SEC ownership of QUANTUM CORP /DE/

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0000709283.

Comparable stake leader

Dialectic Technology SPV LLC

Disclosed value leader

Dialectic Technology SPV LLC

Comparable rows

49/50

Latest evidence

04 Jun 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
49 of 50
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
Dialectic Technology SPV LLC
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
04 Jun 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0000709283
Issuer location
San Jose, CA

Ownership snapshot

Top shareholders of QUANTUM CORP /DE/ (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Dialectic Technology SPV LLC
Disclosed value leader
Dialectic Technology SPV LLC
Comparable rows
49/50
Latest evidence
04 Jun 2026
13D/G 3/4/5 13F Lead comparable stake: 40% 1 rows are not safely comparable across share classes. 13D/G row: Dialectic Technology SPV LLC Showing 1-8 of 50 holder rows.

Quick read

Dialectic Technology SPV LLC leads the comparable SEC ownership view at 40%.

49 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Dialectic Technology SPV LLC's linked filing trail.
Comparable ownership Top 5
Dialectic Technology SPV LLC 40%
VANGUARD GROUP INC 5%
Blue Torch Capital LP 2.3%
James J. Lerner 0.26%
Yue Zhou White 0.1%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 50 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Dialectic Technology SPV LLC
13D/G 3/4/5
JOHN FICHTHORN · 10%+ Owner
40%
$151,021,051
16,892,735 shares
+$64,381,473 04 Jun 2026
VANGUARD GROUP INC
13D/G
The Vanguard Group
5%
$2,714,883
242,184 shares
$0 31 Dec 2024
Blue Torch Capital LP
13D/G
2.3%
$1,521,903
135,763 shares
-$3,029,110 13 Feb 2025
James J. Lerner
3/4/5
President & CEO, Director
0.26%
$1,069,550
110,848 shares
21 Apr 2025
Yue Zhou White
3/4/5
Director
0.1%
$401,105
41,139 shares
01 Jan 2026
Don Jaworksi
3/4/5
Director
0.09%
$386,831
39,675 shares
01 Jan 2026
Brian E. Cabrera
3/4/5
SVP Chief Admin Ofcr & Secy
0.07%
$277,267
28,736 shares
21 Apr 2025
John R. Tracy
3/4/5
Director
0.06%
$263,250
27,000 shares
01 Jan 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Net insider flow leans to selling over the last 12 months. Net value: -$42,808.

Buys
$0
Insiders: 0
Sells
$42,808
Insiders: 2
Net
-$42,808
Shares: -4,097
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 0 Shares: 4,097
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 109 $0 $593 -$593
3-6 0 0 $0 $0 $0
6-9 0 3,704 $0 $40,113 -$40,113
9-12 0 284 $0 $2,101 -$2,101

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-20 of 26 reporting-owner rows connected to QUANTUM CORP /DE/. Open a relationship link for the CIK-to-CIK filing trail.

Rows
26
Largest Forms 3/4/5 holder
John A. Fichthorn
Net 12M change
-$42,808
Latest report
04 Jun 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
John A. Fichthorn Director, 10%+ Owner $67,134,201 Median 01 Jun 2026
Dialectic Technology SPV LLC 10%+ Owner $66,996,945 Median 04 Jun 2026
BRC Group Holdings, Inc. 10%+ Owner $2,519,591 Mixed 30 Sep 2021
Hugues Meyrath President & CEO, Director $1,215,825 -$32,309 -2.6% Mixed 01 Apr 2026
James J. Lerner President & CEO, Director $1,069,550 Filing P/S 21 Apr 2025
Kenneth P. Gianella Chief Financial Officer $697,583 Filing P/S 03 Feb 2025
Henk Jan Spanjaard Chief Revenue Officer $531,739 Filing P/S 16 Jan 2025
J. Michael Dodson Senior Vice President, CFO $406,116 Mixed 05 Oct 2022
Yue Zhou White Director $401,105 Mixed 01 Jan 2026
Don Jaworksi Director $386,831 Mixed 01 Jan 2026
Brian E. Cabrera SVP Chief Admin Ofcr & Secy $277,267 Filing P/S 21 Apr 2025
John R. Tracy Director $263,250 Mixed 01 Jan 2026
Lewis W. Moorehead Chief Accounting Officer $240,940 Filing P/S 21 Apr 2025
John Hurley Chief Revenue Officer $159,353 Mixed 05 Sep 2023
William Hillis White Chief Financial Officer $158,000 Mixed 04 Mar 2026
Anthony Craythorne Chief Revenue Officer $146,250 Mixed 01 Apr 2026
Marc E. Rothman Director $138,872 Mixed 01 Sep 2022
Elizabeth King Chief Revenue Officer $133,034 Mixed 07 Jul 2021
James C. Clancy Director $126,750 Mixed 01 Jan 2026
Tony J. Blevins Director $126,750 Mixed 01 Jan 2026

