Key facts
- CNOB - ConnectOne Bancorp, Inc. has 25 insiders with reported activity on this page.
- Net insider value flow over the last year: +$187,950.
- Recent transaction rows are available for direct filing-level review.
Insider Transactions Reported by 25 Insiders of ConnectOne Bancorp, Inc.
- Symbol
- CNOB, CNOBP on Nasdaq
- Location
- Englewood Cliffs, NJ
Change
- Buy value: $231,232; sell value: $43,282.
- Net share flow: +8,691.
Research use
- This page gives a plain-language issuer insider context before you inspect transaction-level evidence.
- Use the filing links below to verify timestamps, codes, and ownership impacts directly from SEC forms.
Evidence
Filed on Form 4
See Original Filing
Issuer insider activity is sourced from SEC Forms 3, 4, and 5.
Insider trading overview
Last 12 monthsNet insider flow leans to buying over the last 12 months. Net value: +$187,950.
Buys
$231,232
Shares: 10,391
Insiders: 2
Sells
$43,282
Shares: 1,700
Insiders: 1
Net
+$187,950
Shares: +8,691
Insiders: 1
| Window (months) | Buy shares | Sell shares | Buy $ | Sell $ | Net $ |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 1,700 | $0 | $43,282 | -$43,282 |
| 9-12 | 10,391 | 0 | $231,232 | $0 | +$231,232 |
ConnectOne Bancorp, Inc. executives and other stock owners filed with the SEC include:
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Frank Sorrentino III | Chairman & CEO, Director | $23,306,433 | Mixed | 25 Mar 2026 | ||
| Boswell Stephen T. | Director | $8,598,669 | +$171,232 | +2% | Mixed | 13 Aug 2025 |
| Michael W. Kempner | Director | $6,173,625 | Mixed | 02 Jun 2025 | ||
| Daniel E. Rifkin | Director | $4,950,629 | Mixed | 02 Jun 2025 | ||
| Frank Huttle III | Director | $4,191,877 | Mixed | 02 Jun 2025 | ||
| Joseph Parisi Jr. | Director | $4,165,131 | Mixed | 01 Jun 2022 | ||
| Elizabeth Magennis | Bank President, Director | $3,783,100 | Mixed | 25 Mar 2026 | ||
| William S. Burns | Senior EVP & CFO | $3,596,912 | Mixed | 25 Mar 2026 | ||
| Laura Criscione | EVP & Chief Compliance Officer | $2,764,111 | Mixed | 25 Mar 2026 | ||
| Mark Sokolich | Director | $2,494,285 | Mixed | 02 Jun 2025 | ||
| Frank W. Baier | Director | $2,411,716 | Mixed | 02 Jun 2025 | ||
| William Thompson | Director | $2,071,445 | Mixed | 15 Aug 2023 | ||
| Nicholas Minoia | Director | $1,561,930 | Mixed | 02 Jun 2025 | ||
| Robert Allan Schwartz | EVP & General Counsel | $1,336,009 | Mixed | 25 Mar 2026 | ||
| BECKER CHRISTOPHER | Director | $1,281,603 | Mixed | 02 Jun 2025 | ||
| Christopher J. Ewing | EVP & Chief Operations Officer | $1,011,355 | Mixed | 08 May 2023 | ||
| Peter Quick | Director | $864,857 | Mixed | 02 Jun 2025 | ||
| Javitz Joseph T. | EVP & Chief Credit Officer | $662,774 | -$43,282 | -6.1% | Mixed | 25 Mar 2026 |
| Katherin Nukk-Freeman | Director | $560,690 | Mixed | 02 Jun 2025 | ||
