SEC ownership of ConnectOne Bancorp, Inc.

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0000712771.

Comparable stake leader

BlackRock, Inc.

Disclosed value leader

BlackRock, Inc.

Comparable rows

50/50

Latest evidence

15 Jun 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
50 of 50
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
BlackRock, Inc.
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
15 Jun 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0000712771
Issuer location
Englewood Cliffs, NJ

Ownership snapshot

Top shareholders of ConnectOne Bancorp, Inc. (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
BlackRock, Inc.
Disclosed value leader
BlackRock, Inc.
Comparable rows
50/50
Latest evidence
15 Jun 2026
13F 13D/G 3/4/5 Lead comparable stake: 7.8% 13D/G row: BlackRock, Inc. Showing 1-8 of 50 holder rows.

Quick read

BlackRock, Inc. leads the comparable SEC ownership view at 7.8%.

50 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens BlackRock, Inc.'s linked filing trail.
Comparable ownership Top 5
BlackRock, Inc. 7.8%
WELLINGTON MANAGEMENT GROUP LLP 5.7%
VANGUARD CAPITAL MANAGEMENT LLC 5%
FMR LLC 4.7%
Frank Sorrentino III 1.8%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 50 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
BlackRock, Inc.
13F 13D/G
Company
7.8%
from 13D/G
$124,567,382
4,653,246 shares
31 Mar 2026
WELLINGTON MANAGEMENT GROUP LLP
13F 13D/G
Company
5.7%
from 13D/G
$88,163,327
3,293,363 shares
31 Mar 2026
VANGUARD CAPITAL MANAGEMENT LLC
13D/G 13F
Vanguard Capital Management · Company
5%
$67,337,156
2,515,368 shares
$0 31 Mar 2026
FMR LLC
13D/G 13F
Company
4.7%
$65,854,670
2,341,916 shares
-$24,770,796 31 Mar 2026
Frank Sorrentino III
3/4/5
Chairman & CEO, Director
1.8%
$23,306,433
888,880 shares
25 Mar 2026
Boswell Stephen T.
3/4/5
Director
0.71%
$9,521,306
355,671 shares
+$171,232 01 Jun 2026
Daniel E. Rifkin
3/4/5
Director
0.45%
$5,986,762
223,637 shares
01 Jun 2026
Michael W. Kempner
3/4/5
Director
0.44%
$5,862,483
218,995 shares
01 Jun 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Net insider flow leans to buying over the last 12 months. Net value: +$223,975.

Buys
$267,257
Insiders: 3
Sells
$43,282
Insiders: 1
Net
+$223,975
Shares: +9,791
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 11,491 Shares: 1,700
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 1,100 0 $36,025 $0 +$36,025
3-6 0 0 $0 $0 $0
6-9 0 0 $0 $0 $0
9-12 10,391 1,700 $231,232 $43,282 +$187,950

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-20 of 25 reporting-owner rows connected to ConnectOne Bancorp, Inc.. Open a relationship link for the CIK-to-CIK filing trail.

Rows
25
Largest Forms 3/4/5 holder
Frank Sorrentino III
Net 12M change
+$223,975
Latest report
15 Jun 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
Frank Sorrentino III Chairman & CEO, Director $23,306,433 Mixed 25 Mar 2026
Boswell Stephen T. Director $9,521,306 +$171,232 +1.8% Median 01 Jun 2026
Daniel E. Rifkin Director $5,986,762 Median 01 Jun 2026
Michael W. Kempner Director $5,862,483 Median 01 Jun 2026
Frank Huttle III Director $5,022,640 Mixed 01 Jun 2026
Joseph Parisi Jr. Director $4,165,131 Mixed 01 Jun 2022
Elizabeth Magennis Bank President, Director $3,783,100 Mixed 25 Mar 2026
William S. Burns Senior EVP & CFO $3,596,912 Mixed 25 Mar 2026
Mark Sokolich Director $3,132,918 Median 01 Jun 2026
Frank W. Baier Director $2,951,178 Median 01 Jun 2026
Laura Criscione EVP & Chief Compliance Officer $2,764,111 Mixed 25 Mar 2026
William Thompson Director $2,071,445 Mixed 15 Aug 2023
Nicholas Minoia Director $1,959,970 Median 01 Jun 2026
BECKER CHRISTOPHER Director $1,599,989 Median 01 Jun 2026
Robert Allan Schwartz EVP & General Counsel $1,336,009 Mixed 25 Mar 2026
Peter Quick Director $1,101,717 Median 01 Jun 2026
Christopher J. Ewing EVP & Chief Operations Officer $1,011,355 Mixed 08 May 2023
Katherin Nukk-Freeman Director $738,048 Median 01 Jun 2026
Javitz Joseph T. EVP & Chief Credit Officer $662,774 -$43,282 -6.1% Mixed 25 Mar 2026
Anson M. Moise Director $572,162 +$36,025 +6.7% Filing P/S 15 Jun 2026

Recent insider transactions for ConnectOne Bancorp, Inc.

