeffrey L. Gendell
Comparable rows
0/49
Latest evidence
30 Sep 2026
13F
3/4/5
Highest disclosed value: $6,577,864
49 rows are not safely comparable across share classes.
Showing 1-8 of 49 holder rows.
Quick read
Jeffrey L. Gendell has the largest disclosed position value at $6.58M.
0 of 49 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Jeffrey L. Gendell's linked filing trail.
Disclosed position value
Top 5
Jeffrey L. Gendell
$6.58M
John C. Gordon
$2.35M
James F. House
$2.11M
VANGUARD CAPITAL MANAGEMENT LLC
$1.76M
Tracy E. Thompson
$1.53M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-8 of 49 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Jeffrey L. Gendell |
13F
Individual
|
—
denominator unverified
|
$6,577,864
397,454 shares
|
— | 30 Jun 2026 |
| John C. Gordon |
3/4/5
Director
|
—
mixed-class rows
|
$2,354,635
184,361 shares
mixed-class rows
|
— | 30 Jan 2025 |
| James F. House |
3/4/5
Chairman, President & CEO, Director
|
—
denominator unverified
|
$2,112,666
151,229 shares
|
— | 09 Feb 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC |
13F
Company
|
—
denominator unverified
|
$1,757,345
106,184 shares
|
— | 30 Jun 2026 |
| Tracy E. Thompson |
3/4/5
Director
|
—
denominator unverified
|
$1,530,287
109,541 shares
|
— | 09 Feb 2026 |
| RENAISSANCE TECHNOLOGIES LLC |
13F
Company
|
—
denominator unverified
|
$1,312,763
79,321 shares
|
— | 30 Jun 2026 |
| Robert S. Briggs |
3/4/5
Director
|
—
mixed-class rows
|
$1,179,984
84,680 shares
mixed-class rows
|
— | 30 Sep 2026 |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
Company
|
—
denominator unverified
|
$970,695
58,636 shares
|
— | 30 Jun 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Net insider flow leans to buying over the last 12 months. Net value: +$272,422.
Buys
$284,872
Insiders: 4
Sells
$12,450
Insiders: 1
Net
+$272,422
Shares: +18,491
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 19,991
Shares: 1,500
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 6,181 | 0 | $101,474 | $0 | +$101,474 |
| 3-6 | 1,000 | 0 | $16,494 | $0 | +$16,494 |
| 6-9 | 1,500 | 1,500 | $12,450 | $12,450 | $0 |
| 9-12 | 11,310 | 0 | $154,454 | $0 | +$154,454 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-20 of 21 reporting-owner rows connected to FIRST US BANCSHARES, INC.. Open a relationship link for the CIK-to-CIK filing trail.
Rows
21
Largest Forms 3/4/5 holder
John C. Gordon
Net 12M change
+$265.71K
Full value: +$265,707 · USD · 12-month changeLatest report
30 Sep 2026
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| John C. Gordon | Director | $2,354,635 | Mixed | 30 Jan 2025 | ||
| James F. House | Chairman, President & CEO, Director | $2,112,666 | Mixed | 09 Feb 2026 | ||
| Tracy E. Thompson | Director | $1,530,287 | Mixed | 09 Feb 2026 | ||
| Robert S. Briggs | Director | $1,179,984 | Mixed | 30 Sep 2026 | ||
| Beverly J. Dozier | SVP,Secr,Ast Trs-FUSB;SVP-Bank | $902,013 | Mixed | 08 Jul 2026 | ||
| David Peter Hale | Director | $589,810 | Mixed | 30 Sep 2026 | ||
| Thomas S. Elley | SEVP,CFO,Trea,Ast Sec-FUSB | $583,786 | Mixed | 08 Jul 2026 | ||
| William C. Mitchell | SEVP-Consumer Lending-Bank | $564,645 | Mixed | 29 Jun 2026 | ||
| Bruce N. Wilson | Director | $485,533 | Mixed | 30 Sep 2026 | ||
| John Lee McPhearson | Director | $328,623 | $0 | 0% | Mixed | 30 Sep 2026 |
| Eric H. Mabowitz | SEVP, CRO, CCO, & CRA Officer | $321,911 | Mixed | 08 Jul 2026 | ||
| Robert C. Field | Director | $308,110 | +$211,516 | +219% | Mixed | 30 Sep 2026 |
| Andrew C. Bearden Jr. | Director | $272,820 | Mixed | 31 Mar 2022 | ||
| Aubrey S. Miller | Director | $207,765 | Mixed | 30 Sep 2026 | ||
| Jack W. Meigs | Director | $196,092 | Mixed | 30 Sep 2026 | ||
| Staci Pierce | Director | $179,133 | +$40,391 | +29% | Filing P/S | 07 Aug 2026 |
| Sheri S. Cook | Director | $138,299 | Mixed | 28 Mar 2024 | ||
| Donna D. Smith | Director | $117,177 | Mixed | 09 Feb 2024 | ||
| Marlene M. McCain | Director | $76,932 | Mixed | 09 Feb 2026 | ||
| Matthew A. Parker | SVP, Corp Controller & PAO | $46,680 | Mixed | 26 Jun 2026 |
Recent insider transactions for FIRST US BANCSHARES, INC.
