Jim Frankola - 08 Oct 2021 Form 4 Insider Report for Cloudera, Inc.

Reporting relationship: Chief Financial Officer
Issuer ticker: N/A
Reported as of: 08 Oct 2021
Net transaction value: $0
SEC form: 4
Accepted by SEC: 13 Oct 2021, 20:44:54 UTC
Prior SEC filing: 16 Sep 2021
Next SEC filing: 20 Dec 2021
Source filing: View source filing
Reporting owner signature: /s/ Jim Frankola by David Howard, Attorney-in-Fact

Key filing fact

Jim Frankola filed Form 4 for Cloudera, Inc. on 13 Oct 2021.

Key facts

This page summarizes Jim Frankola's Form 4 filing for Cloudera, Inc..
7 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 13 Oct 2021, 20:44.

Change

Previous filing in this sequence was filed on 16 Sep 2021.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CLDR transaction

Common Stock

Gift

Transaction value: $0
Shares: -1,875
Change %: -0.18%
Price: $0.000000
Shares after: 1,047,674
Date: 22 Sep 2021
Ownership: Direct

CLDR transaction

Common Stock

Gift

Transaction value: $0
Shares: -190,000
Change %: -18%
Price: $0.000000
Shares after: 857,674
Date: 04 Oct 2021
Ownership: Direct

CLDR transaction

Common Stock

Options Exercise

Transaction value
Shares: +422,710
Change %: +49%
Price
Shares after: 1,280,384
Date: 08 Oct 2021
Ownership: Direct
Footnotes: F1

CLDR transaction

Common Stock

Options Exercise

Transaction value
Shares: +54,609
Change %: +4.3%
Price
Shares after: 1,334,993
Date: 08 Oct 2021
Ownership: Direct
Footnotes: F1

CLDR transaction

Common Stock

Disposed to Issuer

Transaction value
Shares: -1,334,993
Change %: -100%
Price
Shares after: 0
Date: 08 Oct 2021
Ownership: Direct
Footnotes: F2, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CLDR transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares: -422,710
Change %: -100%
Price
Shares after: 0
Date: 08 Oct 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 422,710
Exercise price
Footnotes: F1

CLDR transaction Derivative

Performance Stock Units

Options Exercise

Transaction value
Shares: -54,609
Change %: -100%
Price
Shares after: 0
Date: 08 Oct 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 54,609
Exercise price
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Jim Frankola is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration").

Footnote F2

Pursuant to the Merger Agreement, each outstanding share of common stock, par value $0.01 ("Common Stock") held by the Reporting Person was cancelled and converted into the, right to receive the Merger Consideration.

Footnote F3

Pursuant to the Merger Agreement, the Reporting Person disposed of all shares of Common Stock beneficially owned by him in exchange for the Merger Consideration.