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
Anson M. Moise CNOB Common Stock Purchase 5.25% $28,543 $33.19 860 17,239 15 Jun 2026 Direct
Anson M. Moise CNOB Common Stock Purchase 0.74% $3,767 $31.39 120 16,379 09 Jun 2026 Direct
Anson M. Moise CNOB Common Stock Purchase 0.74% $3,715 $30.96 120 16,259 08 Jun 2026 Direct
Frank Huttle III CNOB Common Stock Award 2.84% 2,528 91,525 01 Jun 2026 Direct
Mark Sokolich CNOB Common Stock Award 2.21% 2,528 117,031 01 Jun 2026 Direct
Michael W. Kempner CNOB Common Stock Award 1.17% 2,528 218,995 01 Jun 2026 Direct
Becker Christopher CNOB Common Stock Award 4.7% 2,528 56,360 01 Jun 2026 Direct
Katherin Nukk-Freeman CNOB Common Stock Award 11.2% 2,528 25,139 01 Jun 2026 Direct
Peter Quick CNOB Common Stock Award 8.26% 2,528 33,135 01 Jun 2026 Direct
Daniel E. Rifkin CNOB Common Stock Award 1.24% 2,528 206,781 01 Jun 2026 Direct
Susan C. O'Donnell CNOB Common Stock Award 29.7% 2,528 11,051 01 Jun 2026 Direct
Anson M. Moise CNOB Common Stock Award 18.6% 2,528 16,139 01 Jun 2026 Direct
Nicholas Minoia CNOB Common Stock Award 3.58% 2,528 73,215 01 Jun 2026 Direct
Edward J. Haye CNOB Common Stock Award 17.8% 2,528 16,760 01 Jun 2026 Direct
Boswell Stephen T. CNOB Common Stock Award 3.21% 2,528 81,262 01 Jun 2026 Direct
Frank W. Baier CNOB Common Stock Award 2.35% 2,528 110,242 01 Jun 2026 Direct
Mark J. Pappas CNOB Common Stock Award 82.4% 3,507 7,763 25 Mar 2026 Direct
Robert Allan Schwartz CNOB Common Stock Award 22.2% 9,250 50,954 25 Mar 2026 Direct
Steven Primiano CNOB Common Stock Tax liability -5.14% -868 16,031 25 Mar 2026 Direct
Steven Primiano CNOB Common Stock Award 37.3% 5,333 19,628 25 Mar 2026 Direct
Laura Criscione CNOB Common Stock Tax liability -0.95% -970 101,088 25 Mar 2026 Direct
Laura Criscione CNOB Common Stock Award 5.54% 5,492 104,640 25 Mar 2026 Direct
Elizabeth Magennis CNOB Common Stock Tax liability -2.06% -2,774 131,641 25 Mar 2026 Direct
Elizabeth Magennis CNOB Common Stock Award 14.4% 18,190 144,283 25 Mar 2026 Direct
William S. Burns CNOB Common Stock Tax liability -2% -2,578 126,020 25 Mar 2026 Direct
William S. Burns CNOB Common Stock Award 13.5% 16,319 137,182 25 Mar 2026 Direct
Frank Sorrentino III CNOB Common Stock Tax liability -1.93% -11,523 585,869 25 Mar 2026 Direct
Frank Sorrentino III CNOB Common Stock Award 10.2% 58,027 624,691 25 Mar 2026 Direct
Javitz Joseph T. CNOB Common Stock Tax liability -3.75% -842 21,590 25 Mar 2026 Direct
Javitz Joseph T. CNOB Common Stock Award 29.1% 5,702 25,277 25 Mar 2026 Direct
Frank Sorrentino III CNOB Common Stock Tax liability -0.99% -5,752 578,187 23 Mar 2026 Direct
Elizabeth Magennis CNOB Common Stock Tax liability -1.06% -1,385 128,867 23 Mar 2026 Direct
Javitz Joseph T. CNOB Common Stock Tax liability -2.33% -466 19,497 23 Mar 2026 Direct
William S. Burns CNOB Common Stock Tax liability -1.03% -1,288 123,441 23 Mar 2026 Direct
Laura Criscione CNOB Common Stock Tax liability -0.56% -560 100,118 23 Mar 2026 Direct
Mark J. Pappas CNOB Common Stock Tax liability 13.7% 514 4,256 23 Mar 2026 Direct
Steven Primiano CNOB Common Stock Tax liability -3.09% -484 15,163 23 Mar 2026 Direct
Frank Sorrentino III CNOB Common Stock Tax liability -2.69% -16,157 583,939 20 Mar 2026 Direct
Elizabeth Magennis CNOB Common Stock Tax liability -2.97% -3,983 130,252 20 Mar 2026 Direct
Javitz Joseph T. CNOB Common Stock Tax liability -5.59% -1,183 19,963 20 Mar 2026 Direct
William S. Burns CNOB Common Stock Tax liability -2.83% -3,629 124,729 20 Mar 2026 Direct
Laura Criscione CNOB Common Stock Tax liability -1.31% -1,340 100,678 20 Mar 2026 Direct
Robert Allan Schwartz CNOB Common Stock Tax liability -0.44% -186 41,704 20 Mar 2026 Direct
Mark J. Pappas CNOB Common Stock Tax liability -8.45% -440 4,770 20 Mar 2026 Direct
Steven Primiano CNOB Common Stock Tax liability -6.16% -1,028 15,647 20 Mar 2026 Direct
Michael W. Kempner CNOB Common Stock Gift -3.44% -7,707 216,467 17 Mar 2026 Direct
Javitz Joseph T. CNOB Common Stock Sale -7.44% $43,282 $25.46 -1,700 21,146 03 Sep 2025 Direct
Boswell Stephen T. CNOB Common Stock Gift -4.17% -11,700 268,767 13 Aug 2025 See Footnote 2
Boswell Stephen T. CNOB Common Stock Purchase 2.26% $137,857 $22.24 6,200 280,467 01 Aug 2025 See Footnote 1
Boswell Stephen T. CNOB Common Stock Purchase 1.97% $33,375 $22.25 1,500 77,674 01 Aug 2025 Direct
* marks a reported price that did not pass the local price check.
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