| Steven Primiano | EVP, Treas.& C Corp DevOfficer | $514,646 | Mixed | 25 Mar 2026 | ||
| Edward J. Haye | Director | $318,654 | Mixed | 02 Jun 2025 | ||
| Anson M. Moise | Director | $304,750 | Mixed | 02 Jun 2025 | ||
| Michael O'Malley | EVP & Chief Risk Officer | $291,191 | Mixed | 22 Mar 2025 | ||
| Mark J. Pappas | EVP & Chief Risk Officer | $203,545 | Mixed | 25 Mar 2026 | ||
| Susan C. O'Donnell | Director | $190,053 | +$60,000 | +46% | Filing P/S | 01 Aug 2025 |
Top shareholders of ConnectOne Bancorp, Inc. (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock, Inc. |
13F
13D/G
|
Company |
7.8%
from 13D/G
|
4,653,246
|
$124,567,382 | — | 31 Mar 2026 | |
| WELLINGTON MANAGEMENT GROUP LLP |
13F
13D/G
|
Company |
5.7%
from 13D/G
|
3,293,363
|
$88,163,327 | — | 31 Mar 2026 | |
| VANGUARD CAPITAL MANAGEMENT LLC |
13D/G
13F
|
Vanguard Capital Management · Company |
5%
|
2,515,368
|
$67,337,156 | $0 | 31 Mar 2026 | |
| FMR LLC |
13D/G
13F
|
Company |
4.7%
|
2,341,916
|
$65,854,670 | -$24,770,796 | 31 Mar 2026 | |
| Frank Sorrentino III |
3/4/5
|
Chairman & CEO, Director |
1.8%
|
888,880
|
$23,306,433 | — | 25 Mar 2026 | |
| Boswell Stephen T. |
3/4/5
|
Director |
0.7%
|
346,441
|
$8,598,669 | +$171,232 | 13 Aug 2025 | |
| Daniel E. Rifkin |
3/4/5
|
Director |
0.44%
|
221,109
|
$4,950,629 | — | 02 Jun 2025 | |
| Michael W. Kempner |
3/4/5
|
Director |
0.43%
|
216,467
|
$6,173,625 | — | 02 Jun 2025 | |
| Frank Huttle III |
3/4/5
|
Director |
0.38%
|
187,221
|
$4,191,877 | — | 02 Jun 2025 | |
| Elizabeth Magennis |
3/4/5
|
Bank President, Director |
0.29%
|
144,283
|
$3,783,100 | — | 25 Mar 2026 | |
| William S. Burns |
3/4/5
|
Senior EVP & CFO |
0.28%
|
137,182
|
$3,596,912 | — | 25 Mar 2026 | |
| Mark Sokolich |
3/4/5
|
Director |
0.22%
|
111,402
|
$2,494,285 | — | 02 Jun 2025 | |
| Frank W. Baier |
3/4/5
|
Director |
0.22%
|
107,714
|
$2,411,716 | — | 02 Jun 2025 | |
| Laura Criscione |
3/4/5
|
EVP & Chief Compliance Officer |
0.21%
|
105,420
|
$2,764,111 | — | 25 Mar 2026 | |
| Nicholas Minoia |
3/4/5
|
Director |
0.14%
|
69,760
|
$1,561,930 | — | 02 Jun 2025 | |
| BECKER CHRISTOPHER |
3/4/5
|
Director |
0.11%
|
57,240
|
$1,281,603 | — | 02 Jun 2025 | |
| Robert Allan Schwartz |
3/4/5
|
EVP & General Counsel |
0.1%
|
50,954
|
$1,336,009 | — | 25 Mar 2026 | |
| Peter Quick |
3/4/5
|
Director |
0.08%
|
38,627
|
$864,857 | — | 02 Jun 2025 | |
| Javitz Joseph T. |
3/4/5
|
EVP & Chief Credit Officer |
0.05%
|
25,277
|
$662,774 | -$43,282 | 25 Mar 2026 | |
| Katherin Nukk-Freeman |
3/4/5
|
Director |
0.05%
|
25,042
|
$560,690 | — | 02 Jun 2025 | |
| Steven Primiano |
3/4/5
|
EVP, Treas.& C Corp DevOfficer |
0.04%
|
19,628
|
$514,646 | — | 25 Mar 2026 | |
| Edward J. Haye |
3/4/5
|
Director |
0.03%
|
14,232
|
$318,654 | — | 02 Jun 2025 | |
