Kim Campbell - 06 May 2021 Form 4 Insider Report for Athenex, Inc.

Role
Director
Signature
/s/ Teresa Bair, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
06 May 2021
Net transactions value
+$7,052
Form type
4
Filing time
07 May 2021, 16:13:48 UTC
Next filing
05 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATNXQ Common Stock Purchase $7,052 +1,750 +21% $4.03* 10,000 06 May 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ATNXQ Stock Option (Right to Buy) 48,000 06 May 2021 Common Stock 48,000 $9.00 Direct
holding ATNXQ Stock Option (Right to Buy) 30,000 06 May 2021 Common Stock 30,000 $11.00 Direct F1
holding ATNXQ Stock Option (Right to Buy) 18,000 06 May 2021 Common Stock 18,000 $17.30 Direct F2
holding ATNXQ Stock Option (Right to Buy) 15,000 06 May 2021 Common Stock 15,000 $13.17 Direct F3
holding ATNXQ Stock Option (Right to Buy) 15,000 06 May 2021 Common Stock 15,000 $12.45 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option vests in four equal annual installments beginning on June 13, 2018.
F2 This option vests in four equal annual installments beginning on March 27, 2019.
F3 This option vests in four equal annual installments beginning on February 28, 2020.
F4 This option vests in four equal annual installments beginning on June 5, 2021.