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Bruce N. Wilson | FUSB | Phantom Stock Units | Award | 0.42% | 83.42 | 19,818 | 30 Sep 2026 | Direct | ||
| Aubrey S. Miller | FUSB | Phantom Stock Units | Award | 8.19% | 57.31 | 757 | 30 Sep 2026 | Direct | ||
| Jack W. Meigs | FUSB | Phantom Stock Units | Award | 0.42% | 26.21 | 6,226 | 30 Sep 2026 | Direct | ||
| John Lee McPhearson | FUSB | Phantom Stock Units | Award | 0.42% | 53.04 | 12,601 | 30 Sep 2026 | Direct | ||
| David Peter Hale | FUSB | Phantom Stock Units | Award | 2.52% | 526 | 21,405 | 30 Sep 2026 | Direct | ||
| Stephen Nathaniel Gordon | FUSB | Phantom Stock Units | Award | 48.4% | 366 | 1,120 | 30 Sep 2026 | Direct | ||
| Robert C. Field | FUSB | Phantom Stock Units | Award | 14.3% | 373 | 2,992 | 30 Sep 2026 | Direct | ||
| Robert S. Briggs | FUSB | Phantom Stock Units | Award | 0.42% | 70.12 | 16,657 | 30 Sep 2026 | Direct | ||
| Robert C. Field | FUSB | Common Stock, $.01 par value | Purchase | 1.71% | $3,915 | $16.45 | 238 | 14,181 | 11 Sep 2026 | By Highland Mortgage, LLC |
| Robert C. Field | FUSB | Common Stock, $.01 par value | Purchase | 5.04% | $11,012 | $16.46 | 669 | 13,943 | 10 Sep 2026 | By Highland Mortgage, LLC |
| Robert C. Field | FUSB | Common Stock, $.01 par value | Purchase | 7.07% | $14,444 | $16.47 | 877 | 13,274 | 09 Sep 2026 | By Highland Mortgage, LLC |
| Robert C. Field | FUSB | Common Stock, $.01 par value | Purchase | 2.34% | $4,677 | $16.47 | 284 | 12,397 | 08 Sep 2026 | By Highland Mortgage, LLC |
| Robert C. Field | FUSB | Common Stock, $.01 par value | Purchase | 0.94% | $1,859 | $16.45 | 113 | 12,113 | 04 Sep 2026 | By Highland Mortgage, LLC |
| Robert C. Field | FUSB | Common Stock, $.01 par value | Purchase | 3.56% | $6,757 | $16.40 | 412 | 12,000 | 03 Sep 2026 | By Highland Mortgage, LLC |
| Robert C. Field | FUSB | Common Stock, $.01 par value | Purchase | 2.55% | $4,723 | $16.40 | 288 | 11,588 | 02 Sep 2026 | By Highland Mortgage, LLC |
| Robert C. Field | FUSB | Common Stock, $.01 par value | Purchase | 41.2% | $54,087 | $16.39 | 3,300 | 11,300 | 01 Sep 2026 | By Highland Mortgage, LLC |
| Staci Pierce | FUSB | Common Stock, $.01 par value | Purchase | 2.31% | $4,045 | $16.51 | 245 | 10,850 | 07 Aug 2026 | Direct |
| Staci Pierce | FUSB | Common Stock, $.01 par value | Purchase | 6.2% | $10,201 | $16.48 | 619 | 10,605 | 04 Aug 2026 | Direct |
| Staci Pierce | FUSB | Common Stock, $.01 par value | Purchase | 1.38% | $2,248 | $16.53 | 136 | 9,986 | 03 Aug 2026 | Direct |
| Eric H. Mabowitz | FUSB | Common Stock, $.01 par value | Tax liability | -32.6% | -9,353 | 19,302 | 08 Jul 2026 | Direct | ||
| Eric H. Mabowitz | FUSB | Common Stock, $.01 par value | Options Exercise | 95.8% | 11,600 | 23,710 | 08 Jul 2026 | Direct | ||
| Eric H. Mabowitz | FUSB | Stock Option (right to buy) | Options Exercise | -100% | -11,600 | 0 | 08 Jul 2026 | Direct | ||
| Beverly J. Dozier | FUSB | Common Stock, $.01 par value | Tax liability | -46.5% | -6,572 | 7,553 | 08 Jul 2026 | Direct | ||
| Beverly J. Dozier | FUSB | Common Stock, $.01 par value | Options Exercise | 321.6% | 8,100 | 10,619 | 08 Jul 2026 | Direct | ||
