Henrique Camossa Saldanha Fragelli - 08 Apr 2026 Form 4 Insider Report for Nu Holdings Ltd. (NU)

Reporting relationship: Chief Risk Officer
Issuer ticker: NU
Reported as of: 08 Apr 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 10 Apr 2026, 17:29:50 UTC
Prior SEC filing: 18 Mar 2026
Next SEC filing: 27 Apr 2026
Source filing: View source filing
Reporting owner signature: /s/ Beatriz Outeiro, attorney-in-fact for Henrique Camossa Saldanha Fragelli

Key filing fact

Henrique Camossa Saldanha Fragelli filed Form 4 for Nu Holdings Ltd. (NU) on 10 Apr 2026.

Key facts

This page summarizes Henrique Camossa Saldanha Fragelli's Form 4 filing for Nu Holdings Ltd. (NU).
4 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 10 Apr 2026, 17:29.

Change

Previous filing in this sequence was filed on 18 Mar 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001973610 Primary reporting owner

Fragelli Henrique Camossa Saldanha

Relationship: Chief Risk Officer
Address: RUA CAPOTE VALENTE, 39, PINHEIROS, SAO PAULO, BRAZIL
Signature: /s/ Beatriz Outeiro, attorney-in-fact for Henrique Camossa Saldanha Fragelli
Signature date: 10 Apr 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NU transaction

Class A ordinary shares ("Class A Shares")

Options Exercise

Transaction value
Shares: +1,767,000
Change %: +76%
Price: $0.2919^*
Shares after: 4,082,190
Date: 08 Apr 2026
Ownership: Direct
Footnotes: F1

NU transaction

Class A Shares

Options Exercise

Transaction value
Shares: +594,450
Change %: +15%
Price: $0.4283^*
Shares after: 4,676,640
Date: 08 Apr 2026
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NU transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value
Shares: -1,767,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 08 Apr 2026
Ownership: Direct
Underlying class: Class A Shares
Underlying amount: 1,767,000
Exercise price: $0.2919

NU transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value
Shares: -594,450
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 08 Apr 2026
Ownership: Direct
Underlying class: Class A Shares
Underlying amount: 594,450
Exercise price: $0.4283

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Figure includes 1,036,545 Class A Ordinary Shares underlying unvested Restricted Share Units (RSUs) associated with prior grant(s). Each RSU represents a contingent right to receive one Class A Ordinary share. These RSUs are subject to the Reporting Person's continued service through the vesting date.