| Anson M. Moise |
3/4/5
|
Director |
0.03%
|
13,611
|
$304,750 | — | 02 Jun 2025 | |
| Susan C. O'Donnell |
3/4/5
|
Director |
0.02%
|
8,523
|
$190,053 | +$60,000 | 01 Aug 2025 | |
| Mark J. Pappas |
3/4/5
|
EVP & Chief Risk Officer |
0.02%
|
7,763
|
$203,545 | — | 25 Mar 2026 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
5.7%
|
2,853,964
|
$76,399,743 | — | 31 Mar 2026 | |
| STATE STREET CORP |
13F
|
Company |
3.1%
|
1,547,229
|
$41,419,320 | — | 31 Mar 2026 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
2.5%
|
1,265,573
|
$33,879,390 | — | 31 Mar 2026 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2.5%
|
1,248,487
|
$33,428,501 | — | 31 Mar 2026 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
2%
|
1,007,616
|
$26,973,880 | — | 31 Mar 2026 | |
| AMERICAN CENTURY COMPANIES INC |
13F
|
Company |
1.9%
|
924,771
|
$24,756,120 | — | 31 Mar 2026 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.9%
|
922,378
|
$24,692,058 | — | 31 Mar 2026 | |
| ALGEBRIS (UK) LTD |
13F
|
Company |
1.7%
|
859,926
|
$22,982,250 | — | 31 Mar 2026 | |
| NOMURA ASSET MANAGEMENT INTERNATIONAL INC. |
13F
|
Company |
1.7%
|
830,067
|
$22,221,000 | — | 31 Mar 2026 | |
| Stieven Capital Advisors, L.P. |
13F
|
Company |
1.4%
|
721,639
|
$19,318,276 | — | 31 Mar 2026 | |
| Nuveen, LLC |
13F
|
Company |
1.2%
|
598,692
|
$16,026,985 | — | 31 Mar 2026 | |
| Boston Partners |
13F
|
Company |
1.1%
|
567,747
|
$15,225,665 | — | 31 Mar 2026 | |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
1%
|
516,892
|
$13,837,199 | — | 31 Mar 2026 | |
| UBS Group AG |
13F
|
Company |
0.86%
|
426,298
|
$11,411,997 | — | 31 Mar 2026 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.83%
|
415,448
|
$11,121,543 | — | 31 Mar 2026 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.82%
|
407,619
|
$10,911,961 | — | 31 Mar 2026 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.81%
|
401,238
|
$10,741,141 | — | 31 Mar 2026 | |
| Gator Capital Management, LLC |
13F
|
Company |
0.8%
|
396,837
|
$10,623,326 | — | 31 Mar 2026 | |
| VANGUARD PORTFOLIO MANAGEMENT LLC |
13F
|
Company |
0.78%
|
388,121
|
$10,389,999 | — | 31 Mar 2026 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.71%
|
353,532
|
$9,304,962 | — | 31 Mar 2026 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.7%
|
347,265
|
$9,296,284 | — | 31 Mar 2026 | |
| VANGUARD FIDUCIARY TRUST CO |
13F
|
Company |
0.65%
|
324,579
|
$8,688,980 | — | 31 Mar 2026 | |
| BANC FUNDS CO LLC |
13F
|
Company |
0.62%
|
310,195
|
$8,303,920 | — | 31 Mar 2026 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0.6%
|
300,538
|
$8,045,402 | — | 31 Mar 2026 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.58%
|
290,905
|
$7,787,527 | — | 31 Mar 2026 |
Recent Insider Transactions by Companies or Individuals for ConnectOne Bancorp, Inc.