Recent insider transactions for QUANTUM CORP /DE/

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
John A. Fichthorn QMCO Common Stock Award 28% 3,083,975 14,104,620 04 Jun 2026 by Dialectic Technology SPV LLC
John A. Fichthorn QMCO Common Stock Conversion of derivative security 11,020,645 11,020,645 04 Jun 2026 by Dialectic Technology SPV LLC
John A. Fichthorn QMCO Convertible Notes Conversion of derivative security -100% -57,241,228 0 04 Jun 2026 by Dialectic Technology SPV LLC
Dialectic Technology SPV LLC QMCO Common Stock Award 28% 3,083,975 14,104,620 04 Jun 2026 Direct
Dialectic Technology SPV LLC QMCO Common Stock Conversion of derivative security 11,020,645 11,020,645 04 Jun 2026 Direct
Dialectic Technology SPV LLC QMCO Convertible Notes Conversion of derivative security 0 0 04 Jun 2026 Direct
John A. Fichthorn QMCO Warrant (right to buy) Other 105,911 105,911 01 Jun 2026 by Dialectic Technology SPV LLC
Dialectic Technology SPV LLC QMCO Warrant (right to buy) Other 105,911 105,911 01 Jun 2026 Direct
Laura A. Nash QMCO Common Stock Sale -0.98% $593 $5.44 -109 11,030 02 Apr 2026 Direct
Laura A. Nash QMCO Employee Stock Option (right to buy) Award 49,500 49,500 01 Apr 2026 Direct
Anthony Craythorne QMCO Employee Stock Option (right to buy) Award 148,500 148,500 01 Apr 2026 Direct
Hugues Meyrath QMCO Employee Stock Option (right to buy) Award 850,000 850,000 01 Apr 2026 Direct
William Hillis White QMCO Common Stock Award 25,000 25,000 04 Mar 2026 Direct
Anthony Craythorne QMCO Common Stock Award 15,000 15,000 01 Jan 2026 Direct
Hugues Meyrath QMCO Common Stock Award 100.5% 62,500 124,700 01 Jan 2026 Direct
Hugues Meyrath QMCO Employee Stock Option (right to buy) Award 50,000 50,000 01 Jan 2026 Direct
Yue Zhou White QMCO Common Stock Award 41.2% 12,000 41,139 01 Jan 2026 Direct
James C. Clancy QMCO Common Stock Award 1200% 12,000 13,000 01 Jan 2026 Direct
Tony J. Blevins QMCO Common Stock Award 1200% 12,000 13,000 01 Jan 2026 Direct
Don Jaworksi QMCO Common Stock Award 43.4% 12,000 39,675 01 Jan 2026 Direct
John A. Fichthorn QMCO Common Stock Award 78.6% 12,000 27,271 01 Jan 2026 Direct
John R. Tracy QMCO Common Stock Award 80% 12,000 27,000 01 Jan 2026 Direct
John A. Fichthorn QMCO Convertible Notes Other 0 0 18 Dec 2025 by Dialectic Technology SPV LLC
Dialectic Technology SPV LLC QMCO Convertible Notes Other 0 $54,718,114 18 Dec 2025 Direct
James C. Clancy QMCO Common Stock Award 1,000 1,000 01 Nov 2025 Direct
Tony J. Blevins QMCO Common Stock Award 1,000 1,000 01 Nov 2025 Direct
Hugues Meyrath QMCO Common Stock Award 151.8% 37,500 62,200 01 Nov 2025 Direct
Hugues Meyrath QMCO Employee Stock Option (right to buy) Award 50,000 50,000 01 Nov 2025 Direct
Hugues Meyrath QMCO Common Stock Sale -10.8% $32,308 $10.86 -2,975 24,700 02 Oct 2025 Direct
Laura A. Nash QMCO Common Stock Sale -5.2% $6,635 $10.86 -611 11,139 02 Oct 2025 Direct
Laura A. Nash QMCO Common Stock Sale -0.99% $1,169 $9.91 -118 11,750 01 Oct 2025 Direct
Laura A. Nash QMCO Common Stock Award 4.4% 500 11,868 01 Oct 2025 Direct
John A. Fichthorn QMCO Warrant (right to buy) Other 2,653,308 2,653,308 23 Sep 2025 by Dialectic Technology SPV LLC
Laura A. Nash QMCO Common Stock Sale -2.44% $2,101 $7.40 -284 11,368 12 Sep 2025 Direct
* marks a reported price that did not pass the local price check.
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