Quick Takeaways
- CNOB - ConnectOne Bancorp, Inc. has 25 insiders with reported activity on this page.
- Net insider value flow over the last year: +$187,950.
- Recent transaction rows are available for direct filing-level review.
Insider Transactions Reported by 25 Insiders of ConnectOne Bancorp, Inc.
- Symbol
- CNOB, CNOBP on Nasdaq
- Location
- Englewood Cliffs, NJ
What Changed
- Buy value: $231,232; sell value: $43,282.
- Net share flow: +8,691.
Why This Matters
- This page gives a plain-language issuer insider context before you inspect transaction-level evidence.
- Use the filing links below to verify timestamps, codes, and ownership impacts directly from SEC forms.
Source Evidence
Filed on Form 4
See Original Filing
Issuer insider activity is sourced from SEC Forms 3, 4, and 5.
Insider trading overview
Last 12 monthsNet insider flow leans to buying over the last 12 months. Net value: +$187,950.
Buys
$231,232
Shares: 10,391
Insiders: 2
Sells
$43,282
Shares: 1,700
Insiders: 1
Net
+$187,950
Shares: +8,691
Insiders: 1
| Window (months) | Buy shares | Sell shares | Buy $ | Sell $ | Net $ |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 10,391 | 1,700 | $231,232 | $43,282 | +$187,950 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
ConnectOne Bancorp, Inc. executives and other stock owners filed with the SEC include:
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Frank Sorrentino III | Chairman & CEO, Director | $23,306,433 | Mixed | 25 Mar 2026 | ||
| Boswell Stephen T. | Director | $8,598,669 | +$171,232 | +2% | Mixed | 13 Aug 2025 |
| Michael W. Kempner | Director | $6,173,625 | Mixed | 02 Jun 2025 | ||
| Daniel E. Rifkin | Director | $4,950,629 | Mixed | 02 Jun 2025 | ||
| Frank Huttle III | Director | $4,191,877 | Mixed | 02 Jun 2025 | ||
| Joseph Parisi Jr. | Director | $4,165,131 | Mixed | 01 Jun 2022 | ||
| Elizabeth Magennis | Bank President, Director | $3,783,100 | Mixed | 25 Mar 2026 | ||
| William S. Burns | Senior EVP & CFO | $3,596,912 | Mixed | 25 Mar 2026 | ||
| Laura Criscione | EVP & Chief Compliance Officer | $2,764,111 | Mixed | 25 Mar 2026 | ||
| Mark Sokolich | Director | $2,494,285 | Mixed | 02 Jun 2025 | ||
| Frank W. Baier | Director | $2,411,716 | Mixed | 02 Jun 2025 | ||
| William Thompson | Director | $2,071,445 | Mixed | 15 Aug 2023 | ||
| Nicholas Minoia | Director | $1,561,930 | Mixed | 02 Jun 2025 | ||
| Robert Allan Schwartz | EVP & General Counsel | $1,336,009 | Mixed | 25 Mar 2026 | ||
| BECKER CHRISTOPHER | Director | $1,281,603 | Mixed | 02 Jun 2025 | ||
| Christopher J. Ewing | EVP & Chief Operations Officer | $1,011,355 | Mixed | 08 May 2023 | ||
| Peter Quick | Director | $864,857 | Mixed | 02 Jun 2025 | ||
| Javitz Joseph T. | EVP & Chief Credit Officer | $662,774 | -$43,282 | -6.1% | Mixed | 25 Mar 2026 |
| Katherin Nukk-Freeman | Director | $560,690 | Mixed | 02 Jun 2025 | ||
| Steven Primiano | EVP, Treas.& C Corp DevOfficer | $514,646 | Mixed | 25 Mar 2026 | ||
| Edward J. Haye | Director | $318,654 | Mixed | 02 Jun 2025 | ||
| Anson M. Moise | Director | $304,750 | Mixed | 02 Jun 2025 | ||
| Michael O'Malley | EVP & Chief Risk Officer | $291,191 | Mixed | 22 Mar 2025 | ||
| Mark J. Pappas | EVP & Chief Risk Officer | $203,545 | Mixed | 25 Mar 2026 | ||
| Susan C. O'Donnell | Director | $190,053 | +$60,000 | +46% | Filing P/S | 01 Aug 2025 |
Top shareholders of ConnectOne Bancorp, Inc. (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock, Inc. |
13F
13D/G
|
Company |
7.8%
from 13D/G
|
4,837,581
|