Showing up to 300 most recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | Value $ | * Price $ | Shares | Shares Owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Mark J. Pappas | CNOB | Common Stock | Award | 82.4% | 3,507 | 7,763 | 25 Mar 2026 | Direct | ||
| Robert Allan Schwartz | CNOB | Common Stock | Award | 22.2% | 9,250 | 50,954 | 25 Mar 2026 | Direct | ||
| Steven Primiano | CNOB | Common Stock | Tax liability | -5.14% | -868 | 16,031 | 25 Mar 2026 | Direct | ||
| Steven Primiano | CNOB | Common Stock | Award | 37.3% | 5,333 | 19,628 | 25 Mar 2026 | Direct | ||
| Laura Criscione | CNOB | Common Stock | Tax liability | -0.95% | -970 | 101,088 | 25 Mar 2026 | Direct | ||
| Laura Criscione | CNOB | Common Stock | Award | 5.54% | 5,492 | 104,640 | 25 Mar 2026 | Direct | ||
| Elizabeth Magennis | CNOB | Common Stock | Tax liability | -2.06% | -2,774 | 131,641 | 25 Mar 2026 | Direct | ||
| Elizabeth Magennis | CNOB | Common Stock | Award | 14.4% | 18,190 | 144,283 | 25 Mar 2026 | Direct | ||
| William S. Burns | CNOB | Common Stock | Tax liability | -2% | -2,578 | 126,020 | 25 Mar 2026 | Direct | ||
| William S. Burns | CNOB | Common Stock | Award | 13.5% | 16,319 | 137,182 | 25 Mar 2026 | Direct | ||
| Frank Sorrentino III | CNOB | Common Stock | Tax liability | -1.93% | -11,523 | 585,869 | 25 Mar 2026 | Direct | ||
| Frank Sorrentino III | CNOB | Common Stock | Award | 10.2% | 58,027 | 624,691 | 25 Mar 2026 | Direct | ||
| Javitz Joseph T. | CNOB | Common Stock | Tax liability | -3.75% | -842 | 21,590 | 25 Mar 2026 | Direct | ||
| Javitz Joseph T. | CNOB | Common Stock | Award | 29.1% | 5,702 | 25,277 | 25 Mar 2026 | Direct | ||
| Frank Sorrentino III | CNOB | Common Stock | Tax liability | -0.99% | -5,752 | 578,187 | 23 Mar 2026 | Direct | ||
| Elizabeth Magennis | CNOB | Common Stock | Tax liability | -1.06% | -1,385 | 128,867 | 23 Mar 2026 | Direct | ||
| Javitz Joseph T. | CNOB | Common Stock | Tax liability | -2.33% | -466 | 19,497 | 23 Mar 2026 | Direct | ||
| William S. Burns | CNOB | Common Stock | Tax liability | -1.03% | -1,288 | 123,441 | 23 Mar 2026 | Direct | ||
| Laura Criscione | CNOB | Common Stock | Tax liability | -0.56% | -560 | 100,118 | 23 Mar 2026 | Direct | ||
| Mark J. Pappas | CNOB | Common Stock | Tax liability | 13.7% | 514 | 4,256 | 23 Mar 2026 | Direct | ||
| Steven Primiano | CNOB | Common Stock | Tax liability | -3.09% | -484 | 15,163 | 23 Mar 2026 | Direct | ||
| Frank Sorrentino III | CNOB | Common Stock | Tax liability | -2.69% | -16,157 | 583,939 | 20 Mar 2026 | Direct | ||
| Elizabeth Magennis | CNOB | Common Stock | Tax liability | -2.97% | -3,983 | 130,252 | 20 Mar 2026 | Direct | ||
| Javitz Joseph T. | CNOB | Common Stock | Tax liability | -5.59% | -1,183 | 19,963 | 20 Mar 2026 | Direct | ||
