Jim Frankola - 14 Sep 2021 Form 4 Insider Report for Cloudera, Inc.

Role: Chief Financial Officer
Signature: /s/ Jim Frankola by Jay Wedge, Attorney-in-Fact
Issuer symbol: N/A
Transactions as of: 14 Sep 2021
Net transactions value: -$5,426,744
Form type: 4
Filing time: 16 Sep 2021, 20:16:11 UTC
Previous filing: 16 Sep 2021
Next filing: 13 Oct 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CLDR	Common Stock	Sale	$1,593,010	-100,000	-7.7%	$15.93	1,203,661	14 Sep 2021	Direct
transaction	CLDR	Common Stock	Sale	$3,186,020	-200,000	-17%	$15.93	1,003,661	14 Sep 2021	Direct	F1
transaction	CLDR	Common Stock	Options Exercise		+10,625	+1.1%		1,014,286	15 Sep 2021	Direct	F2
transaction	CLDR	Common Stock	Options Exercise		+23,907	+2.4%		1,038,193	15 Sep 2021	Direct	F2
transaction	CLDR	Common Stock	Options Exercise		+46,555	+4.5%		1,084,748	15 Sep 2021	Direct	F2
transaction	CLDR	Common Stock	Options Exercise		+5,461	+0.5%		1,090,209	15 Sep 2021	Direct	F2
transaction	CLDR	Common Stock	Tax liability	$647,714	-40,660	-3.7%	$15.93	1,049,549	15 Sep 2021	Direct	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CLDR	Restricted Stock Unit	Options Exercise	$0	-10,625	-33%	$0.000000	21,250	15 Sep 2021	Common Stock	10,625		Direct	F2, F4
transaction	CLDR	Restricted Stock Unit	Options Exercise	$0	-23,907	-17%	$0.000000	119,536	15 Sep 2021	Common Stock	23,907		Direct	F2, F5
transaction	CLDR	Restricted Stock Unit	Options Exercise	$0	-46,555	-17%	$0.000000	232,775	15 Sep 2021	Common Stock	46,555		Direct	F2, F6
transaction	CLDR	Restricted Stock Unit	Options Exercise	$0	-5,461	-10%	$0.000000	49,149	15 Sep 2021	Common Stock	5,461		Direct	F2, F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents the weighted average sales price per share. The shares sold at prices ranging from $15.93 to $15.935 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F2	Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
F3	Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
F4	The RSUs will vest 1/16th of the total number of shares on June 15, 2018 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
F5	The RSUs will vest 1/16th of the total number of shares on March 15, 2019 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
F6	The RSUs will vest 2/12th of the total number of shares on June 15, 2020, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
F7	The RSUs will vest 1/12th of the total number of shares on March 15, 2021, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.