$126,841,366 | — | 31 Dec 2025 | |
| FMR LLC |
13D/G
13F
|
Company |
6.4%
|
3,222,812
|
$79,990,186 | $0 | 30 Jun 2025 | |
| VANGUARD GROUP INC |
13F
|
Company |
5.8%
|
2,914,268
|
$76,412,107 | — | 31 Dec 2025 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
5.6%
|
2,816,307
|
$73,844,047 | — | 31 Dec 2025 | |
| WELLINGTON MANAGEMENT GROUP LLP |
13F
13D/G
|
Company |
5.7%
from 13D/G
|
2,787,747
|
$73,094,726 | — | 31 Dec 2025 | |
| VANGUARD CAPITAL MANAGEMENT LLC |
13D/G
|
Vanguard Capital Management |
5%
|
2,515,368
|
$67,337,156 | $0 | 31 Mar 2026 | |
| STATE STREET CORP |
13F
|
Company |
2.9%
|
1,475,466
|
$38,686,719 | — | 31 Dec 2025 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2.4%
|
1,225,516
|
$32,138,983 | — | 31 Dec 2025 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
2.2%
|
1,124,619
|
$29,487,511 | — | 31 Dec 2025 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.8%
|
913,232
|
$23,944,951 | — | 31 Dec 2025 | |
| AMERICAN CENTURY COMPANIES INC |
13F
|
Company |
1.8%
|
912,486
|
$23,925,383 | — | 31 Dec 2025 | |
| Frank Sorrentino III |
3/4/5
|
Chairman & CEO, Director |
1.8%
|
888,880
|
$23,306,433 | — | 25 Mar 2026 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
1.7%
|
863,983
|
$22,653,634 | — | 31 Dec 2025 | |
| ALGEBRIS (UK) LTD |
13F
|
Company |
1.7%
|
846,865
|
$22,215,189 | — | 31 Dec 2025 | |
| UBS Group AG |
13F
|
Company |
1.4%
|
705,119
|
$18,488,220 | — | 31 Dec 2025 | |
| Stieven Capital Advisors, L.P. |
13F
|
Company |
1.4%
|
698,939
|
$18,326,181 | — | 31 Dec 2025 | |
| SG Americas Securities, LLC |
13F
|
Company |
1.2%
|
599,235
|
$15,712,000 | — | 31 Dec 2025 | |
| Nuveen, LLC |
13F
|
Company |
1.2%
|
596,019
|
$15,627,619 | — | 31 Dec 2025 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
1.1%
|
538,297
|
$14,114,148 | — | 31 Dec 2025 | |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
1.1%
|
530,812
|
$13,917,891 | — | 31 Dec 2025 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.83%
|
415,844
|
$10,903,430 | — | 31 Dec 2025 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.8%
|
400,981
|
$10,513,722 | — | 31 Dec 2025 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.78%
|
393,578
|
$10,319,615 | — | 31 Dec 2025 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.67%
|
336,710
|
$8,828,536 | — | 31 Dec 2025 | |
| Boswell Stephen T. |
3/4/5
|
Director |
0.69%
|
346,441
|
$8,598,669 | +$171,232 | 13 Aug 2025 | |
| Gator Capital Management, LLC |
13F
|
Company |
0.61%
|
308,487
|
$8,088,529 | — | 31 Dec 2025 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0.61%
|
304,871
|
$7,993,718 | — | 31 Dec 2025 | |
| EARNEST PARTNERS LLC |
13F
|
Company |
0.59%
|
296,413
|
$7,771,949 | — | 31 Dec 2025 | |
| MORGAN STANLEY |
13F
|
Company |
0.58%
|
289,545
|
$7,591,919 | — | 31 Dec 2025 | |
| Brevan Howard Capital Management LP |
13F
|
Company |
0.56%
|
283,923
|
$7,444,461 | — | 31 Dec 2025 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.55%
|
276,459
|
$7,248,766 | — | 31 Dec 2025 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
0.52%
|
262,840
|
$6,891,665 | — | 31 Dec 2025 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.48%
|
243,345
|
$6,380,506 | — | 31 Dec 2025 | |
| Michael W. Kempner |
3/4/5
|
Director |
0.43%
|
216,467
|
$6,173,625 | — | 02 Jun 2025 | |
| BANC FUNDS CO LLC |
13F
|
Company |
0.45%
|
227,795
|
$5,972,785 | — | 31 Dec 2025 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
0.45%
|
225,017
|
$5,899,946 | — | 31 Dec 2025 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.43%