| William S. Burns | CNOB | Common Stock | Tax liability | -2.83% | -3,629 | 124,729 | 20 Mar 2026 | Direct | ||
| Laura Criscione | CNOB | Common Stock | Tax liability | -1.31% | -1,340 | 100,678 | 20 Mar 2026 | Direct | ||
| Robert Allan Schwartz | CNOB | Common Stock | Tax liability | -0.44% | -186 | 41,704 | 20 Mar 2026 | Direct | ||
| Mark J. Pappas | CNOB | Common Stock | Tax liability | -8.45% | -440 | 4,770 | 20 Mar 2026 | Direct | ||
| Steven Primiano | CNOB | Common Stock | Tax liability | -6.16% | -1,028 | 15,647 | 20 Mar 2026 | Direct | ||
| Michael W. Kempner | CNOB | Common Stock | Gift | -3.44% | -7,707 | 216,467 | 17 Mar 2026 | Direct | ||
| Javitz Joseph T. | CNOB | Common Stock | Sale | -7.44% | $43,282 | $25.46 | -1,700 | 21,146 | 03 Sep 2025 | Direct |
| Boswell Stephen T. | CNOB | Common Stock | Gift | -4.17% | -11,700 | 268,767 | 13 Aug 2025 | See Footnote 2 | ||
| Boswell Stephen T. | CNOB | Common Stock | Purchase | 2.26% | $137,857 | $22.24 | 6,200 | 280,467 | 01 Aug 2025 | See Footnote 1 |
| Boswell Stephen T. | CNOB | Common Stock | Purchase | 1.97% | $33,375 | $22.25 | 1,500 | 77,674 | 01 Aug 2025 | Direct |
| Susan C. O'Donnell | CNOB | Common Stock | Purchase | 46.1% | $60,000 | $22.30 | 2,691 | 8,523 | 01 Aug 2025 | Direct |
| Robert Allan Schwartz | CNOB | Common Stock | Award | 2.74% | 1,116 | 41,780 | 12 Jun 2025 | Direct | ||
| Frank Huttle III | CNOB | Common Stock | Award | 3.02% | 2,613 | 88,997 | 02 Jun 2025 | Direct | ||
| Michael W. Kempner | CNOB | Common Stock | Award | 0.93% | 2,613 | 282,170 | 02 Jun 2025 | Direct | ||
| Mark Sokolich | CNOB | Common Stock | Award | 2.4% | 2,613 | 111,402 | 02 Jun 2025 | Direct | ||
| Katherin Nukk-Freeman | CNOB | Common Stock | Award | 13.1% | 2,613 | 22,611 | 02 Jun 2025 | Direct | ||
| Peter Quick | CNOB | Common Stock | Award | 9.33% | 2,613 | 30,607 | 02 Jun 2025 | Direct | ||
| Susan C. O'Donnell | CNOB | Common Stock | Award | 81.2% | 2,613 | 5,832 | 02 Jun 2025 | Direct | ||
| Edward J. Haye | CNOB | Common Stock | Award | 22.5% | 2,613 | 14,232 | 02 Jun 2025 | Direct | ||
| Becker Christopher | CNOB | Common Stock | Award | 5.1% | 2,613 | 53,832 | 02 Jun 2025 | Direct | ||
| Daniel E. Rifkin | CNOB | Common Stock | Award | 1.3% | 2,613 | 204,253 | 02 Jun 2025 | Direct | ||
| Nicholas Minoia | CNOB | Common Stock | Award | 3.89% | 2,613 | 69,760 | 02 Jun 2025 | Direct | ||
| Boswell Stephen T. | CNOB | Common Stock | Award | 3.55% | 2,613 | 76,174 | 02 Jun 2025 | Direct | ||
| Frank W. Baier | CNOB | Common Stock | Award | 2.49% | 2,613 | 107,714 | 02 Jun 2025 | Direct | ||
| Anson M. Moise | CNOB | Common Stock | Award | 23.8% | 2,613 | 13,611 | 02 Jun 2025 | Direct | ||
| Peter Quick | CNOB | Common Stock | Award | 258 | 258 | 01 Jun 2025 | By Trust |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.