Loren Robert W. D. - 14 Apr 2026 Form 4 Insider Report for XCel Brands, Inc. (XELB)

Reporting relationship: CEO and Chairman, Director, 10%+ Owner
Issuer ticker: XELB
Reported as of: 14 Apr 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 15 Apr 2026, 20:35:10 UTC
Prior SEC filing: 03 Mar 2026
Next SEC filing: 22 Apr 2026
Source filing: View source filing
Reporting owner signature: /s/ Robert W. D'Loren

Key filing fact

Loren Robert W. D. filed Form 4 for XCel Brands, Inc. (XELB) on 15 Apr 2026.

Key facts

This page summarizes Loren Robert W. D.'s Form 4 filing for XCel Brands, Inc. (XELB).
3 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 15 Apr 2026, 20:35.

Change

Previous filing in this sequence was filed on 03 Mar 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001086742 Primary reporting owner

D LOREN ROBERT W

Relationship: CEO and Chairman, Director, 10%+ Owner
Address: C/O XCEL BRANDS, INC., 550 SEVENTH AVENUE, NEW YORK
Signature: /s/ Robert W. D'Loren
Signature date: 15 Apr 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

XELB transaction

Common Stock

Award

Transaction value
Shares: +1,742
Change %
Price: $1.44^*
Shares after: 1,742
Date: 14 Apr 2026
Ownership: See Footnote
Footnotes: F2

XELB holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 720,032
Date: 14 Apr 2026
Ownership: Direct

XELB holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 60,731
Date: 14 Apr 2026
Ownership: See Footnote
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

XELB transaction Derivative

Convertible Note

Award

Transaction value
Shares: +40,280
Change %
Price: $50000.00^*
Shares after: 40,280
Date: 14 Apr 2026
Ownership: See Footnote
Underlying class: Common stock
Underlying amount: 40,280
Exercise price: $1.44
Footnotes: F2, F3, F5

XELB transaction Derivative

Convertible Note

Award

Transaction value
Shares: +348,432
Change %
Price: $500000.00^*
Shares after: 348,432
Date: 14 Apr 2026
Ownership: See Footnote
Underlying class: Common stock
Underlying amount: 348,432
Exercise price: $1.44
Footnotes: F2, F4, F6

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Represents shares held by the Irrevocable Trust of Rose Dempsey, of which the reporting person has sole voting and dispositive power.

Footnote F2

Represents securities held by Clearmarkets Capital LLC (d/b/a IPX Capital, LLC), a company controlled by reporting person.

Footnote F3

Represents a $57,803 principal amount secured convertible note of the Issuer with an aggregate principal amount of $50,000.

Footnote F4

Represents a $500,000 principal amount secured convertible note of the Issuer with an aggregate principal amount of $500,000.

Footnote F5

This note becomes convertible following the later of an event of default under the note and the issuer receiving stockholder approval for the issuance of the shares pursuant to the terms of this note in compliance with applicable Nasdaq rules.

Footnote F6

This note becomes convertible upon the company receiving stockholder approval for the issuance of the shares pursuant to the terms of this note in compliance with applicable Nasdaq rules.