| Beverly J. Dozier | FUSB | Stock Option (right to buy) | Options Exercise | -100% | -8,100 | 0 | 08 Jul 2026 | Direct | ||
| Thomas S. Elley | FUSB | Common Stock, $.01 par value | Tax liability | -11.4% | -4,924 | 38,156 | 08 Jul 2026 | Direct | ||
| Thomas S. Elley | FUSB | Common Stock, $.01 par value | Options Exercise | 17.1% | 6,300 | 43,080 | 08 Jul 2026 | Direct | ||
| Thomas S. Elley | FUSB | Stock Option (right to buy) | Options Exercise | -100% | -6,300 | 0 | 08 Jul 2026 | Direct | ||
| John Lee McPhearson | FUSB | Phantom Stock Units | Award | 0.42% | 52.61 | 12,548 | 30 Jun 2026 | Direct | ||
| Robert C. Field | FUSB | Phantom Stock Units | Award | 16.5% | 370 | 2,619 | 30 Jun 2026 | Direct | ||
| Robert S. Briggs | FUSB | Phantom Stock Units | Award | 0.42% | 69.55 | 16,587 | 30 Jun 2026 | Direct | ||
| David Peter Hale | FUSB | Phantom Stock Units | Award | 2.56% | 522 | 20,879 | 30 Jun 2026 | Direct | ||
| Jack W. Meigs | FUSB | Phantom Stock Units | Award | 0.42% | 25.99 | 6,200 | 30 Jun 2026 | Direct | ||
| Aubrey S. Miller | FUSB | Phantom Stock Units | Award | 8.85% | 56.84 | 699 | 30 Jun 2026 | Direct | ||
| Bruce N. Wilson | FUSB | Phantom Stock Units | Award | 0.42% | 82.74 | 19,734 | 30 Jun 2026 | Direct | ||
| Stephen Nathaniel Gordon | FUSB | Phantom Stock Units | Award | 92.4% | 363 | 755 | 30 Jun 2026 | Direct | ||
| William C. Mitchell | FUSB | Common Stock, $.01 par value | Tax liability | -36.5% | -14,120 | 24,568 | 29 Jun 2026 | Direct | ||
| William C. Mitchell | FUSB | Common Stock, $.01 par value | Options Exercise | 130.3% | 17,700 | 31,287 | 29 Jun 2026 | Direct | ||
| William C. Mitchell | FUSB | Stock Option (right to buy) | Options Exercise | -100% | -17,700 | 0 | 29 Jun 2026 | Direct | ||
| Matthew A. Parker | FUSB | Common Stock, $.01 par value | Tax liability | -13.4% | -462 | 2,972 | 26 Jun 2026 | Direct | ||
| Matthew A. Parker | FUSB | Common Stock, $.01 par value | Options Exercise | 22.5% | 600 | 3,272 | 26 Jun 2026 | Direct | ||
| Matthew A. Parker | FUSB | Stock Option (right to buy) | Options Exercise | -100% | -600 | 0 | 26 Jun 2026 | Direct | ||
| Thomas S. Elley | FUSB | Common Stock, $.01 par value | Tax liability | -14.5% | -6,220 | 36,780 | 26 Jun 2026 | Direct | ||
| Thomas S. Elley | FUSB | Common Stock, $.01 par value | Options Exercise | 19.4% | 7,000 | 43,000 | 26 Jun 2026 | Direct | ||
| Thomas S. Elley | FUSB | Stock Option (right to buy) | Options Exercise | -100% | -7,000 | 0 | 26 Jun 2026 | Direct | ||
| Bruce N. Wilson | FUSB | Phantom Stock Units | Award | 0.46% | 89.06 | 19,652 | 31 Mar 2026 | Direct | ||
| Aubrey S. Miller | FUSB | Phantom Stock Units | Award | 10.5% | 61.27 | 643 | 31 Mar 2026 | Direct | ||
| Jack W. Meigs | FUSB | Phantom Stock Units | Award | 0.46% | 27.98 | 6,174 | 31 Mar 2026 | Direct | ||
| John Lee McPhearson | FUSB | Phantom Stock Units | Award | 0.46% | 56.63 | 12,495 | 31 Mar 2026 | Direct | ||
| David Peter Hale | FUSB | Phantom Stock Units | Award | 2.84% | 562 | 20,357 | 31 Mar 2026 | Direct |
* marks a reported price that did not pass the local price check.