|
217,920
|
$5,713,850 | — | 31 Dec 2025 | |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
|
Company |
0.43%
|
216,819
|
$5,684,994 | — | 31 Dec 2025 | |
| Empowered Funds, LLC |
13F
|
Company |
0.42%
|
212,496
|
$5,571,645 | — | 31 Dec 2025 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.41%
|
207,094
|
$5,430,005 | — | 31 Dec 2025 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.41%
|
206,802
|
$5,422,335 | — | 31 Dec 2025 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.38%
|
191,832
|
$5,029,837 | — | 31 Dec 2025 | |
| Daniel E. Rifkin |
3/4/5
|
Director |
0.44%
|
221,109
|
$4,950,629 | — | 02 Jun 2025 | |
| RAYMOND JAMES FINANCIAL INC |
13F
|
Company |
0.37%
|
184,726
|
$4,843,516 | — | 31 Dec 2025 | |
| BW Gestao de Investimentos Ltda. |
13F
|
Company |
0.32%
|
162,500
|
$4,260,750 | — | 31 Dec 2025 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
0.32%
|
160,601
|
$4,210,958 | — | 31 Dec 2025 | |
| Frank Huttle III |
3/4/5
|
Director |
0.37%
|
187,221
|
$4,191,877 | — | 02 Jun 2025 | |
| Joseph Parisi Jr. |
3/4/5
|
Director |
—
class O/S missing
|
219,826
|
$4,165,131 | — | 01 Jun 2022 | |
| VOYA INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.3%
|
149,800
|
$3,927,756 | — | 31 Dec 2025 | |
| HENNESSY ADVISORS INC |
13F
|
Company |
0.29%
|
145,000
|
$3,801,900 | — | 31 Dec 2025 |
Recent Insider Transactions by Companies or Individuals for ConnectOne Bancorp, Inc.
Showing up to 300 most recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | Value $ | * Price $ | Shares | Shares Owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Mark J. Pappas | CNOB | Common Stock | Award | 82.4% | 3,507 | 7,763 | 25 Mar 2026 | Direct | ||
| Robert Allan Schwartz | CNOB | Common Stock | Award | 22.2% | 9,250 | 50,954 | 25 Mar 2026 | Direct | ||
| Steven Primiano | CNOB | Common Stock | Tax liability | -5.14% | -868 | 16,031 | 25 Mar 2026 | Direct | ||
| Steven Primiano | CNOB | Common Stock | Award | 37.3% | 5,333 | 19,628 | 25 Mar 2026 | Direct | ||
| Laura Criscione | CNOB | Common Stock | Tax liability | -0.95% | -970 | 101,088 | 25 Mar 2026 | Direct | ||
| Laura Criscione | CNOB | Common Stock | Award | 5.54% | 5,492 | 104,640 | 25 Mar 2026 | Direct | ||
| Elizabeth Magennis | CNOB | Common Stock | Tax liability | -2.06% | -2,774 | 131,641 | 25 Mar 2026 | Direct | ||
| Elizabeth Magennis | CNOB | Common Stock | Award | 14.4% | 18,190 | 144,283 | 25 Mar 2026 | Direct | ||
| William S. Burns | CNOB | Common Stock | Tax liability | -2% | -2,578 | 126,020 | 25 Mar 2026 | Direct | ||
| William S. Burns | CNOB | Common Stock | Award | 13.5% | 16,319 | 137,182 | 25 Mar 2026 | Direct | ||
| Frank Sorrentino III | CNOB | Common Stock | Tax liability | -1.93% | -11,523 | 585,869 | 25 Mar 2026 | Direct | ||
| Frank Sorrentino III | CNOB | Common Stock | Award | 10.2% | 58,027 | 624,691 | 25 Mar 2026 | Direct | ||
| Javitz Joseph T. | CNOB | Common Stock | Tax liability | -3.75% | -842 | 21,590 | 25 Mar 2026 | Direct | ||
| Javitz Joseph T. | CNOB | Common Stock | Award | 29.1% | 5,702 | 25,277 | 25 Mar 2026 | Direct | ||
| Frank Sorrentino III | CNOB | Common Stock | Tax liability | -0.99% | -5,752 | 578,187 | 23 Mar 2026 | Direct | ||
| Elizabeth Magennis | CNOB | Common Stock | Tax liability | -1.06% | -1,385 | 128,867 | 23 Mar 2026 | Direct | ||
| Javitz Joseph T. | CNOB | Common Stock | Tax liability | -2.33% | -466 | 19,497 | 23 Mar 2026 | Direct | ||
| William S. Burns | CNOB | Common Stock | Tax liability | -1.03% | -1,288 | 123,441 | 23 Mar 2026 | Direct | ||
