Key facts
- This page summarizes Kim Campbell's Form 4 filing for Athenex, Inc..
- 2 reported transactions and 7 derivative rows are listed below.
- Accepted by SEC: 05 Aug 2021, 17:24.
Kim Campbell - 03 Aug 2021 Form 4 Insider Report for Athenex, Inc.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 03 Aug 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 05 Aug 2021, 17:24:07 UTC
- Prior SEC filing
- 07 May 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Teresa Bair, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Kim Campbell filed Form 4 for Athenex, Inc. on 05 Aug 2021.
Change
- Previous filing in this sequence was filed on 07 May 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ATNXQ
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 10,000
- Date
- 03 Aug 2021
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ATNXQ
transaction
Derivative
Stock Option (Right to Buy)
Award
- Transaction value
- $0
- Shares
- +7,500
- Change %
- Price
- $0.000000
- Shares after
- 7,500
- Date
- 03 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 7,500
- Exercise price
- $3.80
- Footnotes
- F5
ATNXQ
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +7,500
- Change %
- Price
- $0.000000
- Shares after
- 7,500
- Date
- 03 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 7,500
- Exercise price
- Footnotes
- F6, F7
ATNXQ
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 48,000
- Date
- 03 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 48,000
- Exercise price
- $9.00
ATNXQ
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 30,000
- Date
- 03 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 30,000
- Exercise price
- $11.00
- Footnotes
- F1
ATNXQ
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 18,000
- Date
- 03 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 18,000
- Exercise price
- $17.30
- Footnotes
- F2
ATNXQ
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 15,000
- Date
- 03 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 15,000
- Exercise price
- $13.17
- Footnotes
- F3
ATNXQ
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 15,000
- Date
- 03 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 15,000
- Exercise price
- $12.45
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 7 footnotes
Footnote F1
This option vests in four equal annual installments beginning on June 13, 2018.
Footnote F2
This option vests in four equal annual installments beginning on March 27, 2019.
Footnote F3
This option vests in four equal annual installments beginning on February 28, 2020.
Footnote F4
This option vests in four equal annual installments beginning on June 5, 2021.
Footnote F5
This option vests on August 3, 2022.
Footnote F6
Each restricted stock unit represents a contingent right to receive one share of stock.
Footnote F7
The restricted stock units vest on August 3, 2022.