Mack H. Hicks - 10 Mar 2026 Form 3 Insider Report for Beneficient (BENF)

Reporting relationship: Director, 10%+ Owner
Issuer ticker: BENF
Reported as of: 10 Mar 2026
Net transaction value: $0
SEC form: 3
Accepted by SEC: 20 Apr 2026, 19:01:44 UTC
Prior SEC filing: 08 Jul 2022
Source filing: View source filing
Reporting owner signature: By: /s/ Mack Hicks Name: Mack Hicks

Key filing fact

Mack H. Hicks filed Form 3 for Beneficient (BENF) on 20 Apr 2026.

Key facts

This page summarizes Mack H. Hicks's Form 3 filing for Beneficient (BENF).
0 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 20 Apr 2026, 19:01.

Change

Previous filing in this sequence was filed on 08 Jul 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reporting Owners (2)

CIK 0001413224 Primary reporting owner

Hicks Mack H.

Relationship: Director, 10%+ Owner
Address: 2200 ROSS AVENUE, 50TH FLOOR, DALLAS
Signature: By: /s/ Mack Hicks Name: Mack Hicks
Signature date: 20 Apr 2026

CIK 0001775933

Hicks Holdings Operating LLC

Relationship: Sole Member
Address: 2200 ROSS AVENUE, 50TH FLOOR, DALLAS
Signature: Hicks Holdings Operating, LLC By: /s/ Mack Hicks Name: Mack Hicks Title: Sole Member
Signature date: 20 Apr 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BENF holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 11,560,705
Date: 10 Mar 2026
Ownership: See Footnotes
Footnotes: F1

BENF holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 11,560,705
Date: 10 Mar 2026
Ownership: See Footnotes
Footnotes: F1

BENF holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 149,904
Date: 10 Mar 2026
Ownership: See Footnotes
Footnotes: F2

BENF holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 149,904
Date: 10 Mar 2026
Ownership: See Footnotes
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BENF holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date: 10 Mar 2026
Ownership: See Footnotes
Underlying class: Class A Common Stock
Underlying amount: 2,066
Exercise price
Footnotes: F3, F4

BENF holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date: 10 Mar 2026
Ownership: See Footnotes
Underlying class: Class A Common Stock
Underlying amount: 2,066
Exercise price
Footnotes: F3, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

These shares of Class A common stock, par value $0.001 per share (the "Class A Shares"), of Beneficient (the "Issuer") are held by Hicks Holdings Operating, LLC, a Delaware limited liability company ("Hicks Holdings"). Mack Hicks is the sole member of Hicks Holdings and has the power to vote and direct the disposition of such shares. Mr. Hicks disclaims beneficial ownership of any securities directly held by Hicks Holdings, except to the extent of his pecuniary interest in such securities.

Footnote F2

These Class A Shares of the Issuer are held by HH-BDH, LLC ("HH-BDH"). Hicks Holdings is the sole member of HH-BDH. Mr. Hicks is the sole member of Hicks Holdings and has the power to vote and direct the disposition of such shares. Mr. Hicks disclaims beneficial ownership of any securities directly held by HH-BDH, except to the extent of his pecuniary interest in such securities.

Footnote F3

Each share of Class B common stock, par value $0.001 per share (the "Class B Shares"), of the Issuer is convertible into Class A Shares on a one-for-one basis (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's articles of incorporation. The Class B Shares are convertible on June 7, 2023, and do not expire.

Footnote F4

The Class B Shares are held by Hicks Holdings. Mr. Hicks is the sole member of Hicks Holdings and has the power to vote and direct the disposition of such shares. Mr. Hicks disclaims beneficial ownership of any securities directly held by Hicks Holdings, except to the extent of his pecuniary interest in such securities.

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