David J. Matlin - 31 Jul 2025 Form 4 Insider Report for TriSalus Life Sciences, Inc. (TLSI)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
01 Apr 2026, 16:09:16 UTC
Prior SEC filing
27 Jun 2025
Next SEC filing
15 Aug 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Mary Szela, Attorney-in-Fact

Key filing fact

David J. Matlin filed Form 4 for TriSalus Life Sciences, Inc. (TLSI) on 01 Apr 2026.

Key facts

  • This page summarizes David J. Matlin's Form 4 filing for TriSalus Life Sciences, Inc. (TLSI).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 01 Apr 2026, 16:09.

Change

  • Previous filing in this sequence was filed on 27 Jun 2025.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001251956 Primary reporting owner

MATLIN DAVID J

Relationship
Director
Address
6272 W. 91ST AVENUE, WESTMINSTER
Signature
/s/ Mary Szela, Attorney-in-Fact
Signature date
01 Apr 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TLSI transaction

Common Stock

Conversion of derivative security

Transaction value
Shares
+330,000
Change %
+35%
Price
$0.000000*
Shares after
1,271,944
Date
31 Jul 2025
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TLSI transaction Derivative

Series A Preferred Stock

Conversion of derivative security

Transaction value
Shares
-100,000
Change %
-100%
Price
$0.000000*
Shares after
0
Date
31 Jul 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
330,000
Exercise price
$4.00
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Represents shares received upon conversion of the Series A Preferred Stock (the "Preferred Stock") reported in Table II.

Footnote F2

Represents conversion price pursuant to an offer (the "Offer") the Company commenced on June 23, 2025, under which all holders of Preferred Stock could exchange their shares of Preferred Stock for Common Stock equal to the sum of the liquidation preference per share price of $10.00 and all accrued and unpaid dividends per share outstanding through August 10, 2027, divided by a $4.00 conversion price per share.

Footnote F3

On July 31, 2025, all 100,000 shares of Preferred Stock held by the Reporting Person were converted into 330,000 shares of Common Stock pursuant to the Offer.

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