Henrique Camossa Saldanha Fragelli - 18 Mar 2026 Form 3 Insider Report for Nu Holdings Ltd. (NU)

Role
Chief Risk Officer
Signature
/s/ Beatriz Outeiro, attorney-in-fact for Henrique Camossa Saldanha Fragelli
Issuer symbol
NU
Transactions as of
18 Mar 2026
Net transactions value
$0
Form type
3
Filing time
18 Mar 2026, 16:52:42 UTC
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Fragelli Henrique Camossa Saldanha Chief Risk Officer C/O NU HOLDINGS LTD, RUA CAPOTE VALENTE, 39, SAO PAULO, BRAZIL /s/ Beatriz Outeiro, attorney-in-fact for Henrique Camossa Saldanha Fragelli 18 Mar 2026 0001973610

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NU Class A ordinary shares ("Class A Shares") 2,315,190 18 Mar 2026 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NU Employee Stock Option (right to buy) 18 Mar 2026 Class A Shares 1,767,000 $0.2919 Direct F2
holding NU Employee Stock Option (right to buy) 18 Mar 2026 Class A Shares 594,450 $0.4283 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Figure includes 1,036,545 Class A Ordinary Shares underlying unvested Restricted Share Units (RSUs) associated with prior grant(s). Each RSU represents a contingent right to receive one Class A Ordinary share. These RSUs are subject to the Reporting Person's continued service through the vesting date.
F2 The stock option to acquire Class A Shares is fully vested and exercisable.

Remarks:

Exhibit List - Exhibit 24.1 - Power of Attorney