| Laura Criscione | CNOB | Common Stock | Tax liability | -0.56% | -560 | 100,118 | 23 Mar 2026 | Direct | ||
| Mark J. Pappas | CNOB | Common Stock | Tax liability | 13.7% | 514 | 4,256 | 23 Mar 2026 | Direct | ||
| Steven Primiano | CNOB | Common Stock | Tax liability | -3.09% | -484 | 15,163 | 23 Mar 2026 | Direct | ||
| Frank Sorrentino III | CNOB | Common Stock | Tax liability | -2.69% | -16,157 | 583,939 | 20 Mar 2026 | Direct | ||
| Elizabeth Magennis | CNOB | Common Stock | Tax liability | -2.97% | -3,983 | 130,252 | 20 Mar 2026 | Direct | ||
| Javitz Joseph T. | CNOB | Common Stock | Tax liability | -5.59% | -1,183 | 19,963 | 20 Mar 2026 | Direct | ||
| William S. Burns | CNOB | Common Stock | Tax liability | -2.83% | -3,629 | 124,729 | 20 Mar 2026 | Direct | ||
| Laura Criscione | CNOB | Common Stock | Tax liability | -1.31% | -1,340 | 100,678 | 20 Mar 2026 | Direct | ||
| Robert Allan Schwartz | CNOB | Common Stock | Tax liability | -0.44% | -186 | 41,704 | 20 Mar 2026 | Direct | ||
| Mark J. Pappas | CNOB | Common Stock | Tax liability | -8.45% | -440 | 4,770 | 20 Mar 2026 | Direct | ||
| Steven Primiano | CNOB | Common Stock | Tax liability | -6.16% | -1,028 | 15,647 | 20 Mar 2026 | Direct | ||
| Michael W. Kempner | CNOB | Common Stock | Gift | -3.44% | -7,707 | 216,467 | 17 Mar 2026 | Direct | ||
| Javitz Joseph T. | CNOB | Common Stock | Sale | -7.44% | $43,282 | $25.46 | -1,700 | 21,146 | 03 Sep 2025 | Direct |
| Boswell Stephen T. | CNOB | Common Stock | Gift | -4.17% | -11,700 | 268,767 | 13 Aug 2025 | See Footnote 2 | ||
| Boswell Stephen T. | CNOB | Common Stock | Purchase | 2.26% | $137,857 | $22.24 | 6,200 | 280,467 | 01 Aug 2025 | See Footnote 1 |
| Boswell Stephen T. | CNOB | Common Stock | Purchase | 1.97% | $33,375 | $22.25 | 1,500 | 77,674 | 01 Aug 2025 | Direct |
| Susan C. O'Donnell | CNOB | Common Stock | Purchase | 46.1% | $60,000 | $22.30 | 2,691 | 8,523 | 01 Aug 2025 | Direct |
| Robert Allan Schwartz | CNOB | Common Stock | Award | 2.74% | 1,116 | 41,780 | 12 Jun 2025 | Direct | ||
| Frank Huttle III | CNOB | Common Stock | Award | 3.02% | 2,613 | 88,997 | 02 Jun 2025 | Direct | ||
| Michael W. Kempner | CNOB | Common Stock | Award | 0.93% | 2,613 | 282,170 | 02 Jun 2025 | Direct | ||
| Mark Sokolich | CNOB | Common Stock | Award | 2.4% | 2,613 | 111,402 | 02 Jun 2025 | Direct | ||
| Katherin Nukk-Freeman | CNOB | Common Stock | Award | 13.1% | 2,613 | 22,611 | 02 Jun 2025 | Direct | ||
| Peter Quick | CNOB | Common Stock | Award | 9.33% | 2,613 | 30,607 | 02 Jun 2025 | Direct | ||
| Susan C. O'Donnell | CNOB | Common Stock | Award | 81.2% | 2,613 | 5,832 | 02 Jun 2025 | Direct | ||
| Edward J. Haye | CNOB | Common Stock | Award | 22.5% | 2,613 | 14,232 | 02 Jun 2025 | Direct | ||
| Becker Christopher | CNOB | Common Stock | Award | 5.1% | 2,613 | 53,832 | 02 Jun 2025 | Direct | ||
| Daniel E. Rifkin | CNOB | Common Stock | Award | 1.3% | 2,613 | 204,253 | 02 Jun 2025 | Direct | ||
| Nicholas Minoia | CNOB | Common Stock | Award | 3.89% | 2,613 | 69,760 | 02 Jun 2025 | Direct | ||
| Boswell Stephen T. | CNOB | Common Stock | Award | 3.55% | 2,613 | 76,174 | 02 Jun 2025 | Direct | ||
| Frank W. Baier | CNOB | Common Stock | Award | 2.49% | 2,613 | 107,714 | 02 Jun 2025 | Direct | ||
| Anson M. Moise | CNOB | Common Stock | Award | 23.8% | 2,613 | 13,611 | 02 Jun 2025 | Direct | ||
| Peter Quick | CNOB | Common Stock | Award | 258 | 258 | 01 Jun 2025 | By Trust |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.